Podcasts by Daily Compliance News
Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!
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July 21, 2023 – The Who Will Be a CEO Edition from 2023-07-21T04:00
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in t...
ListenJuly 20, 2023 – The Osofsky Reports Edition from 2023-07-20T04:00
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to t...
ListenJuly 19, 2023 - The Will KPMG Ever Stop Cheating Edition from 2023-07-19T04:00
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Co...
ListenJuly 18, 2023 - The Polite to Exit Edition from 2023-07-18T04:00
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the...
ListenJuly 17, 2023 - The Spamming Your Friends Edition from 2023-07-17T04:00
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in t...
ListenMarch 4, 2022 the Ericsson Edition from 2022-03-04T04:20
In today’s edition of Daily Compliance News: · Ex-Nissan exec given suspended sentence in Japan. (NYT)· CA companies perverting Federal Arbitration Act. (Reuters) · Is crypto compl...
ListenMarch 3, 2022 the 1MDB Deal? Edition from 2022-03-03T05:00
In today’s edition of Daily Compliance News: · Did Trump Administration cut deal on 1MDB scandal? (Reuters)· Former Illinois House Speaker indicted over ComEd scandal. (The Hill) · ...
ListenMarch 2, 2022 the Texas Independence Day Edition from 2022-03-02T05:00
In today’s edition of Daily Compliance News: · Estee Lauder exec fired for racial social media post. (WSJ)· Widespread corruption under Zuma detailed. (FT) · Sanctions as corruptio...
ListenMarch 1, 2022 the We’ re No. 2 Edition from 2022-03-01T05:00
In today’s edition of Daily Compliance News: · According to TI-CPI, Nigeria second most corrupt country in West Africa. (Business Insider Africa)· How allowing corruption corrupts those ...
ListenFebruary 28, 2022 the BP Pulls Out Edition from 2022-02-28T05:00
In today’s edition of Daily Compliance News: · Heightened cyber attack risk. (WSJ)· Stericycle says it will pay $81MM to settle FCPA claims. (WSJ) · BP pulling out of JV with Rosn...
ListenFebruary 26, 2022 the Distributors Settle Edition from 2022-02-26T05:00
In today’s edition of Daily Compliance News: Distributors settle with states on opioid claims. (NYT)More disclosures for shorts? (WSJ) Abramovich linked to Putin regime. (DailyMail)SEC looking a...
ListenFebruary 25, 2022 the To SWIFT or Not to SWIFT Edition from 2022-02-25T05:00
In today’s edition of Daily Compliance News: · Will Russia turn to crypto? (NYT)· Global companies shut Ukraine offices. (WSJ) · Biden amps up sanctions. (WaPo)· Should Russi...
ListenFebruary 24, 2022 the Ng Trial Suspended Edition from 2022-02-24T05:00
In today’s edition of Daily Compliance News: · Implications of Ukraine for corporate governance. (Forbes)· Ng trial put on hold after DOJ fails to turn over documents. (WSJ) · KPM...
ListenFebruary 23, 2022 the Russia Invades Edition from 2022-02-23T05:00
In today’s edition of Daily Compliance News: · Biden Administration pivots to anticorruption in Asia. (Asia Times)· Carl Icahn and pig welfare. (WaPo) · Texas winter storm trial b...
ListenFebruary 22, 2022 the HoustonGate Edition from 2022-02-22T12:34:52
In today’s edition of Daily Compliance News: · HoustonGate for AMLO and Pemex. (WSJ)· Tx AG attacks whistleblowers on campaign trail. (HoustonChronicle) · EU users to sue tech gia...
ListenFebruary 21, 2022 the Credit Suisse Papers Edition from 2022-02-21T05:00
In today’s edition of Daily Compliance News: · Credit Suisse hid money for criminals and dictators. (NYT)· KT settles FCPA enforcement action with SEC. (WSJ) · Sacklers up settlem...
ListenFebruary 19, 2022 the Notorious Markets List Edition from 2022-02-19T05:00
In today’s edition of Daily Compliance News: · FED rolls out stock trading restriction policy. (NYT)· Banks used to fight Ottawa rogue truckers. (WSJ) · China objects to Chinese e...
ListenFebruary 18, 2022 the NY AG Edition from 2022-02-18T05:00
In today’s edition of Daily Compliance News: · NY AG can question Trump, kids under oath. (NYT)· SEC widens investigation into Activision Blizzard. (WSJ) · Surprise Surprise, BoJo...
ListenFebruary 17, 2022 the More Trouble for Ericsson Edition from 2022-02-17T05:00
In today’s edition of Daily Compliance News: · Leissner takes the stand in Ng trial. (Yahoo!News)· Zuma efforts to dismiss corruption changes rejected. (Al Jazeera) · Muddy Waters...
ListenFebruary 16, 2022 the Remington Pays Edition from 2022-02-16T05:00
In today’s edition of Daily Compliance News: · Jury rejects Palin claim. (WaPo)· Prince Andrew settles. (BBC) · Zucker partner forced out at CNN. (NYT)· Remington settles wit...
ListenFebruary 15, 2022 the Dinobabies Edition from 2022-02-15T05:00
In today’s edition of Daily Compliance News: · IBM senior management tried to get rid of older employees. (NYT)· Judge Rakoff will dismiss Palin lawsuit against NYT. (NYT) · Mazar...
ListenFebruary 14, 2022 the Happy Valentine Edition from 2022-02-14T05:00
In today’s edition of Daily Compliance News: · Money Money Money at Credit Suisse. (FT)· More trouble for Credit Suisse in US. (Reuters) · Roger Ng trial to begin. (NYT)· Cor...
ListenFebruary 12, 2022 the Corruption or Sour Grapes Edition from 2022-02-12T05:00
In today’s edition of Daily Compliance News: · Corruption at the Olympics or just sour grapes? (YaHooNews)· Rio Tinto Chair to review CEO. (Reuters) · Shareholder voices could gro...
ListenFebruary 11, 2022 the How to Talk and Eat Edition from 2022-02-11T05:00
In today’s edition of Daily Compliance News: · Credit Suisse had more training on how to talk and eat than on compliance. (FT)· Rio Tinto and toxic culture. (Economist) · After Cl...
ListenFebruary 10, 2022 the SFO Under Investigation Edition from 2022-02-10T05:00
In today’s edition of Daily Compliance News: · Year and a day for convicted Varsity Blues defendant. (Reuters)· UK launches probe of SFO over Unaoil prosecutions. (WSJ) · Why you ...
ListenFebruary 9, 2022 the Tour de Suisse Edition from 2022-02-09T05:00
In today’s edition of Daily Compliance News: · Whistleblower practices surge. (Reuters)· More allegations of Chinese trade secret thefts. (WSJ) · What is a ‘Tour de Suisse”? (NYT)...
ListenFebruary 8, 2022 the Ng Trial Begins Edition from 2022-02-08T05:00
In today’s edition of Daily Compliance News: · Roger Ng trial jury selection begins. (Reuters)· NFL microcosm of country. (WSJ) · Elon Musk and Tesla under SEC scrutiny yet again....
ListenFebruary 7, 2022 the Play Money Edition from 2022-02-07T05:00
In today’s edition of Daily Compliance News: · Credit Suisse faces new money-laundering charges. (Reuters)· Art market and AML risk. (WSJ) · Play money at Home Depot. (NYT)· ...
ListenFebruary 5, 2022 the Serpico Honored Edition from 2022-02-05T05:00
In today’s edition of Daily Compliance News: · Disgraced lawyer Michael Avanetti found guilty. (WSJ)· NYPD honors Frank Serpico 50 years late. (The Hill) · Nigeria has recovered $...
ListenFebruary 4, 2022 the Culture Matters Edition from 2022-02-04T05:00
In today’s edition of Daily Compliance News: · More Wells Fargo culture issues. (WSJ)· Homeland Security to study cyber-attacks. (Bloomberg) · KPMG sued for $1.8bn over Carillion ...
ListenFebruary 3, 2022 the Opinion Release Edition from 2022-02-03T05:00
In today’s edition of Daily Compliance News: DOJ releases first Opinion Release in 2022. (FCPA Compliance&Ethics Blog) Does AI hurt or help in hiring? (WSJ)CCN chief Zucker resigns over relations...
ListenFebruary 2, 2022 the NFL Sued Edition from 2022-02-02T05:00
In today’s edition of Daily Compliance News: · SEC flags ESG risks for ratings firms. (Reuters)· Former Miami coach sues NFL for racial discrimination. (WSJ) · Alberto Salazar was...
ListenFebruary 1, 2022 the Not Fit For Purpose Edition from 2022-02-01T05:00
In today’s edition of Daily Compliance News: · Cardinal Health to pay $13MM for FCA claim. (Reuters)· Junior auditor liability in UK. (WSJ) · Corruption in Latin America growing. ...
ListenJanuary 31, 2022 the Mike Lynch Ordered Extradited Edition from 2022-01-31T05:00
In today’s edition of Daily Compliance News: · Court loss is a win for climate. (Reuters)· New types of FCPA enforcement actions coming. (WSJ) · FTC and anti-trust. (WSJ)· Mi...
ListenJanuary 29, 2022 the Mike Lynch Guilty Edition from 2022-01-29T05:00
In today’s edition of Daily Compliance News: · ESG expertise in short supply. (FT)· If Russia invades... (WSJ) · VW unceremoniously fired whistleblower. (SecurityWorld)· Mike ...
ListenJanuary 28, 2022 the DeFi Edition from 2022-01-28T05:00
In today’s edition of Daily Compliance News: · DeFi popular for money-laundering. (WSJ)· Myanmar poses high business risks. (WSJ) · SEC wants more visibility into PE funds. (WSJ)· ...
ListenJanuary 27, 2022 the Big Papi Edition from 2022-01-27T10:45
In today’s edition of Daily Compliance News: · Intel overturns $1.2 EU anti-trust fine. (WSJ)· PED users kept out of HOF (or not). (ESPN) · TI-CPI released. (Compliance Week)· ...
ListenJanuary 26, 2022 the Post-Termination Retaliation Edition from 2022-01-26T05:00
In today’s edition of Daily Compliance News: · State AGs accuse Google of tracking users. (NYT)· DOJ refocusing on anti-trust. (DOJ Press Release) · SCt turns down case on post-ter...
ListenJanuary 25, 2022 the Kuwait ABC Edition from 2022-01-25T05:00
In today’s edition of Daily Compliance News: · Kuwait pursues corruption charges. (Defense News)· Activision bad ESG bet? (WSJ) · Engage in a hate crime, lose your job. (NYT)· ...
ListenJanuary 24, 2022 the Burnout in Compliance Edition from 2022-01-24T05:00
In today’s edition of Daily Compliance News: · Trouble at Peleton. (WaPo)· Bank compliance professionals facing burnout. (WSJ) · Family trouble in the Magic Kingdom. (NYT)· Co...
ListenJanuary 22, 2022 the Sinking SPACs Edition from 2022-01-22T12:41
In today’s edition of Daily Compliance News: · Fraud in licensing. (Bloomberg)· SPACs sinking. (WSJ) · The humble resume is still critical? (NYT)· No mercy corruption crackdow...
ListenJanuary 21, 2022 the Boeing Reopening? Edition from 2022-01-21T05:00
In today’s edition of Daily Compliance News: · The Mucci bitcoin ETF plan rejected by SEC. (Bloomberg)· AG to meet with families of Boeing disasters. (WSJ) · Dealmaking improv? (Re...
ListenJanuary 20, 2022 the Screw You Edition from 2022-01-20T05:00
In today’s edition of Daily Compliance News: · Kazakhstan leader and corruption. (OCCRP)· FCA to increase UK enforcement. (WSJ) · Gag orders in worker rights cases to end? (Reuters...
ListenJanuary 19, 2022 the BoJo the Clown Edition from 2022-01-19T05:00
In today’s edition of Daily Compliance News: · No one warned him breaking the rules, was against the rules. (BBC)· Microsoft to buy Activision. (WSJ) · Good Luck. Wells Fargo hires...
ListenJanuary 18, 2022 the All WSJ Edition from 2022-01-18T05:00
In today’s edition of Daily Compliance News: · Don’t lie on your visa application for Australia. (WSJ)· Credit Suisse Chairman pushed out after breaking Covid protocols. (WSJ) · Te...
ListenJanuary 15, 2022 the End of Sick Days Edition from 2022-01-15T05:00
In today’s edition of Daily Compliance News: · College degrees and hiring. (NYT)· Halbank prosecution put on hold. (Reuters) · End of the sick day. (WSJ)· Who is responsible w...
ListenJanuary 14, 2022 the Secret Talks Edition from 2022-01-14T05:00
In today’s edition of Daily Compliance News: · Cross border Inter-Parliamentary Alliance against Kleptocracy. (Axios.com)· Netanyahu in secret talks to plead out. (TimesofIsreal) · ...
ListenJanuary 13, 2022 the Prince Andy to Face Trial Edition from 2022-01-13T05:00
In today’s edition of Daily Compliance News: · Compliance costs went up during pandemic. (Forbes.com)· CA DFEH wants in on Activision Blizzard EEOC settlement. (The Register) · Pri...
ListenJanuary 12, 2022 the Farewell to Michael Lang Edition from 2022-01-12T05:00
In today’s edition of Daily Compliance News: · Cyber issues for PE. (WSJ)· Woodstock organizer dies. (NYT) · RCMP looking a Canadian company corruption overseas. (NationalPost)· ...
ListenJanuary 11, 2022 the Visibility Edition from 2022-01-11T05:00
In today’s edition of Daily Compliance News: · Visibility for private companies coming? (WSJ)· End to Supply Chain in sight? (FT) · MACC head digs in heels. (This Week in Asia)· ...
ListenJanuary 10, 2022 the Jerks at Work Edition from 2022-01-10T02:17
In today’s edition of Daily Compliance News: · SPACs starting downward turn in aerospace. (WSJ)· Jerks at work. (NYT) · More sleaze from BoJo. (The Art Newpaper)· Boeing share...
ListenJanuary 8, 2022 the Crypto Crime Edition from 2022-01-08T05:00
In today’s edition of Daily Compliance News: · Crypto crime hit $14bn in 2021. (WSJ)· Portuguese corruption erodes trust in government. (FT) · MACC under fire for corruption. (This...
ListenJanuary 7, 2022 the France Fines Big Tech Edition from 2022-01-07T05:00
In today’s edition of Daily Compliance News: · France fines FB, Google. (WSJ)· Kazakhstan bit coin mining in trouble. (NYT) · Maxwell juror had sexual abuse history. (Bloomberg)· ...
ListenJanuary 6, 2022 the Deportation Edition from 2022-01-06T05:00
In today’s edition of Daily Compliance News: · BMW employee charged with corruption. (Automotive News Europe)· Novak Djokovic faces deportation from Australia. (ESPN) · Is your com...
