GameStop and Compliance - a podcast by Tom Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today we consider the GameStop matter through the lens of the compliance profession.  
Some of the issues we consider are:·      What is the background?
·      What are the compliance implications of this matter? ·      Is this a black swan event or just ‘business as usual? 
·      Short sellers in the bulls-eye? ·      The role of the regulators?
·      Who are Robinhood’s stakeholders?·      What is the more relevant precedent; Long Term Capital or the Panic of 1907?
·      What is the role (or responsibility) of social media?Resources
Check out Tom’s 5-part blog post series on GameStop and Compliance:GameStop and Compliance-Introduction
GameStop and Compliance-The ShortsGameStop and Compliance-The Squeeze and Social Media
GameStop and Compliance-The Regulatory ResponseGameStop and Compliance-Lessons for the Compliance Professional

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