A Single Source of Truth - a podcast by Tom Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today, Matt and Tom take a the recently filed lawsuit by Shaquala Williams against JPMorgan for alleged retaliation for her internal whistleblowing. Williams was in a compliance function at the bank and claimed she was terminated for raising the issues that JPMorgan was not living up to its reporting requirements under a DPA.Some of the issues we consider are:

Facts of the claim?Made in the context of an ongoing DPA.

The lack of lack of documented policies and procedures.Siloed nature of compliance functions.

Inconsistency in risk assessments.Why is a single source of truth so critical?

ResourcesMatt in Radical Compliance, That Lawsuit Against JP Morgan
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