ListenJanuary 5, 2022 the Holmes Guilty Edition from 2022-01-05T05:00
In today’s edition of Daily Compliance News: We dedicate today’s entire episode to the conviction of Elizabeth Holmes. Stories include:· The Verdict (WSJ) · What does it mean for Silicon ...
ListenJanuary 4, 2022 the Why Upgrade Edition from 2022-01-04T05:00
In today’s edition of Daily Compliance News: · Airbnb settles Cuba trade sanction case. (WSJ)· Danske Bank builds out its compliance function. (WSJ) · How much does outdated data ...
ListenDecember 31, 2021 the Fog Ahead Edition from 2021-12-31T05:00
In today’s edition of Daily Compliance News: · Legislation to take on Amazon productivity algorithms. (Bloomberg)· Delaware court rulings that will shape M&A in 2022. (Reuters) · ...
ListenDecember 30, 2021 the Maxwell Guilty Edition from 2021-12-30T05:00
In today’s edition of Daily Compliance News: · Ghislaine Maxwell found guilty. (NYT)· Taxicab lender company charged with fraud by SEC. (Reuters) · Who lost Afghanistan? (Decclan ...
ListenDecember 29, 2021 the Double Secret Probation Edition from 2021-12-29T11:49
In today’s edition of Daily Compliance News: · Regulatory agenda at the turning point. (Reuters)· Apple puts Foxxcomm on probation. (Reuters) · Banking and cannabis. (WSJ)· ...
ListenDecember 28, 2021 the Tribute to Desmond Tutu Edition from 2021-12-28T05:00
In today’s edition of Daily Compliance News: · Somali President suspends PM amid corruption probe. (Bloomberg)· Credit Suisse seeking docs on Softbank and Greensill. (Reuters) · U...
ListenDecember 23, 2021 the How to Win Friends Edition from 2021-12-23T05:00
In today’s edition of Daily Compliance News: · Wall Street puts hold on RTO. (NYT)· Brazilian companies list on NYSE, what could go wrong. (Reuters) · SEC blocks Apple bid to bloc...
ListenDecember 22, 2021 the Predicting Corrupt Pols Edition from 2021-12-22T05:00
In today’s edition of Daily Compliance News: · Harvard Prof guilty of lying about China connection. (NYT)· NatWest pleads guilty, yet again. (WSJ) · Predicting corrupt politicians...
ListenDecember 21, 2021 the Flash Cash Edition from 2021-12-21T05:00
In today’s edition of Daily Compliance News: · Another appeal of Unaoil conviction. (WSJ)· Trump International Hotel epicenter of massive corruption. (Insider) · Wyoming top state...
ListenDecember 20, 2021 the Brain Control Edition from 2021-12-20T05:00
In today’s edition of Daily Compliance News: · Brain control tech company placed on blacklist. (WaPo)· OSHA vaccine mandate reinstated. (NYT) · Corruption at the heart of college ...
ListenDecember 17, 2021 McDonalds Claws Back Edition from 2021-12-17T10:55
In today’s edition of Daily Compliance News: · HSBC fined for AML violations. (WSJ)· Sackler bankruptcy settlement tossed. (NYT) · McDonalds claws back $105MM from former CEO? (WS...
ListenDecember 16, 2021 Happy Birthday Michele Edition from 2021-12-16T05:00
In today’s edition of Daily Compliance News: · Houston Democratic leaders under scrutiny for corruption. (Local 12)· Tackling corruption critical for sustainable development. (UN News) ...
ListenDecember 15, 2021 China, Professors and Spying Edition from 2021-12-15T10:50
In today’s edition of Daily Compliance News: · Nat-West fined for ‘over-looking’ AML risks. (WSJ)· Another son pleads guilty. (WSJ) · DOJ to charge more execs for environmental cr...
ListenDecember 14, 2021 Dos Santos Banned Edition from 2021-12-14T05:00
In today’s edition of Daily Compliance News: · New language for RTO. (NYT)· SEC says more enforcement coming. (WSJ) · Isabel Dos Santos barred from US Visa. (BBC) · Timing o...
ListenDecember 13, 2021 CEO Takes Charge Edition from 2021-12-13T05:00
In today’s edition of Daily Compliance News: · SocGen CEO takes over risk management function. (Reuters)· Alibaba fires whistleblowers. (WSJ) · Lawyers doing work of lawmakers. (I...
ListenDecember 11, 2021 the Are Birds Fake Edition from 2021-12-11T05:00
In today’s edition of Daily Compliance News: · Tone deaf CEO to take ‘some time off’. (WSJ)· Ransomware attack on IP. (WSJ) · Are birds fake? (NYT)· Insider trading on the m...
ListenDecember 10, 2021 the SPACs and IPOs Edition from 2021-12-10T05:00
In today’s edition of Daily Compliance News:· SEC to level playing field between SPACs and IPOs. (WSJ) · Amazon fined 1.3bn Euro in Italy. (WSJ)· Pressure increases to remove Acti...
ListenDecember 9, 2021 the Crypto Goes to Congress Edition from 2021-12-09T05:00
In today’s edition of Daily Compliance News: · Why the Chinese failed to understand the Peng Shuai imbroglio. (NYT)· FATF says looks at illegal profits in climate change fight. (WSJ) · ...
ListenDecember 8, 2021 the Real Estate Scrutiny Edition from 2021-12-08T05:00
In today’s edition of Daily Compliance News: Rohingya refugees sue FB for $150bn. (Reuters)US will increase scrutiny of real estate transactions. (WSJ) DoT to keep costs low for UBO reporting req...
ListenDecember 7, 2021 the Ugly American Edition from 2021-12-07T05:00
In today’s edition of Daily Compliance News: · LA Police chief has someone arrest, in Marseille. (Vice)· US reveals steps to fight corruption. (WSJ) · Trump SPAC under investigati...
ListenDecember 6, 2021 a Defense of Contradictions Edition from 2021-12-06T05:00
In today’s edition of Daily Compliance News: · Holmes defense is one of contradictions. (WSJ)· Fighting the Imposter Syndrome. (FT) · Web3 is here. Are you ready? (NYT)· SEC...
ListenDecember 4, 2021 the SPACs Going South Edition from 2021-12-04T05:00
In today’s edition of Daily Compliance News: Son of Panamanian President pleads guilty in cont’d fallout from Odebrecht corruption case . (WSJ)Senate confirms new sanctions chief. (WSJ) What happ...
ListenDecember 3, 2021 the Recidivists on Notice Edition from 2021-12-03T05:00
In today’s edition of Daily Compliance News: · DOJ reaffirms recidivists are on notice. (WSJ)· Didi de-listing in US. (Bloomberg) · Current and former SEC Chiefs trade tips on cry...
ListenDecember 2, 2021 the Verifiable Proof Edition from 2021-12-02T05:00
In today’s edition of Daily Compliance News: · EU wants ‘verifiable proof’ Peng is safe. (SI.com)· Corruption preventing Texas from fixing its broken power grid. (MSNBC) · Elizabe...
ListenDecember 1, 2021 the Low-Level Disgruntled Employee Edition from 2021-12-01T05:00
In today’s edition of Daily Compliance News: · What will CFIUS do? (Reuters)· Facebook ordered to divest Giphy by UK competition regulator. (TechCrunch) · Elizabeth Holmes refers ...
ListenNovember 30, 2021 the New Blood Diamonds edition from 2021-11-30T05:00
In today’s edition of Daily Compliance News: · IDB debars Belgium engineering company for fraud and corruption. (FCPA Blog)· Are batteries the new blood diamonds? (NYT) · Esper su...
ListenNovember 29, 2021 the Sports in China edition from 2021-11-29T05:00
In today’s edition of Daily Compliance News: · Uber illegal spying scandal was false. (NYT)· Sports getting tougher in China. (NYT) · New crypto regs coming. (WaPo)· Notice ...
ListenNovember 27, 2021 the Death of a Titan edition from 2021-11-27T12:21
In today’s edition of Daily Compliance News: · Legal challenges muddy mandate waters. (WSJ)· Stephen Sondheim dies. (Bloomberg) · Meet Omicron. (WSJ)· Risk management for su...
ListenNovember 26, 2021 the Corruption Goes to Hollywood edition from 2021-11-26T11:24
In today’s edition of Daily Compliance News: · SBM Offshore fined for failure to prevent corruption. (TheComplianceLady)· TV series on 1MDB coming. (NYT) · Interpol sinks even lo...
ListenNovember 24, 2021 the What Could Go Wrong edition from 2021-11-24T05:00
In today’s edition of Daily Compliance News: · Pemex takes over Shell refinery outside Houston. What could go wrong? (Houston Chronicle)· Regulators raise cap requirements for bank. (N...
ListenNovember 23, 2021 the High Stakes edition from 2021-11-23T05:00
In today’s edition of Daily Compliance News: · What’s behind the Dimon/Musk feud? (WSJ)· The stakes for Holmes. (NYT) · Civil crackdown on corrupt BODs in China. (Bloomberg)· ...
ListenNovember 22, 2021 the Why Corruption edition from 2021-11-22T05:00
In today’s edition of Daily Compliance News: · Will Activism CEO resign? (WSJ)· Office reopening gets trickier. (WSJ) · Banks must promptly report cyber breaches. (Reuters)· ...
ListenNovember 20, 2021 the Morality and Machine Learning edition from 2021-11-20T05:00
In today’s edition of Daily Compliance News: · Business groups challenge FTC. (WSJ)· Will Holmes testify? (WSJ) · Rampant sexual harassment at Tesla? (Bloomberg)· Morality ...
ListenNovember 19, 2021 the Banks as Watchdogs edition from 2021-11-19T02:37:01
In today’s edition of Daily Compliance News: · Banks to watch out for environmental crimes evidence. (WSJ)· Warren asks SEC to investigate Trump SPAC deal. (Reuters) · Corruption...
ListenNovember 17, 2021 the FTC Investigates edition from 2021-11-18T05:00
In today’s edition of Daily Compliance News: · $750MM lawsuit filed in Astroworld tragedy. (Houston Chronicle)· Illumina defends Grail deal. (Reuters) · FTC to investigate energy...
ListenNovember 17, 2021 the He Knew All Along edition from 2021-11-17T05:00
In today’s edition of Daily Compliance News: · What is weather risk? (Houston Chronicle)· Activism CEO knew all along. (WSJ) · JPMorgan says Tesla owes it $167MM. (NYT)· Ho...
ListenNovember 16, 2021 the Retro is Cool edition from 2021-11-16T05:00
In today’s edition of Daily Compliance News:· Seller’s remorse (they bought me and were mean). (WSJ) · Retro is cool again. (WSJ)· SFO outgunned. (Bureau of Investigative Journal...
ListenNovember 15, 2021 the Sleazy, Not Corrupt edition from 2021-11-15T05:00
In today’s edition of Daily Compliance News: · UK sleazy, not corrupt. (TheGuardian)· Jon Gruden sues NFL. (WSJ) · MBAs adding ESG. (NYT)· Time to resign? (WaPo) Learn more...
ListenNovember 13, 2021 the Snow White edition from 2021-11-13T05:00
In today’s edition of Daily Compliance News: · Chang to face US corruption charges. (NYT)· Venezuelan judge grants appeal to Citgo 6. (The Hill) · New UK law on AML requested. (B...
ListenNovember 12, 2021 the Post Pandemic Office Etiquette edition from 2021-11-12T05:00
In today’s edition of Daily Compliance News:· Don't be that guy in the office. (WSJ) · Dangers of a Chinese takeover. (WSJ)· SEC halts registration. (WSJ) · Binance to beco...
ListenNovember 11, 2021 the Poppy Fields edition from 2021-11-11T05:00
In today’s edition of Daily Compliance News: · Uber sued for violating ADA. (WSJ)· Ozy under investigation. (NYT) · World’s most heavily fined bank says it has reformed. (WSJ)· ...
ListenNovember 10, 2021 the Are You Effing Kidding Me edition from 2021-11-10T05:00
In today’s edition of Daily Compliance News: · Adam Neumann is still Adam Neumann. (NYT)· Librarian files request for NPAs. (Reuters) · Congress wants NFL emails. (WSJ)· Bo...
ListenNovember 9, 2021 the Stupid Texts edition from 2021-11-09T05:00
In today’s edition of Daily Compliance News: · McDonald’s CEO in hot water over texts. (WSJ)· South African whistleblower flees country. (YaHooNews) · Corruption hurdle in climat...
ListenNovember 8, 2021 the Leading with Love edition from 2021-11-08T05:00
In today’s edition of Daily Compliance News: · Trying to fix PG&E. (WSJ) · New SEC whistleblower chief. (WSJ)· Return of Willard? (WaPo) · Environmental hero or legal outla...
ListenNovember 5, 2021 the Boeing Settles (again) edition from 2021-11-06T04:00
In today’s edition of Daily Compliance News: · Boeing settles shareholder action for $225MM. (WSJ)· SEC approach to FCPA enforcement similar to DOJ. (WSJ) · Blockchain.com hires ...
ListenNovember 5, 2021 Vaccination Rate edition from 2021-11-05T04:00
In today’s edition of Daily Compliance News: · Gensler says crypto needs regulatory framework. (WSJ)· It was a build up of dysfunction (Rush accidental shooting). (WaPo) · Tyson ...
ListenNovember 4, 2021 Shareholders Rights edition from 2021-11-03T23:49
In today’s edition of Daily Compliance News: · SEC eases shareholder rules for proposals. (WSJ)· IFRS announces Sustainability Board. (FT) · Israeli spyware firm blacklisted. (NY...
ListenNovember 3, 2021 To Contract or Not Contract edition from 2021-11-03T04:00
In today’s edition of Daily Compliance News: · Hertz says it has a contract, Tesla says not. (WSJ)· Former heads of UFEA and FIFA charged with fraud in Switzerland. (FT) · DOJ su...
ListenNovember 2, 2021 the Character Matters edition from 2021-11-02T04:00
In today’s edition of Daily Compliance News: · Jes Staley resigns. (WSJ)· Goldman flags Archegos lawsuits. (Reuters) · First Consumer Product Safety criminal enforcement action. ...
ListenNovember 1, 2021 the What’s In a Name edition from 2021-11-01T04:00
In today’s edition of Daily Compliance News: · FTC to increase oversight of recalcitrant organizations. (WSJ)· The invidiousness of corruption. (Reuters) · How corruption ruined ...
ListenOctober 30, 2021 the Is That a Question edition from 2021-10-30T04:00
In today’s edition of Daily Compliance News: · When a dysfunctional culture turns deadly. (WSJ)· DOJ changes enforcement posture. (Compliance into the Weeds) · More trouble for t...
