Who Should Oversee and Manage the Hotline - a podcast by Tom Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today we consider the question of who in an organization should oversee a hotline. Once that decision is made, who should manage the hotline. Some of the issues we consider are:

Why the Audit Committee on the Board should oversee the hotline.It should be written into the Audit Committee’s Charter.

The hotline manager must have the independence to investigate any issues raised and they must have the competence to do so.Why the Compliance Function should oversee management of the hotline.

ResourcesFor more information see Matt’s blog post in Radical Compliance:
Who Should Run the Hotline?Learn more about your ad choices. Visit megaphone.fm/adchoices

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