Credit Suisse and Holistic Risk Management - a podcast by Tom Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:

Is a broader view of risk needed?If so, who would perform that review?

Too many silos?Public companies v. investment banks?

What is under escalated risk?What is conduct risk?


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Further episodes of Compliance into the Weeds

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