ListenOctober 29, 2021 the Meta edition from 2021-10-29T04:00
In today’s edition of Daily Compliance News: · DAG promises a harder stance. (WSJ)· Facebook goes Meta. (NYT) · More tech whistleblowers on the way? (WSJ)· Big oil grilled ...
ListenOctober 28, 2021 the Corruption in LA edition from 2021-10-28T04:00
In today’s edition of Daily Compliance News: · When financial incentives go awry. (WSJ)· Facebook under FTC scrutiny. (NYT) · Civic corruption in Los Angeles. (LA Times)· S...
ListenOctober 27, 2021 the $Trillion Club edition from 2021-10-27T04:00
In today’s edition of Daily Compliance News: · Zuma trial to start in April. (AfricaNews)· Tesla joins trillion-dollar club. (NYT) · FARA-the basics. (Grand Jury Target)· C...
ListenOctober 26, 2021 the Facebook Employees edition from 2021-10-26T04:00
In today’s edition of Daily Compliance News: · Citibank agrees to racial equality audit. (Bloomberg)· FB whistleblower testifies in Europe. (NYT) · Facebook employees warned mana...
ListenOctober 25, 2021 the Great Resignation Lessons edition from 2021-10-25T00:39
In today’s edition of Daily Compliance News: · Lessons from the Great Resignation. (WaPo)· Amazon is a HR nightmare. (NYT) · Whistleblowers turning to the media. (NYT)· ESG...
ListenOctober 23, 2021 the Back to the World Series edition from 2021-10-23T12:14
In today’s edition of Daily Compliance News: · Astros headed back to the World Series. (ESPN)· Honeywell reserves for FCPA settlement. (WSJ) · DOJ accuses Ericsson of breaching D...
ListenOctober 22, 2021 the $200MM Whistleblower Award edition from 2021-10-22T04:00
In today’s edition of Daily Compliance News: · Facebook oversight committee lowers the hammer. (NPR)· CFTC awards $200MM whistleblower bounty. (WSJ) · Total accused of downplayin...
ListenOctober 21, 2021 the Upgrade edition from 2021-10-21T04:00
In today’s edition of Daily Compliance News: · Zuckerberg added to DC Privacy lawsuit. (WaPo)· Boeing woes continue. (NYC) · Ukraine seeks to improve ABC enforcement. (Reuters)· ...
ListenOctober 20, 2021 the Credit Suisse Settles (again) edition from 2021-10-20T04:00
In today’s edition of Daily Compliance News: · GE to require employee vaccinations. (NYT)· Boardroom diversity. (Bloomberg) · Credit Suisse settles Mozambique bribery case. (FCPA...
ListenOctober 19, 2021 the Colin Powell edition from 2021-10-19T04:00
In today’s edition of Daily Compliance News: · Axel Springer removes editor after NYT story. (NYT)· Leadership as a hydra-headed monster. (FT) · Colin Powell dies. (WaPo)· ...
ListenOctober 18, 2021 the Better Salary edition from 2021-10-18T09:58:57
In today’s edition of Daily Compliance News: · Risk in municipal bonds? (NYT)· Goldman to own its business unit. (WSJ) · Pandora Papers lead to artifact repatriation. (WaPo)· ...
ListenOctober 15, 2021 the Rogue Monitor edition from 2021-10-16T04:00
In today’s edition of Daily Compliance News: · Does the NFL have a truth problem? (WSJ)· Does ZTE have a rogue monitor. (WSJ) · Holocaust deniers and Texas schools. (WaPo)· ...
ListenOctober 15, 2021 the Know When to Fold ‘Em edition from 2021-10-15T04:00
In today’s edition of Daily Compliance News: · LinkedIn folds in China. (WSJ)· Pizza night no more? (Bloomberg) · Kenyan Preside to visit US. (Axios)· Does Green mean highe...
ListenOctober 14, 2021 the Captain Kirk in Space edition from 2021-10-14T04:00
In today’s edition of Daily Compliance News: · Theranos, Walgreen’s and Due Diligence. (WSJ)· Does corruption kill? It did in New Orleans. (4WWL) · Captain Kirk goes into space. ...
ListenOctober 13, 2021 the Pesky Emails edition from 2021-10-13T01:23
In today’s edition of Daily Compliance News: · Shareholders revolt at Proctor&Gamble over ESG. (WSJ) · John Gruden resigns over racist, misogynist emails. (ESPN)· Shifting risk l...
ListenOctober 12, 2021 the In a Blue Moon edition from 2021-10-12T04:00
In today’s edition of Daily Compliance News: · New head of SDNY. (WSJ)· Whistleblower used data as weapon. (WaPo) · Toxic culture at Blue Moon? (WaPo)· Amazon extends RTW f...
ListenOctober 11, 2021 the Facebook Talking Points from 2021-10-11T10:08:39
In today’s edition of Daily Compliance News: · Banks need more guidance on ESG efforts. (WSJ)· Going green through carbon offsets. (WSJ) · Deal of global tax avoidance. (WSJ)· ...
ListenOctober 9, 2021 the Banks Behaving Badly edition from 2021-10-09T04:00
In today’s edition of Daily Compliance News: · Varsity Blues parents convicted. (WSJ)· NatWest pleads guilty to AML violations. (WSJ)· Deal of global tax avoidance. (WSJ) · ...
ListenOctober 8, 2021 the DOJ edition from 2021-10-08T04:00
In today’s edition of Daily Compliance News: · DOJ to emphasize white collar criminal cases. (WSJ)· Senate bill to target AML enablers. (WaPo) · DOJ to set up crypto enforcement ...
ListenOctober 7, 2021 the Keep Your Hands to Yourself edition from 2021-10-07T04:00
In today’s edition of Daily Compliance News: · Will ethical lapses sink Jay Powell? (NYT)· Biden AntiTrust Division head goes before Judiciary Committee. (NYT) · Petrobras conclu...
ListenOctober 6, 2021 the Morally Bankrupt edition from 2021-10-06T04:00
In today’s edition of Daily Compliance News: · FB whistleblower testifies to Congress. (NYT)· Black Tesla worker awarded $130MM. (WSJ) · Zuckerberg having very bad week. (Bloomber...
ListenOctober 5, 2021 the Lazarus edition from 2021-10-05T04:00
In today’s edition of Daily Compliance News: · FB says it is not monopolistic. (NYT)· Petrofac settles. (WSJ) · Ozy is back. (WSJ)· South Dakota leading US state for shell c...
ListenOctober 4, 2021 the FB Whistleblower edition from 2021-10-04T11:39:01
In today’s edition of Daily Compliance News: · Frances Haugen is FB whistleblower. (WSJ)· NWSL hires Covington to investigate itself. (WSJ) · Ozy folds. (NYT)· The United va...
ListenOctober 2, 2021 the Crazyiness in Ozyland Folding edition from 2021-10-02T04:00
In today’s edition of Daily Compliance News: · Ozy announces its closure. (NYT)· Key takeaways from week 4 of Holmes trial. (NYT) · Biden DOJ selects competence rather than politi...
ListenOctober 1, 2021 the Manning Brothers edition from 2021-10-01T08:35
In today’s edition of Daily Compliance News: · Morgan Stanley faces scrutiny over Venezuela. (WSJ)· Joel and the robots on MNF. (WSJ) · Dan Kahn returns to private practice. (WSJ)...
ListenSeptember 30, 2021 the Crime Does Pay (or it did) edition from 2021-09-30T04:00
In today’s edition of Daily Compliance News: · Digital bank fined in Germany. (WSJ)· Theranos defense goes on the attack. (WSJ) · More Ozy fallout. (NYT)· When crime does pa...
ListenSeptember 29, 2021 the Activism Pays edition from 2021-09-29T04:00
In today’s edition of Daily Compliance News: · Petrofac sentencing delayed. (Offshore Engineer)· U.S. Subsidiary of Schlumberger to Settle Sanctions Probe. (WSJ) · Activism pays $...
ListenSeptember 28, 2021 the Phone Call Fraud edition from 2021-09-28T04:00
In today’s edition of Daily Compliance News: · China to take ‘deed dive’ into financial sector corruption. (South China Post)· Fraud risk in con calls. (NYT) · Google appeals $5bn...
ListenSeptember 27, 2021 the It Wasn’t Me edition from 2021-09-27T09:23
In today’s edition of Daily Compliance News: · CFOs want corp investment tied to sustainability. (WSJ)· Huawei resolves. (NYT) · End of banking ‘as we know it’? (WaPo)· WPP ...
ListenSeptember 26, 2021 the Bribery edition from 2021-09-25T04:00
In today’s edition of Daily Compliance News: · Petrofac to plead guilty in UK to briberycharges. (WSJ) · WPP in FCPA enforcement action. (SEC Press Release)· JPMorgan to face brib...
ListenSeptember 24, 2021 the Boss Said No edition from 2021-09-24T04:00
In today’s edition of Daily Compliance News: · Sub wanted investigation. Corp boss says no. (WSJ)· Delta wants national ‘no-fly’ list for unruly passengers. (NYT) · Is Facebook fa...
ListenSeptember 23, 2021 the Those Pesky Texts edition from 2021-09-23T04:00
In today’s edition of Daily Compliance News: · ISO sets corp governance standards. (WSJ)· Dems raise SPAC concerns. (WSJ) · It’s always those pesky texts. (WSJ)· SEC wants m...
ListenSeptember 22, 2021 the Amazon Bribery? edition from 2021-09-22T04:00
In today’s edition of Daily Compliance News: · Did Amazon pay bribes in India. (The Wire)· State Department sanctions Central American officials. (YaHooFinance) · FIFA sanctions H...
ListenSeptember 21, 2021 the Gutting Corruption in Enforcement edition from 2021-09-21T11:29
In today’s edition of Daily Compliance News: Allianz Asset-Management Head in Talks to Depart. (WSJ)How GOP gutted public corruption enforcement in Texas. (KXAN) Zuckerberg bought off by Trump A...
ListenSeptember 20, 2021 the Move to the Cloud edition from 2021-09-20T04:00
In today’s edition of Daily Compliance News: · Wells Fargo moves to the cloud. (WSJ)· World Bank China-rigging scandal rattles investors. (WSJ) · IMF chief denies undue influence....
ListenSeptember 18, 2021 the Sorry Rudy edition from 2021-09-18T04:00
In today’s edition of Daily Compliance News: · Court denies Giuliani request to withhold documents. (WSJ)· Companies grapple with the Covid vaccine mandate. (WSJ) · IMF chief den...
ListenSeptember 17, 2021 the Briefcase Companies edition from 2021-09-17T04:00
In today’s edition of Daily Compliance News: · DOJ to oppose Sackler bankruptcy deal. (WSJ)· SEC awards 2 whistleblowers $114MM? (WSJ) · Ex-Kenyan sports minister pleads guilty t...
ListenSeptember 16, 2021 the $114 Million edition from 2021-09-16T10:02
In today’s edition of Daily Compliance News: · FBI failures in Nassar probe. (Houston Chronicle)· SEC awards 2 whistleblowers $114MM? (WSJ) · Lawyer arranged hit, on himself. (BB...
ListenSeptember 15, 2021 the Gensler Testifies edition from 2021-09-15T04:00
In today’s edition of Daily Compliance News: · Engine No. 1 seeks to tie valuation to climate risk. (Reuters)· Boeing, Directors asked court to review its ruling. (WSJ) · Erika C...
ListenSeptember 14, 2021 the Varsity Blues-the Trial edition from 2021-09-14T04:00
In today’s edition of Daily Compliance News: · Varsity Blues goes to trial. (Reuters)· Facebook rules apply to all, except when they don’t. (WSJ) · Biden names privacy expert to ...
ListenSeptember 13, 2021 the Crisis of Confidence edition from 2021-09-13T04:00
In today’s edition of Daily Compliance News: · DOT to finish sanctions review in fall. (WSJ)· What is the risk of a crisis of confidence? (Bloomberg) · Mask fines on airlines dou...
ListenSeptember 11, 2021 the Remembering 9/11 edition from 2021-09-11T04:00
In today’s edition of Daily Compliance News: · Trevor Bauer suspended for rest of season. (ESPN)· Biden Administration weighing China trade probe. (Bloomberg) · Is Google violati...
ListenSeptember 10, 2021 the Texas Sued edition from 2021-09-10T04:00
In today’s edition of Daily Compliance News: · Biden Administration sues Texas. (WSJ)· Amazon to offer tuition to employees. (Bloomberg) · Coinbase says SEC threatened suit. (WaP...
ListenSeptember 9, 2021 the Holmes on Trial edition from 2021-09-09T04:00
In today’s edition of Daily Compliance News: MarshMac gets dedicated CCO. (WSJ)Texas anti-abortion law to cost state millions. (Bloomberg) Opening statements in Elizabeth Holmes trial. (WSJ)Sili...
ListenSeptember 8, 2021 the ABC Fight in Central America edition from 2021-09-08T04:00
In today’s edition of Daily Compliance News: · Raytheon under FCPA scrutiny. (WSJ)· Why the Kraft Foods SEC settlement is like Wells Fargo. (Radical Compliance) · Obstacles in an...
ListenSeptember 7, 2021 the Regime Change edition from 2021-09-07T04:00
In today’s edition of Daily Compliance News: · New head of IASB. (WSJ)· Regime change in Guinea. Why should you pay attention. (NPR) · Are movies back? (Bloomberg)· You mig...
ListenSeptember 4, 2021 the Hiring, No Hiring edition from 2021-09-04T11:58:31
In today’s edition of Daily Compliance News: · Is your hiring process preventing you from hiring? (WSJ)· Better apply to MSU. (Bloomberg) · A new business model? (WaPo)· Yo...
ListenSeptember 3, 2021 the Texas On the Outs edition from 2021-09-03T04:00
In today’s edition of Daily Compliance News: · First Varsity Blues trials to begin in September. (WSJ)· What’sApp fined €225m by EU for data privacy violations. (CorderyCompliance) · ...
ListenSeptember 2, 2021 the Richards Out edition from 2021-09-02T04:00
In today’s edition of Daily Compliance News: · US and Ukraine agree to fight corruption. (DOC Press Release)· More Trump organization employees go before Grand Jury. (WSJ) · Mike...
ListenSeptember 1, 2021 the Business Travel edition from 2021-09-01T04:00
In today’s edition of Daily Compliance News: · Adrienne Harris picked to lead DFS. (WSJ)· SEC sanctions firms for email break-ins. (WSJ) · Is business travel doomed? (Bloomberg)·...
ListenAugust 31, 2021 the SPAC Counterattack edition from 2021-08-31T04:00
In today’s edition of Daily Compliance News: · A SPAC counterattack. (NYT)· More companies weighing penalties for unvaccinated employees. (WaPo) · ESG accounting requires account...
