Pearson SEC Enforcement Action - a podcast by Tom Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are:

How can a failure to disclose lead to a SEC violation?What were the disclosure controls and procedures failures?

How is patch management a critical part of cybersecurity?What were the misleading statements made by Pearson?

What are the lessons learned?What is the role of compliance? 


ResourcesMatt in Radical Compliance
SEC Schools Pearson on Cyber Disclosure FailuresLearn more about your ad choices. Visit megaphone.fm/adchoices

Further episodes of Compliance into the Weeds

Further podcasts by Tom Fox

Website of Tom Fox