ListenAugust 30, 2021 the Top 25 edition from 2021-08-30T04:00
In today’s edition of Daily Compliance News: · Embrace stress. (WSJ)· Where celebrity culture is corruption. (FT) · Good work if you can get it. (South China Morning Post)· ...
ListenAugust 28, 2021 the Hedonistic Altruism edition from 2021-08-29T04:00
In today’s edition of Daily Compliance News: T-Mobile apologizes. (WSJ)KPMG tells employees report inhouse, not to the press. (City A.M.) Benefits surcharge for employment. (WSJ)What is ‘hedonis...
ListenAugust 27, 2021 the Will Holmes Tell a Tale edition from 2021-08-27T04:00
In today’s edition of Daily Compliance News: · Will Elizabeth Holmes tell her story at trial? (WSJ)· Investigation of an investigation. (WSJ) · Capitol police officers sue Trump ...
ListenAugust 26, 2021 the Well That’s Awkward edition from 2021-08-26T04:00
In today’s edition of Daily Compliance News: · When it’s awkward in the workplace. (NYT)· Did Deutsche Bank lie about its sustainability efforts? (WSJ) · What are hidden hiring b...
ListenAugust 25, 2021 the Tribute to Charlie edition from 2021-08-25T04:00
In today’s edition of Daily Compliance News: · Farewell to Charlie Watts. (Rolling Stone)· IN the shadow of Holmes. (NYT) · Yet another FIFA guilty plea re: corruption. (WSJ)· ...
ListenAugust 24, 2021 the Fate of Conferences edition from 2021-08-24T04:00
In today’s edition of Daily Compliance News: · NLRB GC Calls for new agenda. (SHRM.com)· Fate of Conferences in 2021? (Houston Chronicle) · College football gets honest with itse...
ListenAugust 23, 2021 the Transparency and FB edition from 2021-08-23T04:00
In today’s edition of Daily Compliance News: · Racial bias in military discipline? (NPR)· End of investor road shows? (FT) · Remote work could last up to 2 more years. (WSJ)· ...
ListenAugust 21, 2021 the What is a SPARC edition from 2021-08-21T11:30
In today’s edition of Daily Compliance News: · What is a SPARC? (FT)· How to change the (corporate) world? (FT) · More human capital disclosures coming? (WSJ)· Uber ballot ...
ListenAugust 20, 2021 the No Responsibilty edition from 2021-08-20T04:00
In today’s edition of Daily Compliance News: · Bitcoin mixer pleads guilty to AML violations. (WSJ)· Richard Sackler says family bears no responsibility for Opioid Crisis. (NYT) · ...
ListenAugust 19, 2021 the Productivity Boom edition from 2021-08-19T04:00
In today’s edition of Daily Compliance News: · Oral arguments in Hoskins dismissal appeal by DOJ. (WSJ)· Taliban on Facebook. (NYT) · Meet Freddie Mac’s new CCO. (WSJ)· US ...
ListenAugust 18, 2021 the Sacklers Threaten to Pull Out edition from 2021-08-18T04:00
In today’s edition of Daily Compliance News: · Corruption has always been a part of Afghanistan. (FCPA Blog)· Sacklers threaten to pull out of bankruptcy agreement. (NYT)· More S...
ListenAugust 17, 2021 the Tribute to Kegan edition from 2021-08-17T04:00
In today’s edition of Daily Compliance News: · Tesla autopilot under scrutiny. (NYT)· The US won’t stop illegal ticker resellers, can the UK? (BBC) · Banks seek alternatives to L...
ListenAugust 16, 2021 the FT Books of the Year edition from 2021-08-16T09:49
In today’s edition of Daily Compliance News: · Vacations one tool in preventing burnout. (NYT)· Wirecard shareholders sue the Administrator. (FT) · What about just suspending an ...
ListenAugust 14, 2021 the Corruption as Existential Threat edition from 2021-08-14T04:00
In today’s edition of Daily Compliance News: Business Roundtable polling members on requiring employee vaccinations. (NYT)Corruption existential threat to ANC. (FT) Weak audits in privately held ...
ListenAugust 13, 2021 the Friday the 13th edition from 2021-08-13T04:00
In today’s edition of Daily Compliance News: Dog-diaper lawsuit resolved. (NYT)Trump purchase in Scotland subject to UWO scrutiny. (NYT) Acting Head of FCPA Unit made Chief of Unit. (WSJ)The secr...
ListenAugust 12, 2021 the Face of Delta edition from 2021-08-12T04:00
In today’s edition of Daily Compliance News: Juniper Systems whistleblower awarded. (WSJ)More ‘G’ coming from Robinhood? (NYT) Google to cut pay of WFH employees? (BBC)GOP becoming the face of de...
ListenAugust 11, 2021 the Declination edition from 2021-08-11T04:00
In today’s edition of Daily Compliance News: Following DOJ, SEC to close FCPA inquiry into Pactiv Evergreen. (WSJ)Does more money counter work-burnout? (NYT) Corruption targeted in Australia. (Th...
ListenAugust 10, 2021 the Surface Over Substance edition from 2021-08-10T11:11
In today’s edition of Daily Compliance News: Poloniex to Pay $10 Million to Settle SEC Probe. (WSJ)Surface over substance? (FT) Code Red for humanity. (BBC)Judge Oks Norwegian Cruise Line vaccine...
ListenAugust 9, 2021 the Out Employees? edition from 2021-08-09T04:00
In today’s edition of Daily Compliance News: What of Robinhood’s legal travails? (NYT)Out the unvaccinated employee? (NYT) Did DeJoy order USPS contract to company he has stake in? (WaPo)Big toba...
ListenAugust 7, 2021 the When Exxon edition from 2021-08-07T04:00
In today’s edition of Daily Compliance News: EU works to harmonize AML regs. (WSJ)Exxon considering carbon neutral pledge. (WSJ) FED lifts JPMorgan restrictions. (NYT)KPMG fined $13MM for role in...
ListenAugust 5, 2021 the Destroyed Evidence edition from 2021-08-05T04:00
In today’s edition of Daily Compliance News: Theranos destruction of evidence allows government to called patients. (WSJ)Lockheed CFO resigns suddenly. (WSJ) NYT Editorial Board calls on Gov. Cuo...
ListenAugust 4, 2021 the 8-K Event edition from 2021-08-04T13:14:42
In today’s edition of Daily Compliance News: Business demand vaccinations. (NYT)Lockheed CFO resigns suddenly. (WSJ) Hong Kong pro-democracy singer arrested for ‘corruption’. (Reuters)Coded words...
ListenAugust 3, 2021 the Capitalism edition from 2021-08-03T11:08:39
In today’s edition of Daily Compliance News: ALJ finds Amazon campaign illegal. (NYT)Neogen discloses Iran sanctions probe. (WSJ) Capitalism and ESG investing. (Houston Chronicle)Bankrupt Remingt...
ListenAugust 2, 2021 the To Travel or Not to Travel? edition from 2021-08-02T04:00
In today’s edition of Daily Compliance News: Did Deutsche bank fire a whistleblower. (WSJ)Rethinking travel. (NYT) Will there be a ‘great return’ to the office? (FT)SEC cracks down on China listi...
ListenJuly 31, 2021 the Black Widow edition from 2021-07-31T04:00
In today’s edition of Daily Compliance News: Nooses at Amazon. (NYT)Black Widow sues Disney. (NYT) New Lily CCO. (NYC)DOJ says Congress gets Trump’s Tax Returns. (WaPo) Learn more about your ad...
ListenJuly 30, 2021 the Existential Rethink edition from 2021-07-30T04:00
In today’s edition of Daily Compliance News: Credit Suisse releasing report on its Archegos failures. (WSJ)Robinhood IPOs at $38. (WSJ) Nikola founder charged with fraud. (Bloomberg)Did HSBC fail...
ListenJuly 29, 2021 the Just Got Paid Today edition from 2021-07-29T04:00
In today’s edition of Daily Compliance News: Former Glencore trader charged in corruption case. (WSJ)Robinhood has insider trading investigation. (WaPo) Dusty Hill passes. (Rolling Stone)Should E...
ListenJuly 28, 2021 the Olympics Darkside edition from 2021-07-28T04:00
In today’s edition of Daily Compliance News: When training becomes abuse. (WSJ)New SEC Dir of Enforcement begins. (US News) Biles pulls out due to mental health issues. (Houston Chronicle)Vatican...
ListenJuly 27, 2021 the SFO Still Relevant? edition from 2021-07-27T04:00
In today’s edition of Daily Compliance News: Q&A with Erin Kelly. (WSJ) Is this SFO still relevant? (Financial News)US blocks Aon-Willis Towers merger. (FT) SEC fighting discrimination. (Houston...
ListenJuly 26, 2021 the Our Man at Credit Suisse edition from 2021-07-26T04:00
In today’s edition of Daily Compliance News: Credit Suisse reaches settlement with former CEO. (WSJ)FTC asks for extension. (NYT) Hosting Olympics a very bad deal. (NYT)FinCEN whistleblower heade...
ListenJuly 24, 2021 the Domestic Corruption edition from 2021-07-24T12:05:16
In today’s edition of Daily Compliance News: First Energy to pay $231MM fine for domestic bribery. (NPR)Tom Sporkin on CFPB enforcement. (Financial Planning) Where was compliance? (WSJ)Crisis bou...
ListenJuly 23, 2021 the Extradition edition from 2021-07-23T04:00
In today’s edition of Daily Compliance News: Robinhood rewriting rules for going public? (NYT)Brit Mike Lynch can be extradited to US. (BBC) Insurers behind the times on ESG? (FT)Age discriminati...
ListenJuly 22, 2021 the Fly US edition from 2021-07-22T04:03
In today’s edition of Daily Compliance News: Air Canada US claims not subject to US law (duh). (View from The Wing)Diversity in your Supply Chain? (WSJ) J&J and Distributors settle opioid case fo...
ListenJuly 21, 2021 the More Iran Sanctions? edition from 2021-07-21T04:00
In today’s edition of Daily Compliance News: More potentials Iranian sanctions coming. (WSJ)Encore Capital Hires New Chief Risk and Compliance Officer. (WSJ) Alfa Laval Pays $416,000 to Settle Al...
ListenJuly 20, 2021 the Chicken Comes First edition from 2021-07-20T04:00
In today’s edition of Daily Compliance News: Two Americans convicted of helping smuggle Carlos Ghosn out of Japan were each sentenced. (NYT)J&J weighing whether to use bankruptcy laws to shield it...
ListenJuly 19, 2021 the Speed v. Perfection edition from 2021-07-19T02:03
In today’s edition of Daily Compliance News: Wal-Mart tagged for $125 in discrimination suit. (NYT)Speed v. Perfection in IT. (WSJ) Texas RRC to consumers: it wasn’t natural gas (but it was). (Ho...
ListenJuly 17, 2021 the Is Crypto Legit? edition from 2021-07-17T04:00
In today’s edition of Daily Compliance News: SEC announces SPAC enforcement action. (SEC Press Release)Banking regulators seek comments on 3rd risk management. (WSJ) Swiss arrest German attorney ...
ListenJuly 16, 2021 the KPMG in Crosshairs edition from 2021-07-16T04:07
In today’s edition of Daily Compliance News: 1MDB seeks nearly $6bn from KPMG. (Reuters)Arctaris Impact Hires Former Bain Capital CCO. (WSJ) How Covid changed work dress codes. (WaPo)EU Court uph...
ListenJuly 15, 2021 the Restaurant Strikes Against Customers edition from 2021-07-15T04:19
In today’s edition of Daily Compliance News: Top retailers to close this Thanksgiving. (Houston Chronicle)Now FB wants to recuse FTC chair. (WSJ) How Facebook enabled hate groups. (NPR)Restaurant...
ListenJuly 14, 2021 the Magical Thinking edition from 2021-07-14T04:00
In today’s edition of Daily Compliance News: Elon Musk testifies. (FT)Lawyer has amnesia on the witness stand. (Law Gazette) Massive cruise ships banned in Venice lagoon. (Bloomberg)Lordstown and...
ListenJuly 13, 2021 the Cuba Protests edition from 2021-07-13T04:00
In today’s edition of Daily Compliance News: TikTok shelves IPO. (WSJ)Cubans protest. (BBC) EU drops plans to back a global tax. (BBC)Games in discovery? I’m shocked. (NPR) Learn more about yo...
ListenJuly 12, 2021 the End of Emails? edition from 2021-07-12T04:10
In today’s edition of Daily Compliance News: · Do GenZs want to end email? · Palestinian Authority and corruption. · NRA and Bankruptcy fraud.· FAQs on Biden EO. Learn mor...
ListenJuly 10, 2021 the Academic Corruption edition from 2021-07-10T12:32
In today’s edition of Daily Compliance News: EU slams VW and BMW over collusion. (NYT)Biance bolsters compliance. (WSJ) Pentagon to go with multi-cloud approach. (WSJ)Juul and academic corruption...
ListenJuly 9, 2021 the On the Outs at FB edition from 2021-07-09T04:00
In today’s edition of Daily Compliance News: Zuckerberg and Sandberg on the outs. (NYT)NYT opens cyber attack defense center. (WSJ) Biden signs bill to fund CFTC whistleblower program. (WSJ)Zuma ...
ListenJuly 8, 2021 the Tour De France edition from 2021-07-08T04:00
In today’s edition of Daily Compliance News: More clouds for Robinhood. (WSJ)From CCO at Unilever to GC at Rio Tinto. (WSJ) Theranos destroyed evidence says government can’t use any of it. (WSJ)L...
ListenJuly 7, 2021 the Ever Given Released edition from 2021-07-07T04:00
In today’s edition of Daily Compliance News: Pentagon cancels JEDI contract. (WaPo)China now going after its own tech companies. (NYT) Former Austrian Vice-Chancellor faces corruption trial. (Eur...
ListenJuly 6, 2021 the Unseemly but Not Illegal edition from 2021-07-06T04:00
In today’s edition of Daily Compliance News: President Biden supports Richardson. (Bloomberg)More on the Tech Wars. (NYT) DOJ running into difficulty in prosecuting Wall Street. (WSJ)Could a cybe...
ListenJuly 5, 2021 the Vatican Indicts 10 edition from 2021-07-05T04:00
In today’s edition of Daily Compliance News: · Brazilian Presidential corruption scandal deepens. (The Guardian)· Vatican Indicts 10 over corruption scandal. (NPR) · Pacquiao bac...
ListenJuly 3, 2021 the Like the Mafia edition from 2021-07-03T12:02:34
In today’s edition of Daily Compliance News: Will Wells Fargo ever change? (WSJ)SFO ordered to reveal contacts with fixer. (FT) DOJ probing Lordstown Motors. (WSJ)Did Greensill mislead its insure...
ListenJuly 2, 2021 the Keep Your Clothes on edition from 2021-07-02T04:00
In today’s edition of Daily Compliance News: Should affairs be a professional concern? (FT)IASB to focus on technical aspects. (WSJ) Switzerland looking into AML allegations around Gunvor Group. ...
ListenJuly 1, 2021 the Hurt Feelings edition from 2021-07-01T04:00
In today’s edition of Daily Compliance News: Corruption major AML concern. (WSJ)Amazon wants FTC Chair recused. (WSJ) Robinhood agrees to $70 SEC fine. (WSJ)Fox News pays $1MM fine for toxic work...
ListenJune 30, 2021 the Jail Time for Zuma edition from 2021-06-30T04:03
In today’s edition of Daily Compliance News: Tolstedt on the full hook. (Reuters)Don’t drink and smooze. (WSJ) Dan Synder tries to turn a new leaf. (WSJ)Ex-South African President sentencing to j...
ListenJune 29, 2021 the To Vape or Note to Vape edition from 2021-06-29T04:00
In today’s edition of Daily Compliance News: Can voluntary cooperation with DOJ lead to US jurisdiction? (Economic Times)Facebook anti-trust case dismissed. (WSJ) Juul settles first of several la...
ListenJune 28, 2021 the Whistleblower Hosed edition from 2021-06-28T04:00
In today’s edition of Daily Compliance News: SEC denies whistleblower award after company takes bankruptcy. (WSJ)Should CEO pay be tied to ESG targets? (WSJ) TSA to resume self-defense classes fo...
ListenJune 26, 2021 the Venice edition from 2021-06-26T12:34
In today’s edition of Daily Compliance News: AMEC Foster Wheeler settles FCPA case. (FCPA Blog)Malta, Philippines added to FATF watch list. (WSJ) Toshiba BOD Chair ousted. (NYT)UNESCO warns of da...
ListenJune 25, 2021 the Tried to Interfere edition from 2021-06-25T04:01
In today’s edition of Daily Compliance News: UN on the danger of terrorist attacks at sports events. (UN)Deutsche Bank overhauls AML operations (again). (WSJ) Cargo ships go back to the future. (...
ListenJune 24, 2021 the Baseball Circus edition from 2021-06-24T04:00
In today’s edition of Daily Compliance News: The MLB circus has begun. (HoustonChronicle)Ex-Goldman banker settles FCPA case. (WSJ) Now the hard part at Exxon. (NYT)Don’t fly American this summe...
ListenJune 23, 2021 the No Marriage? edition from 2021-06-23T09:59:16
In today’s edition of Daily Compliance News: Engine No. 1 Board nominees overwhelmingly won. (HoustonChronicle)Will FTC block marriage of James Bond and Amazon? (WSJ) Airlines face backlash. (NYT...
ListenJune 22, 2021 the NCAA Takes it on the Chin edition from 2021-06-22T04:00
In today’s edition of Daily Compliance News: KPMG faces record fine in UK over conflict of interest. (FT)Lordstown Motors execs sold stock before bad news came out. (WSJ) NCCA loses at Supreme Co...
ListenJune 21, 2021 the Take it Easy edition from 2021-06-21T00:59
In today’s edition of Daily Compliance News: Lina Khan and Halloween candy. (FT)FAA goes all in for data analytics. (WSJ) Art sales often hide money-laundering. (NYT)Take It Easy. (FT) Learn mo...
ListenJune 19, 2021 the Charlie the Tuna edition from 2021-06-19T12:04:13
In today’s edition of Daily Compliance News: Visualizing data goes mainstream? (New Yorker)When the world’s supply is one manufacturer. (WSJ) When is a tuna sandwich a tuna sandwich? (NYT)EU Pros...
ListenJune 18, 2021 the When a Contract is not a Contract edition from 2021-06-18T01:48
In today’s edition of Daily Compliance News: When is a contract not a contract? (WSJ)More CCO protections coming? (WSJ) DOJ sues to block merger. (NYT)Former PCAOB head under investigation. (Reut...
ListenJune 17, 2021 the Eat More Tacos edition from 2021-06-17T04:00
In today’s edition of Daily Compliance News: Olympian blames failed drug test on burrito. (WSJ)PwC to add 100K in headcount. (FT) Italien prosecutors of ENI now under investigation. (Reuters)End ...
ListenJune 16, 2021 the Spying on Employees edition from 2021-06-16T04:00
In today’s edition of Daily Compliance News: SEC looking at reversing Trump Era changes. (WSJ)Companies looking at long-term ESG investment. (WSJ) IKEA-France former CEO given 2-year suspended se...
ListenJune 15, 2021 the Father and Son edition from 2021-06-15T04:00
In today’s edition of Daily Compliance News: Did BNP Paribas churn a customer’s Forex account? (FT)Lordstown Motors execs resign. (WSJ) Credit Suisse ignored Gupta red flags. (FT)Americans in Gho...
ListenJune 14, 2021 the Beat Them Up edition from 2021-06-14T04:04
In today’s edition of Daily Compliance News: · Law makers propose new laws on big tech. (NYT)· Hospitals can require workers to get Covid vaccines. (WSJ) · Toshiba execs resign a...
ListenJune 12, 2021 the Coming Undone edition from 2021-06-12T11:41
In today’s edition of Daily Compliance News: The evolution of whistleblowers. (WSJ)The man who took on Exxon. (WSJ) Coming undone during Covid. (WSJ)Law to require more German women on Boards. (W...
ListenJune 11, 2021 the Does He or Doesn’t He (he does) edition from 2021-06-11T04:02
In today’s edition of Daily Compliance News: Goldman Sachs requires workers to report vaccination status. (NYT)NYY hurler Gerrit Cole refuses to answer question if he cheats. (ESPN) Amazon face p...
ListenJune 10, 2021 the Love Machine edition from 2021-06-10T04:02
In today’s edition of Daily Compliance News: Goldman Sachs to paying $1.26 bn in fine. (Malay Mail)Former Bombardier exec charged with bribery. (Toronto Star) New white-collar cop on EU beat. (WS...
ListenJune 9, 2021 Spying on Defendants edition from 2021-06-09T04:00
In today’s edition of Daily Compliance News: Did Cognizant spy on FCPA defendants? (Times of India)Colonial Pipeline allowed hackers into its system. (NYT) VW nears deal with former CEO. (FT)Fran...
ListenJune 8, 2021 No Koala Bears edition from 2021-06-08T04:02
In today’s edition of Daily Compliance News: Credit Suisse risk management breakdown. (WSJ)Google agrees to $270MM fine in France. (NYT) Has Quantas been infiltrated? (BBC)The need for strategic ...
ListenJune 7, 2021 the Good Riddance edition from 2021-06-07T04:03
In today’s edition of Daily Compliance News: SEC fires PCAOB chair. (WSJ)Will employers finally wake up? (NYT) Google head of diversity removed over anti-Semitic tweet. (BBC)Even more corruption ...
ListenJune 5, 2021 the Tokyo Olympics edition from 2021-06-05T12:07
In today’s edition of Daily Compliance News: NYC Bar proposes liability framework for CCOs. (WSJ)Speaking out to the press. (NYT) Will Tokyo Olympics really go off? (FT)EU and UK open investigati...
ListenJune 4, 2021 the Biden Statement on Corruption edition from 2021-06-04T01:00:47
In today’s edition of Daily Compliance News: President Biden issues statement on corruption. (White House)Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenJune 3, 2021 the States Doing Ethics edition from 2021-06-03T04:09
In today’s edition of Daily Compliance News: How do you solve a problem like Elon? (WSJ)HBO and the Discovery Channel. What could go wrong? (NYT) Illinois passes ethics bill. (Illinois Policy)Ohi...
ListenJune 2, 2021 the Senate Does Something edition from 2021-06-02T04:01
In today’s edition of Daily Compliance News: Tesla not regulating Musk’s tweets. (WSJ)Marsh CCO to add GC role. (WSJ) Senate passes bill to fund CFTC. (WSJ)Biden reverses ANWAR oil leases. (WSJ) ...
ListenJune 1, 2021 the Unhealthy Nestle edition from 2021-06-01T01:31
In today’s edition of Daily Compliance News: How will EY Germany impact EY Europe (FT)Are Nestle products unhealthy? (FT) Regulators push banks on climate risk. (FT)The Yank and Greensill. (FT) ...
ListenMay 29, 2021 the Burned Out edition from 2021-05-29T13:10:01
In today’s edition of Daily Compliance News: More clients flee EY. (FT)More on Shell court ruling. (FT) Corps learning to listen. (FT)Creating a Rest Ethic. (NYT) Learn more about your ad choic...
ListenMay 28, 2021 the Even More edition from 2021-05-28T04:01
In today’s edition of Daily Compliance News: Google nears settlement in France. (WSJ)Julius Baer Resolves FIFA-Related Probe. (WSJ) LafargeHolcim Nears Cuba Property Settlement. (WSJ)Adam Neumann...
ListenMay 27, 2021 the Shaken Not Stirred edition from 2021-05-27T10:01
In today’s edition of Daily Compliance News: SFO responds in ENRC suit against former counsel and SFO begins. (Reuters)Dutch court orders Shell to cut carbon emissions. (BBC) Amazon meets James B...
ListenMay 26, 2021 the ENRC edition from 2021-05-26T04:03
In today’s edition of Daily Compliance News: ENRC trial against former counsel and SFO begins. (Reuters)Is the Apple app store an ‘essential market’? (WSJ) Former Chadian diplomats charged in cor...
ListenMay 25, 2021 the Inside the Deal edition from 2021-05-25T04:03
In today’s edition of Daily Compliance News: Inside the ATT-Discovery deal. (NYT)Rewritten CEO pay goals not popular with shareholders. (FT) Ghost of Ghosn. (FT)More on RTW. (FT) Learn more abo...
ListenMay 24, 2021 the KYC edition from 2021-05-24T04:06
In today’s edition of Daily Compliance News: KYC in soccer? (WSJ)New CCO at Circle Internet Financial. (WSJ) EY audit failures in Wirecard laid out. (FT)Inventor of Sticky Note passes. (FT) L...
ListenMay 22, 2021 the Wirecard Whistleblower edition from 2021-05-22T04:00
In today’s edition of Daily Compliance News: Should Mike Pence get a book deal? (WSJ)Is Apple too big? (NYT) Austrian Chancellor expected to be charged with corruption. (FT)Wirecard whistleblower...
ListenMay 21, 2021 the It’s a Little Late edition from 2021-05-21T04:04
In today’s edition of Daily Compliance News: · Colonial Pipeline now wants to hire cybersecurity mgr. (WaPo)· Tim Cook to testify. (CNN) · US seeks minimum 15% international corp ...
ListenMay 20, 2021 the Data Protection edition from 2021-05-20T04:03
In today’s edition of Daily Compliance News: Data protection stupidity is no business strategy. (WSJ)Panasonic Avionics whistleblower awarded $28MM. (WSJ) Trump Organization under criminal invest...
ListenMay 19, 2021 the Slow Start edition from 2021-05-19T04:04
In today’s edition of Daily Compliance News: AML whistleblower program getting off the ground slowly. (WSJ)Amazon under investigation by German anticompetition watchdog. (BBC) $100MM stolen from ...
ListenMay 18, 2021 the Rehab for Fraudsters edition from 2021-05-18T04:00
In today’s edition of Daily Compliance News: Was Bill Gates removed from Microsoft Board for 20 year old affair? (WSJ)Credit Suisse customers demand redress. (FT) Rehab for fraudsters? (NYT)The f...
ListenMay 17, 2021 the $120MM Non-Payment edition from 2021-05-17T04:06
In today’s edition of Daily Compliance News: Les Moonves foregoes $120MM payment from CBS. (WSJ)Swiss Life enters DPA. (WSJ) Failure in M&A leads to yet more M&A? (NYT) Gupta empire now facing ...
ListenMay 15, 2021 the To Mask or Not to Mask edition from 2021-05-15T12:53:48
In today’s edition of Daily Compliance News: CDC drops mask mandate for vaccinated persons . (NYT)What should employers do? (NYT) Employer liability? (NYT)Walmart, Costco drop mask requirement fo...
ListenMay 14, 2021 the Ericsson Pays edition from 2021-05-14T04:05
In today’s edition of Daily Compliance News: Apple exec let go from misogynist writings . (WSJ)Rare anti-competitive settlement action from corruption case. (WSJ) Delta to require new employees t...
ListenMay 13, 2021 the Too Big to Award edition from 2021-05-13T04:00
In today’s edition of Daily Compliance News: Size of potential whistleblower award threatens CFTC Whistleblower program. (NYT)Key suspect in Vatican corruption case detained. (National Catholic Re...
ListenMay 12, 2021 the NRA Booted edition from 2021-05-12T04:00
In today’s edition of Daily Compliance News: NRA thrown out of Bankruptcy Court. (NYT)How will FinCen ownership registry be verified? (WSJ) Bombardier under DOJ investigation. (WSJ)Greensill unde...
ListenMay 11, 2021 the All FT edition from 2021-05-11T04:01
In today’s edition of Daily Compliance News: Getting back to the office. (FT)The ordeal when whistleblowers seek redress. (FT) How to cultivate a corp culture? (Hint-accountability) (FT)1MDB goes...
ListenMay 10, 2021 the Cyber Attack edition from 2021-05-10T04:06
In today’s edition of Daily Compliance News: Major pipeline shut down by Cyber-attack. (WSJ)Kentucky Derby winner fails post-race drug test. (NYT) Cheat scandal at Dartmouth. (NYT)Musk calls Doge...
ListenMay 7, 2021 the No Wealth edition from 2021-05-07T04:04
In today’s edition of Daily Compliance News: Elizabeth Holmes doesn’t want jury to know of her wealth. (WSJ)Fed concerned with risks and economy. (WaPo) UBS chief says woman should follow him to ...
ListenMay 6, 2021 the Facebook Ban edition from 2021-05-06T04:01
In today’s edition of Daily Compliance News: Facebook continues to ban Trump. (WSJ)Goldman Sachs says get thee back to the office. (WaPo) NRA move into bankruptcy may backfire spectacularly. (NYT...
ListenMay 5, 2021 the Shareholders Against Greed edition from 2021-05-05T04:07
In today’s edition of Daily Compliance News: Shareholders say no to GE boss bonus. (WSJ)DNB fined for AML violations. (WSJ) Compliance taking larger role in ESG. (WSJ)Double standard for CEOs (th...
ListenMay 4, 2021 the May the 4th Be With You edition from 2021-05-04T11:36:01
In today’s edition of Daily Compliance News: Credit Suisse made only $17.5MM from Archegos. (FT)Under Armour settles SEC accounting probe. (WSJ) ‘Epic’ Fortnite v. Apple court battle. (WSJ)Sackle...
ListenMay 3, 2021 the Bleak House Redux edition from 2021-05-03T04:02
In today’s edition of Daily Compliance News: Chevron’s never ending litigation. (WSJ)Basecamp steps in it. (WSJ) CITGO 6 released to home arrest in Venezuela. (NYT)Newsmax issues retraction. ...
ListenMay 1, 2021 the May Day edition from 2021-05-01T12:41
In today’s edition of Daily Compliance News: Chris Cestaro departs FCPA Unit. (WSJ)Siemens gets new CCO. (WSJ) Roadblocks to tech upgrade in Federal Government. (WSJ)EU accuses Apple of anti-co...
ListenApril 29, 2021 the Oh Out edition from 2021-04-29T11:50
In today’s edition of Daily Compliance News: Disneyland reopening. (NYT)Oh out at SEC. (Radical Compliance) Biden and can-do unity. (Bloomberg)Farewell to AOL and YaHoo!? (WSJ) Learn more about...
ListenApril 28, 2021 the Flip the Accountant edition from 2021-04-28T10:16:46
In today’s edition of Daily Compliance News: Biden Administration to increase FinCEN budget by 50%. (DeCrypt)Archegos losses over $10bn. (FT) Will Trump’s accountant flip? (FT)Of IPOs and custome...
ListenApril 27, 2021 the No Book Deals? edition from 2021-04-27T04:01
In today’s edition of Daily Compliance News: SFO prosecution collapses. (WSJ)UK blacklists for corruption. (WSJ) Investors target Credit Suisse Board over risk failures. (WSJ)No book deals for ex...
ListenApril 22, 2021 the Swimming with Sharks edition from 2021-04-22T04:02
In today’s edition of Daily Compliance News: Do you know who owns your stock? (WSJ)The con artist lives on. (WaPo) Can (or perhaps will) JPMorgan improve working conditions? (NYT)What happens whe...
ListenApril 21, 2021 the Super Duper League Collapse edition from 2021-04-21T04:09
In today’s edition of Daily Compliance News: Super Duper Soccer League collapses. (WSJ)JBS US, still in hot water, hires new GC. (WSJ) World Banks grants early lifting of sanctions on SNC-Lavalin...
ListenApril 20, 2021 the Business with Purpose edition from 2021-04-20T04:04
In today’s edition of Daily Compliance News: HSBC senior execs move to hot desks. (FT)EY in deeper trouble over Wirecard audits. (FT) When is internal investigation not privileged? (FT)Business w...
ListenApril 19, 2021 the Opioid Trial edition from 2021-04-19T04:03
In today’s edition of Daily Compliance News: Did JPMorgan force out a whistleblower? (NY Post)Do you miss office gossip? (WSJ) Drug makers in opioid trial. (WSJ)Are treadmills dangerous? (NYT) ...
ListenApril 17, 2021 the Triple Agent edition from 2021-04-17T12:49:20
In today’s edition of Daily Compliance News: Can a dog-eat-dog culture change? (WSJ)Value of whistleblowing culture. (WSJ) Jan Marsalek-Triple agent? (FT)How corrupt is British politics? (FT) L...
ListenApril 16, 2021 the Want Wisdom, Listen edition from 2021-04-16T04:06
In today’s edition of Daily Compliance News: Biden Administration brings the hammer down with Russia sanctions. (WSJ)Bezos says Amazon needs culture reset. (WSJ) Golden age of tax evasion over? (...
ListenApril 15, 2021 the Farewell to Bernie edition from 2021-04-15T04:00
In today’s edition of Daily Compliance News: Bernie Madoff dies. (WSJ)Gensler confirmed. (WaPo) HSBC moves senior management from London to Hong Kong. (FT)The $100bn player (Coinbase). (CNN) Le...
ListenApril 14, 2021 the Ishaguro and the Workplace edition from 2021-04-14T04:07
In today’s edition of Daily Compliance News: What is imperfect sustainability? (FT)What does ESG mean, really? (FT) Ishaguro and AI at the workplace. (FT)Get ahead of change. (FT) Learn more ab...
ListenApril 13, 2021 the Returning to the Office edition from 2021-04-13T04:00
In today’s edition of Daily Compliance News: Boeing shareholders want more BOD changes. (WSJ)New CIO challenges in returning to work. (WSJ) Archegos-What is Compliance? (NYT)GA on the mind of Hol...
ListenApril 12, 2021 the Preet to Vox edition from 2021-04-12T04:04
In today’s edition of Daily Compliance News: Preet Bharara podcast empire sold. (WSJ)US businesses to fight voter suppression laws. (WSJ) Did Google use inside information to purchase/sell ads? (...
ListenApril 10, 2021 the World Record edition from 2021-04-10T11:27:28
In today’s edition of Daily Compliance News: When is a world record not a world record? (NYT)How will the WSJ focus going forward? (NYT) FinCen budget increase proposed? (WSJ)Export control sanct...
ListenApril 9, 2021 the Risk Management Failure edition from 2021-04-09T04:02
In today’s edition of Daily Compliance News: CC start up hires former CFPB rep for GC/CCo role? (WSJ)Why did risk management fail so spectacularly at Credit Suisse? (WSJ) Is GA.’s new voter suppr...
ListenApril 8, 2021 the McConnell Backs Off edition from 2021-04-08T04:03
In today’s edition of Daily Compliance News: Espionage at IKEA? (NYT)Google wins big at SCt. (WSJ) Former Trump cabinet members toxic to corp America? (WaPo)McConnell backs off threats against co...
ListenApril 7, 2021 the $4.7bn Hit edition from 2021-04-07T04:05
In today’s edition of Daily Compliance News: Credit Suisse take $4.7bn hit. (Bloomberg)Bezos backs tax increase on corporations. (BBC) Corp American in bed with Dems? (NYT)Guilty plea in Ecuador ...
ListenApril 6, 2021 the Tech and RRs edition from 2021-04-06T04:00
In today’s edition of Daily Compliance News: Whistleblower reports down. (WSJ)Frantic response to voter suppression law. (NYT) CFPB to pan foreclosures through 2022? (NYT)Justice Thomas says tech...
ListenApril 5, 2021 the Pee in a Bottle edition from 2021-04-05T14:11
In today’s edition of Daily Compliance News: Amazon admits drivers have to pee in bottles. (BBC)1MDB provides example of what not to do for SWFs. (FT) Do clothing mfgs have spines? (FT)Of workers...
ListenApril 3, 2021 the Fishrot edition from 2021-04-03T11:57:46
In today’s edition of Daily Compliance News: FinCen reshuffles leadership. (WSJ)MLB moves ASG over voter suppression laws. (WSJ) Texas companies push back against Texas voter suppression law. (NY...
ListenApril 2, 2021 the Good Friday edition from 2021-04-02T04:03
In today’s edition of Daily Compliance News: A $1bn tax fight. (NYT)Biden supports MLB ASG boycott over voter suppression laws. (WaPo) Questions over new corp registry. (WSJ)FIFA Pres addresses G...
ListenApril 1, 2021 the Voltswagen edition from 2021-04-01T11:10:24
In today’s edition of Daily Compliance News: · Welcome back to the middle seat? (NYT)· GA companies come out against voter suppression laws. (WaPo) · SCt skeptical of NCAA at oral...
ListenMarch 31, 2021 the CFTC edition from 2021-03-31T04:02
In today’s edition of Daily Compliance News: Why is the CFTC necessary? (NationalLawReview)Goldman says it’s ethical. Does it have to be? (WSJ) Archegos, Credit Suisse and DD. (WSJ)Why did contai...
ListenMarch 30, 2021 the Email Anxiety edition from 2021-03-30T04:01
In today’s edition of Daily Compliance News: Email anxiety. (WSJ)US suspends trade deal with Myanmar. Are sanctions next? (WSJ) EY drops whistleblower appeal. (BBC)Do Amazon workers pee in bottle...
ListenMarch 29, 2021 the VW Strikes edition from 2021-03-29T04:00
In today’s edition of Daily Compliance News: FCA wants greater whistleblowing. (WSJ)PIMCO CCO to step down. (WSJ) VW going after previous CCO. (NYT)Do Amazon workers pee in bottles? (WaPo) Lear...
ListenMarch 27, 2021 the Faustian Bargain edition from 2021-03-27T12:00:12
In today’s edition of Daily Compliance News: · Will the White-Collar ‘Faustian Bargain’ end. (FT)· Three cheers for the OECD. (FT) · The cost of Greensill? (FT)· Chinese tec...
ListenMarch 26, 2021 the Suez Canal edition from 2021-03-26T04:01
In today’s edition of Daily Compliance News: Ford loses major jurisdiction ruling. (WSJ)NCAA starts yet another investigation. (WSJ) Big Tech reckoning coming? (NYT)Just how important is the Suez...
ListenMarch 25, 2021 the Citgo (again) edition from 2021-03-25T04:03
In today’s edition of Daily Compliance News: Another former Citgo employees pleads guilty to money laundering. (WSJ)WestPac ordered to review risk management. (WSJ) 5 commandments to a safer digi...
ListenMarch 24, 2021 the All FT edition from 2021-03-24T04:02
In today’s edition of Daily Compliance News: Jay Clayton takes over at Blackrock. (FT)Swiss regulator to take helm at BaFin. (FT) MarshMac under spotlight from Greensill collapse. (FT)Of vaccines...
ListenMarch 23, 2021 the Reputational Damage edition from 2021-03-23T04:02
In today’s edition of Daily Compliance News: Toxic workplaces cost you customers. (NYT)FirstEnergy hires CCO. (WSJ) Fox Corp. hires CCO. (WSJ)Two Americans charged in Japan over Ghosn escape. (NY...
ListenMarch 22, 2021 the More Questions edition from 2021-03-22T04:03
In today’s edition of Daily Compliance News: Brazil back-tracking in the fight against corruption? (FT)Still doing business in Myanmar? (WSJ) VW-from sins to redemption? (NYT)Did ATT overcharge t...
ListenMarch 20, 2021 the In a Dark Place edition from 2021-03-20T11:22:10
In today’s edition of Daily Compliance News: Coinbase settles with CFTC for $6.5MM. (WSJ)Goldman employees ‘in a dark place’. (Houston Chronicle) Texas regulators have COI with industry they regu...
ListenDaily Compliance News: March 19, 2021 the Bad News edition from 2021-03-19T04:01
In today’s edition of Daily Compliance News: Conde Nast dumps Teen Vogue EIC. (NYT)NFL investigating Watson. (Houston Chronicle) Lobbyist in Ohio bribery case found dead. (Springfield News Sun)To...
ListenMarch 18, 2021 the Side Door edition from 2021-03-18T04:01
In today’s edition of Daily Compliance News: Najib claims US withholding evidence which favors his defense. (Free Malaysia Today)State of Texas to protect Wall Street and not its citizens from gou...
ListenMarch 17, 2021 the St. Patty’s Day edition from 2021-03-17T04:01
In today’s edition of Daily Compliance News: Uber grants employee benefits to UK drivers? (WSJ)Can Icahn improve compliance? (WSJ) NatWest faces criminal charges. (WSJ)Germany to book quotas on B...
ListenMarch 16, 2021 the Braskem Redux edition from 2021-03-16T04:01
In today’s edition of Daily Compliance News: What will hybrid work look like? (FT)Braskem probes bribery allegations in Mexico. (WSJ) Businesses come out against voting restrictions. (WaPo)When d...
ListenMarch 15, 2021 the Lanyards Ready? edition from 2021-03-15T04:01
In today’s edition of Daily Compliance News: Trade Shows to make a comeback? (WSJ)FCA released updated penalties. (WSJ) Ready for a LIBOR changeover? (WSJ)Is Credit-Suisse still helping clients e...
ListenMarch 12, 2021 the Fear in Fine Arts edition from 2021-03-12T05:09
In today’s edition of Daily Compliance News: · Hundreds of UK firms hacked. (BBC)· Kansas AD who hired Les Miles let go. (ESPN) · Trump appointed Post Master General wants to wrec...
ListenMarch 11, 2021 the Garland Confirmed edition from 2021-03-11T05:02
In today’s edition of Daily Compliance News: DOL to hold off on Trump era ESG rule. (WSJ)Will the SEC cut back on enforcement. (SEC Press Release) Volvo to beef up data protection compliance. (WS...
ListenMarch 10, 2021, Farewell to Roger Mudd edition from 2021-03-10T05:00
In today’s edition of Daily Compliance News: ESG proposals to reach shareholder ballots? (WSJ)Big Tech critic appointed to FTC. (WSJ) How many jobs did Greensill put at risk? (BBC)Roger Mudd pass...
ListenMarch 9, 2021, DOJ Hires Compliance Expert edition from 2021-03-09T05:06
In today’s edition of Daily Compliance News: DOJ adds compliance expertise. (WSJ)Think Russia hacking was bad? Try Chinese. (NYT) Chamber of Commerce endorses Gensler. (WaPo)Local content, try re...
ListenMarch 8, 2021, EEOC GC Fired edition from 2021-03-08T11:00:10
In today’s edition of Daily Compliance News: IG to look at USDA handling of meat packing plants and Covid. (WaPo)White House fires EEOC GC. (WaPo) Pemex moves back to nationalization. (NYT)Delays...
ListenMarch 6, 2021, Remember the Alamo edition from 2021-03-06T11:55:30
In today’s edition of Daily Compliance News: TX energy regulators to Public: We screw up; you pay. (WSJ)Do you know what happiness is? (WSJ) Pyramid or Ponzi Scheme? (WSJ)What is insider trading?...
ListenMarch 5, 2021, the OSHA edition from 2021-03-05T11:02:51
In today’s edition of Daily Compliance News: How bad was OSHA under Trump? Even the WSJ criticizes it. (WSJ)EU moves to end gender pay gap. (WSJ) Is an opioid settlement deductible? (WaPo)It’s no...
ListenMarch 4, 2021, the Self-Delusion edition from 2021-03-04T05:04
In today’s edition of Daily Compliance News: Coinbase under federal review. (WSJ)Self-delusion at McKinsey? (WSJ) Goodwill write downs ubiquitous. (WSJ)SEC to be tougher on corporations. (WSJ) ...
ListenMarch 3, 2021, the Uncomfortable Truths edition from 2021-03-03T05:08
In today’s edition of Daily Compliance News: Biden Administration sanctions Russia for poisoning of Navalny. (WSJ)Gun industry lawsuit over false claims in advertising. (NYT) Nike exec quits over...
ListenMarch 2, 2021, the FinCEN takes Center Stage edition from 2021-03-02T05:03
In today’s edition of Daily Compliance News: · Biden Administration to continue hard line on Chinese trade practices. (WSJ)· Two Yanks extradited to Japan. (NYT) · FinCEN takes ce...
ListenMarch 1, 2021, the Cracks in McKinsey edition from 2021-03-01T05:03
In today’s edition of Daily Compliance News: Cracks seen in McKinsey partnership in Managing Partner vote. (WSJ)Why donate? It’s good for business. (NYT) Co-working recovery. (WSJ)Chinese investm...
ListenFebruary 27, 2021, the Coaching as a Crime edition from 2021-02-27T13:42:42
In today’s edition of Daily Compliance News: How coaching came to be seen as a crime. (WSJ)Robinhood in talks to settle probes. (WSJ) BakerHughes under investigation. (WSJ)We built this City on B...
ListenFebruary 26, 2021, the EY Shakes Up edition from 2021-02-26T05:02
In today’s edition of Daily Compliance News: · Cayman Islands and Morocco placed on terrorism finance watch list. (WSJ)· US Trade Representative favors work-centered approach. (WaPo) · ...
ListenFebruary 25, 2021, McKinsey Head Rolls edition from 2021-02-25T05:03
In today’s edition of Daily Compliance News: McKinsey head voted out. (NYT)Greatest CYA move of all time? (WSJ) UK exec convicted on retrial. (WSJ)Investment Boards want more diversity. (WSJ) L...
ListenFebruary 24, 2021, the Facebook Caves edition from 2021-02-24T11:33
In today’s edition of Daily Compliance News: Facebook caves. (NYT)SFO wants companies to invest in compliance. (WSJ) What’s in your Supply Chain? (NYT)ERCOT Board members resign. (WaPo) Learn m...
ListenFebruary 23, 2021, the Want a Challenge edition from 2021-02-23T12:21:41
In today’s edition of Daily Compliance News: Lay me down in the land of Chinese cotton. (WaPo)HSBC names interim CCO. (NYT) Trump can’t block records subpoena. (NYT)WeWork nears settlement with f...
ListenFebruary 22, 2021, the More Inspections for Boeing edition from 2021-02-22T02:46
In today’s edition of Daily Compliance News: Senator calls Pentagon contract fraudulent. (WaPo)FAA orders Boeing jet engine inspections. (NYT) Google sacks another AI researcher. (NYT)Judge sugge...
ListenFebruary 20, 2021, the Golden Rule of Management edition from 2021-02-20T16:10:35
In today’s edition of Daily Compliance News: Uber drivers ruled employees in UK. (WSJ)“Something Very Wrong Happened Here” (NYT) Lucy Kellaway and the Golden Rule of Management. (FT)Learn more ab...
ListenFebruary 15, 2021, President’s Day edition from 2021-02-15T05:05
In today’s edition of Daily Compliance News: BCCI US founder Robert Altman (Mr. TV Wonder Woman) dies. (NYT)Purdue Pharma lawyers in hot water for failing to disclose COI. (WSJ) North Dakota batt...
ListenFebruary 13, 2021, GOAT of All Time edition from 2021-02-13T20:18:31
In today’s edition of Daily Compliance News: The GOAT and compliance. (LinkedIn)Former National Holdings CCO settles whistleblower suit. (WSJ) Braskem CEO in talks to settle corruption allegation...
ListenFebruary 12, 2021, Who Will Regulators Go After edition from 2021-02-12T05:01
In today’s edition of Daily Compliance News: Who will regulators go after about GameStop? (WSJ)MLB deadens baseballs. (WSJ) Shell moves on. (NYT)ABC enforcement raids home of Austrian Minister of...
ListenFebruary 11, 2021, Stop Moaning edition from 2021-02-11T05:04
In today’s edition of Daily Compliance News: Biden Administration shelved TikTok forced sale. (WSJ)Banks want clarity on new AML law. (WSJ) GameStop momentum slows. (CNN)More great employee relat...
ListenFebruary 10, 2021, Happy Days Are Here Again edition from 2021-02-10T05:04
In today’s edition of Daily Compliance News: Google says culture negatively affected by Covid and WFH. (NYT)Happy days are here again (for white collar defense lawyers). (FT) Lily CFO resigns und...
ListenFebruary 9, 2021, Negative Test Req’d? edition from 2021-02-09T05:03
In today’s edition of Daily Compliance News: NRA Director asks for independent accounting. (WSJ)Former Wirecard CCO talks to Dylan Tokar. (WSJ) SEC wants more company disclosures. (WSJ)Covid vacc...
ListenFebruary 8, 2021, Clawbacks and Comp edition from 2021-02-08T05:05
In today’s edition of Daily Compliance News: Merck CFO moves to CEO chair. (WSJ)Clawbacks and exec comp. (WSJ) Regulatory response to GameStop. (WSJ)Where will FBI headquarters land? (WSJ) Lear...
ListenFebruary 6, 2021, SFO Hands Spanked edition from 2021-02-06T12:30:40
In today’s edition of Daily Compliance News: Another Varsity Blues guilty plea. (WSJ)SFO loses at UK SCt. (WSJ) Fairness and market plumbing. (FT)SEC investigating Clover Health. (FT) Learn mor...
ListenFebruary 5, 2021, Tompa Bay edition from 2021-02-05T02:33:42
In today’s edition of Daily Compliance News: Another bank with its head in the sand. (WSJ)ESG a challenge in Brazil. (WSJ) Fox News sued for $2.7bn. (NYT)How could life under Biden be worse for e...
ListenFebruary 4, 2021, the Turbocharge edition from 2021-02-04T03:08:57
In today’s edition of Daily Compliance News: Robinhood facing more than 30 civil lawsuits. (WSJ)McKinsey pays $573 MM for its role in the opioid crisis. (NYT) Trump’s banker at Deutsche ousted ov...
ListenFebruary 3, 2021, the Farewell to Holbrook edition from 2021-02-03T02:32:02
In today’s edition of Daily Compliance News: Germany to create regulator ‘with a bite’. (FT)Tone at the top really does matter. (NYT) Jeff Bezos to step down. (WSJ)Mark Twain Tonight closes. (NYT...
ListenFebruary 2, 2021, the $3.4 bn edition from 2021-02-02T05:04
In today’s edition of Daily Compliance News: Robinhood raises an additional $2.4bn ($3.4bn total). (WSJ)Hiring a family member not crime in Hong Kong. (WSJ) Apple Bank for Savings fined for AML v...
ListenFebruary 1, 2021, the Big Boys edition from 2021-02-01T05:07
In today’s edition of Daily Compliance News: The Big Boys dance to a potential Exxon/Chevron Merger? (WSJ)Facebook finally gets a CCO. (WSJ) Did Trump Administration so eviscerate the SEC it can’...
ListenJanuary 30, 2021, the RoaringKitty edition from 2021-01-30T12:19:17
In today’s edition of Daily Compliance News: RoaringKitty speaks. (WSJ)Wells Fargo President pay cut. (WSJ) OFAC ends probe of HB Fuller. (WSJ)BaFin President canned. (WSJ) Learn more about you...
ListenJanuary 29, 2021, the Say it ain't so Bonus edition from 2021-01-29T05:01
In today’s edition of Daily Compliance News: Think corruption is victimless crime, think again. (WSJ)Reg freeze impacts AML reforms. (WSJ) FB to sue Apple, say it ain’t so Joe. (NYT)BaFin sues ex...
ListenJanuary 28, 2021, the $47MM Bonus edition from 2021-01-28T11:44:09
In today’s edition of Daily Compliance News: Publicis Groupe’s Epsilon to Pay $150 Million to Resolve Customer-Data Case. (WSJ)GE President defends $47MM bonus. (FT) Moderates calling the shots. ...
ListenJanuary 27, 2021, the Pay Cut edition from 2021-01-27T05:03
In today’s edition of Daily Compliance News: Goldman CEO takes $10MM pay cut over 1MDB. (WSJ)CBS suspends two execs over racist and sexist actions. (NYT) HSBC throws lot in with Chinese governmen...
ListenJanuary 26, 2021, the Black Night at Apollo edition from 2021-01-26T05:03
In today’s edition of Daily Compliance News: Leon Black forced out at Apollo. (NYT)EU banks quit Amazon oil trade. (WSJ) Pandemic aftershocks on global supply chain. (WaPo)Will fashion still make...
ListenJanuary 25, 2021, Steinmetz Convicted edition from 2021-01-25T05:07
In today’s edition of Daily Compliance News: Benny Steinmetz convicted of corruption by Swiss court. (NYT)Can movie theaters be saved. (NYT) Workplaces becoming uglier. (NYT)Biden will focus on e...
ListenJanuary 23, 2021, Hank Aaron edition from 2021-01-23T13:40:49
In today’s edition of Daily Compliance News: Howard Bryant (ESPN)Claire Smith. (TheUndefeated) Tom Verducci. (com)Tim Kurkjian. (ESPN) Learn more about your ad choices. Visit megaphone.fm/adcho...
ListenJanuary 22, 2021, Dump the Regulators edition from 2021-01-22T05:00
In today’s edition of Daily Compliance News: Can the NRA dump its regulators by filing bankruptcy? (NYT)Judge turns Parler down. (NYT) Google threatens to leave Australia. (BBC)Should companies p...
ListenJanuary 21, 2021, It’s a New Dawn edition from 2021-01-21T11:57:11
In today’s edition of Daily Compliance News: Trump Administration and post-election sanctions. (WSJ)Tech under the Biden Administration. (NYT) Anti-union NLRB General Counsel fired. (WaPo)Biden A...
ListenJanuary 20, 2021, the Inauguration edition from 2021-01-20T05:03
In today’s edition of Daily Compliance News: From WFH to RTW. (WSJ)Upsurge in CFO resignations in 2020. (WSJ) AD buyers now under scrutiny. (WSJ)Tech execs want to unblock talent. (WSJ) Learn m...
ListenJanuary 19, 2021, the Investors Speak Out edition from 2021-01-19T05:01
In today’s edition of Daily Compliance News: After the Jan. 6 insurrection, investors demand changes. (NYT)Biden Administration signals more aggressive enforcement. (WaPo) Samsung heir gets priso...
ListenJanuary 18, 2021, the MLK Day edition from 2021-01-18T12:27:36
In today’s edition of Daily Compliance News: Core values critical to leadership. (FT)Why leadership kindness matters. (FT) Are beatings needed to improve morale? (FT)Member of Deutsche Bank urged...
ListenJanuary 16, 2021, the Risk and Compliance Journal edition from 2021-01-16T13:29:24
In today’s edition of Daily Compliance News: Boeing received credit. (WSJ)Petrofac employees plead guilty. (WSJ) Administration clarifies rules on Chinese investments. (WSJ)Learn more about your ...
ListenJanuary 15, 2021, the Toyota Spanked edition from 2021-01-15T05:01
In today’s edition of Daily Compliance News: Toyota spanked for emissions defect reporting. (WSJ)NDAA expanded reporting from foreign banks. (WSJ) FAA cracks down on unruly passengers. (NYT)Has p...
ListenJanuary 14, 2021, the Belichick’s Day off edition from 2021-01-14T05:06
In today’s edition of Daily Compliance News: What motivated Elizabeth Holmes? (WSJ)Steinmetz denies corruption. (Reuters) Belichick has a day off. (WSJ)Recidivist President Trump impeached (agai...
ListenJanuary 13, 2021, the More BaFin FUBAR edition from 2021-01-13T05:05
In today’s edition of Daily Compliance News: More BaFin FUBAR. (FT)Biden Administration/OECD tax deal in the works. (FT) BA bracing for largest cyber breach claim. (FT)What is the future of priva...
ListenJanuary 12, 2021, the Bill Says No edition from 2021-01-12T05:02
In today’s edition of Daily Compliance News: Bill Belichick Says He Won’t Accept Medal of Freedom. (WSJ)“Some” price-fixing charges settled. (WSJ) Post-Brexit joint investigations to continue. (W...
ListenJanuary 11, 2021, the Character Matters edition from 2021-01-11T05:08
In today’s edition of Daily Compliance News: Honduran Implicated in Drug Trade. (WSJ)Compliance and corp security. (WSJ) Why character matters in leadership. (NYT)Risk on the high seas. (FT) Le...
ListenJanuary 9, 2021, the Deutsche Ban redux edition from 2021-01-09T13:33
In today’s edition of Daily Compliance News: Deutsche Bank settles corruption allegations yet again. (WSJ)OCC approves banks use of stablecoins. (WSJ) China ups ante in trade war. (NYT)Trump Adm...
ListenJanuary 8, 2021, the Fallout edition from 2021-01-08T05:00
In today’s edition of Daily Compliance News: WSJ Editorial Board calls for Trump to resign. (WSJ)What is risk? (WSJ) Texas lawyer who engaged in armed insurrection fired from AGC position. (Houst...
ListenJanuary 7, 2021, the Sedition edition from 2021-01-07T05:00
In today’s edition of Daily Compliance News: Social media’s day of reckoning. (NYT)The business response. (NYT) NAM demands Pence invoke 25th (NYT)Merrick Garland to head DOJ. (NYT) Learn more ...
ListenJanuary 6, 2021, the Flip Flop edition from 2021-01-06T11:43
In today’s edition of Daily Compliance News: NYSE flip flops on delisting Chinese companies. (WSJ)No clawback for Immelt. (WSJ)China sentences former bank chief to execution for corruption. (NYT) ...
ListenJanuary 5, 2021, the Haven is History edition from 2021-01-05T05:01
In today’s edition of Daily Compliance News: French bank settles Syria sanctions case. (WSJ)FASB in 2021? (WSJ) Haven will be history. (NYT)Global banking system to face big test in 2021? (FT) ...
ListenJanuary 4, 2021, the Hyperconverged Analytics edition from 2021-01-04T05:01
In today’s edition of Daily Compliance News: New AML law will apply banking rules to antiquities market. (NYT)What will CFOs be looking at in 2021? (WSJ) What to expect in the 2021 workplace? (Wa...
ListenJanuary 2, 2021, the New AML Law edition from 2021-01-02T05:00
In today’s edition of Daily Compliance News: Senate overrides Trump veto; AML law changes. (WSJ)FBI increases overseas FCPA investigations. (WSJ) Farewell to Libor. (WSJ)CIOs and WFH. (WSJ) Lea...
ListenDecember 31, 2020-Lay ‘Em Off edition from 2020-12-31T05:00
In today’s edition of Daily Compliance News: SEC may get its disgorgement back. (NPR)Alaska Airlines to clamp down on emotional support animals. (NYT) GE lays off thousands, CEO gets $47MM bonus....
ListenDecember 30, 2020-Zero Paid edition from 2020-12-30T05:00
In today’s edition of Daily Compliance News: $76MM paid to hotel-$0 paid to workers. (NPR)PPE corruption in UK. (FEE) Fraud furlough dilemma in UK? (BBC)Bomber exposes communications risk. (WSJ) ...
ListenDecember 29, 2020-Vaccines and Bank Fraud edition from 2020-12-29T05:00
In today’s edition of Daily Compliance News: Do tariffs increase corruption? (WSJ)How will that merger work out? (WSJ) Will Covid-19 lead to bank fraud? (WSJ)Trump Administration appeals order on...
ListenDecember 28, 2020-the Bad Year for Oil edition from 2020-12-28T05:00
In today’s edition of Daily Compliance News: Worst Year Ever for Oil? (WSJ)Chinese regulators come down on Ant. (WSJ) FAA chief retaliated against whistleblower while at Delta (WSJ)Is your compan...
ListenDecember 26, 2020-the Boxing Day edition from 2020-12-26T13:57:56
In today’s edition of Daily Compliance News, I take things in a different direction as I discuss four books I read this year that every compliance professional should read. Level Up-Alyson Van Ho...
ListenDecember 24, 2020-the Christmas Eve edition from 2020-12-24T05:00
In today’s edition of Daily Compliance News: SEC sues cryptocurrency firm. (BBC)How WeWork thrived during Covid-19. (Vox.com)Should employers require Covid-19 vaccines. (FThttp://www.ft.com/) ABB...
ListenDecember 23, 2020-the Break Up BAFin edition from 2020-12-23T05:00
In today’s edition of Daily Compliance News: DOJ sues Walmart for its role in opioid crisis. (NYT)Trump banker at Deutsche departs. (NYT) Rabbit bailing DOJ. (WSJ)FT calls for folding up BaFin. (...
ListenDecember 22, 2020-the J’accuse edition from 2020-12-22T05:02
In today’s edition of Daily Compliance News: Charles Schwab fined in UK. (WSJ)Google denies US anti-trust claims. (NYT) How did Congress actually fight corruption. (com)Microsoft accuses Trump Ad...
ListenDecember 21, 2020-the Exiles edition from 2020-12-21T05:02
In today’s edition of Daily Compliance News: · Wasted work, wasted time, wasted space. (WSJ)· Can we save the country from monopolization? (WaPo) · Of exiles and anti-trust. (NYT...
ListenDecember 19, 2020-the Trojan Horse edition from 2020-12-19T13:18:12
In today’s edition of Daily Compliance News: The Trojan Horse attacks start against the AML whistleblower law. (WSJ)GOP tries to rein in Fed before Biden becomes President. (NYT) Oil companies an...
ListenDecember 18, 2020-Credit Suisse Charged edition from 2020-12-18T05:04
In today’s edition of Daily Compliance News: Robinhood Financial pays $65MM to settle with SEC. (NYT)Sacklers deny any responsibility. (NYT) If the Russians can crash the gov who is safe? (WaPo)C...
ListenDecember 17, 2020-Luckin Coffee not Lucky edition from 2020-12-17T05:00
In today’s edition of Daily Compliance News: Google sued by states for anti-competitive behavior. (NYT)Holmes wants Theranos documents hidden. (WSJ) Tyson’s fires plant mgr’s who bought on which ...
ListenDecember 16, 2020-Uber Fine edition from 2020-12-16T05:04
In today’s edition of Daily Compliance News: Uber fined $59MM for withholding assault data. (HuffPost)Another Covid side effect-pilot rustiness. (BBC) Why did Toobin did it. (NYT)PPP overhaul. (W...
ListenDecember 15, 2020-Farewll to Barr edition from 2020-12-15T05:00
In today’s edition of Daily Compliance News: Bill Barr leaving DOJ. (BBC)EY Financial Crimes group flagged suspicious Wirecard transactions. (FT) Pinterest settles for $22.5MM. (NYT)Is the SEC tr...
ListenDecember 14, 2020-Russia Hacks edition from 2020-12-14T05:00
In today’s edition of Daily Compliance News: · NCAA turns on the student athlete. (WaPo) · Russia hacks US government. (WSJ)· AstraZeneca to Buy Alexion. (NYT) · BoJo says ...
ListenDecember 12, 2020-the AML Law of 2020 edition from 2020-12-12T12:21:18
In today’s edition of Daily Compliance News: AML Law of 2020. (WSJ)Will Exxon survive as we know it? (NYT) More German regulators self dealing in Wirecard. (FT)Utah State football players fight d...
ListenDecember 11, 2020-the Long Arm edition from 2020-12-11T13:09:34
In today’s edition of Daily Compliance News: New UBS head under scrutiny. (FT)Lebanon PM charged over blast. (FT) Deutsche Bank exec steps down over Wirecard allegations. (FT)Learn more about you...
ListenDecember 10, 2020-the Facebook Sued edition from 2020-12-10T05:06
In today’s edition of Daily Compliance News: US and States sue Facebook? (WaPo)How bad was PPP fraud? Very bad. (NYT) Chinese corruption sanctioned. (WSJ)GE agrees to fine for misleading investor...
ListenDecember 9, 2020-the Supply Chain Woes edition from 2020-12-09T05:07
In today’s edition of Daily Compliance News: Who is in your supply chain? (WaPo)McKinsey apologizes. (NYT) Employee security concerns increase in WFH era. (WSJ)Nationstar fined $91MM over fraudul...
ListenDecember 8, 2020-the Snyder Fights edition from 2020-12-08T05:01
In today’s edition of Daily Compliance News: Snyder now fighting NFL probe. (WaPo)Humor in compliance? (NYT) Do companies want diverse Boards? (WSJ)New whistleblower program proposed in Defense B...
ListenDecember 7, 2020-the Chickens Come Home edition from 2020-12-07T05:02
In today’s edition of Daily Compliance News: Chick-Fil-A suing its suppliers for price-fixing. (WSJ)Will Biden Administration require greater disclosure of ESG data? (WSJ) More fraud at Wirecard ...
ListenDecember 5, 2020-the FCPA Year edition from 2020-12-05T13:15:07
In today’s edition of Daily Compliance News: Chinese prof pleads guilty in Huawei theft case. (WSJ)Foreign bribery enforcement set for record setting year. (WSJ) Former Google employee claims ter...
ListenDecember 4, 2020-the Bad Actors edition from 2020-12-04T11:01:14
In today’s edition of Daily Compliance News: · Vitol Paying $163MM to Settle Corruption, Manipulation Charges. (WSJ)· South Carolina Utility Agrees to $137.5 Million Settlement to Reso...
ListenDecember 3, 2020-the Cohn Fights to Keep Money edition from 2020-12-03T05:01
In today’s edition of Daily Compliance News: Tom Sporkin appointed to Managing Director Enforcement at CFPB. (net)Chinese companies to face more scrutiny in new legislation. (NYT) SF utility chie...
ListenDecember 2, 2020-the Bribes for Pardons edition from 2020-12-02T05:01
In today’s edition of Daily Compliance News: Corporations claim no liability for slavery at SCt. (WSJ)SBM under renewed scrutiny for corruption. (WSJ) Former US Attorney for SDNY to lead Fried Fr...
ListenDecember 1, 2020-the Meeting Monster edition from 2020-12-01T05:07
In today’s edition of Daily Compliance News: Optimizing WFH and NWFH. (FT)More spying at Credit Suisse? (WSJ) The evolution of internal audit? (WSJ)Do you live in fear of the ‘meeting monster’? (...
ListenNovember 30, 2020-the $100bn listing edition from 2020-11-30T05:04
In today’s edition of Daily Compliance News: Tesla looks to go public with a $100bn opening. (WSJ)Post-Brexit logistics hell coming to UK? (WSJ) The evolution of internal audit? (WSJ)Coke reducin...
ListenNovember 28, 2020-What is Risk edition from 2020-11-28T05:03
In today’s edition of Daily Compliance News: The phone call makes a comeback. (WSJ)GM wants bank charter. (WSJ) What are you 2021 Covid contingency plans? (WSJ)What was McKinsey’s role in opioid ...
ListenNovember 27, 2020-Americans Imprisoned edition from 2020-11-27T14:01
In today’s edition of Daily Compliance News: · Venezuela sentences 6 CITGO execs to prison. (Houston Chronicle)· JPMorgan fined $250MM for poor controls. (WSJ) · Did EY act crimi...
ListenNovember 25, 2020-Zuma Charged edition from 2020-11-25T05:01
In today’s edition of Daily Compliance News: Warrant to be issued to former President Zuma. (FT)Quantas to require evidence of Covid vaccine for flights. (FT) EY auditors given immunity to testif...
ListenNovember 24, 2020-CCOs Behaving Badly edition from 2020-11-24T05:03
In today’s edition of Daily Compliance News: Head of Apple security and former CCO indicted for bribery and corruption. (AppleNews)Washington Football team acknowledges problems ‘in the past’. (WS...
ListenNovember 23, 2020-Not in Kansas Anymore edition from 2020-11-23T05:03
In today’s edition of Daily Compliance News: BoJo reaches Brexit endgame. (FT)New marketing for a brave new world? (WSJ) Did AI help solve a jewel heist? (TimesofIsrael)Movie releases not in Kans...
ListenNovember 21, 2020-Wonder Woman edition from 2020-11-21T14:58:13
In today’s edition of Daily Compliance News: Testimony continues in Huawei extradition case. (Reuters)Father and son who helped Ghosn to escape Japan fighting extradition? (WSJ) Will corps walk a...
ListenNovember 20, 2020-Vegas Here We Come edition from 2020-11-20T05:00
In today’s edition of Daily Compliance News: Tyson Mgrs bet on which employees would get Covid? (WSJ)Is The Ringer anti-union? (NYT) Mnuchin moves to tank the economy. (WaPo)Algorithms to return ...
ListenNovember 19, 2020-Some good News edition from 2020-11-19T05:01
In today’s edition of Daily Compliance News: Will Chevron stay in Venezuela under Biden? (Houston Chronicle)Some (sort of) good news for Boeing. (WSJ) Second investigation over Jeffrey Epstein at...
ListenNovember 18, 2020-How to Win Friends edition from 2020-11-18T05:07
In today’s edition of Daily Compliance News: Deutsche Bank proposes tax on those WFH. (Axios)Senate blocks Shelton nomination to the Fed. (WaPo) OCED praises US anti-corruption efforts. (WSJ)Don’...
ListenNovember 17, 2020-Jay, We hardly Knew Ye edition from 2020-11-17T05:03
In today’s edition of Daily Compliance News: Another college bribery scandal-this time Harvard. (WSJ)Jay Clayton says he will step down. (WSJ) What would a Biden China policy look like? (NYT)Did ...
ListenNovember 16, 2020-Jones Day Reckoning edition from 2020-11-16T05:04
In today’s edition of Daily Compliance News: Investors defrauded by Och-Ziff finally reimbursed. (WSJ)Damage inside from and outside to Jones Day. (AboveThe Law) Law firms bailing on Trump campai...
ListenNovember 14, 2020-1st Female GM edition from 2020-11-14T15:57:25
In today’s edition of Daily Compliance News: First Energy fires top two lawyers over corruption scandal. (Bloomberg)First female VP, now first female GM. (ESPN) Will Covid vaccine lead to Biden b...
ListenNovember 13, 2020-Friday, the 13the edition from 2020-11-13T05:02
In today’s edition of Daily Compliance News: · COSO wants better alignment of compliance and risk departments. (WSJ)· Pfizer’s covid vaccine distribution plan—was compliance consulted. ...
ListenNovember 12, 2020-TikTok Relief edition from 2020-11-12T14:20
In today’s edition of Daily Compliance News: TikTok wants relief. (WSJ)Softbank back from the edge. (WSJ) More trouble for Kodak and options. (NYT)New business model for Ford? (WSJ) Learn more ...
ListenNovember 11, 2020-Veterans’ Salute edition from 2020-11-11T05:03
In today’s edition of Daily Compliance News: Boeing in line for additional penalties? (WSJ)UK to require companies to report on climate change by 2025. (WSJ) EU targets Amazon. (NYT)Call up a vet...
ListenNovember 10, 2020-Full Disgorgement edition from 2020-11-10T05:02
In today’s edition of Daily Compliance News: Softbank takes steps to improve corp goverance. (FT)Was all of Robert Smith’s wealth fraudulent? (WaPo) Apple places key contractor on probation. (NYT...
ListenNovember 9, 2020-Farewell to Trebek edition from 2020-11-09T05:06
In today’s edition of Daily Compliance News: SFO looking into Bombadier. (WSJ)OECD presses Netherlands on whistleblower protections. (WSJ) Pfizer receives FCPA inquiry from the SEC. (WaPo)Alex Tr...
ListenNovember 5, 2020-Election Blues edition from 2020-11-05T05:02
In today’s edition of Daily Compliance News: Son of Brazilian President to face graft charges. (WSJ)Top tech trends for business. (com) Trump ends where he began: corruption. (WaPo)Saudi Arabi pl...
ListenNovember 4, 2020-Election edition II from 2020-11-04T05:01
In today’s edition of Daily Compliance News: JPMorgan facing additional regulatory scrutiny? (WSJ)Ant faces regulatory backlash (In China). (WSJ) US District Judge excoriates Trump Administation ...
ListenNovember 3, 2020-Election edition from 2020-11-03T05:03
In today’s edition of Daily Compliance News: SEC moves to help private companies raise capital? (WSJ)OFAC warns art market over trade sanctions. (WSJ) SFO reaches DPA with airline over bribery. (...
ListenNovember 2, 2020-Zombie Directors edition from 2020-11-02T05:02
In today’s edition of Daily Compliance News: Once a cheat, always a cheat? (NYT)EY getting more DAX audits after Wirecard. (FT) Diversity in corporate leadership. (WSJ)Zombie directors. (NYT) ...
ListenOctober 31, 2020-Happy Halloween edition from 2020-10-31T12:51:14
In today’s edition of Daily Compliance News: Apple says being competitive will hurt the bottom line. (FT)10 years over due and over budget, BER opens. (WSJ) Use of economic sanctions likely to co...
ListenOctober 30, 2020-Wells Fargo Struggles edition from 2020-10-30T04:02
In today’s edition of Daily Compliance News: Wells Fargo shares hit lowest since 2009. (WeCruitr)Leon Black says he did nothing inappropriate with Epstein. (WSJ) College football in chaos over Co...
ListenOctober 29, 2020-FCPA Day edition from 2020-10-29T04:02
In today’s edition of Daily Compliance News:Another FCPA enforcement action. (DOJ) TLI President sentenced after trial. (DOJ Press Release)PayPal puts its money where its mouth is. (NYT) ICE ag...
ListenOctober 28, 2020-the Howard Jarvis edition from 2020-10-28T04:03
In today’s edition of Daily Compliance News: CFOs brace for more trade disruptions. (WSJ)DOJ may block Visa purchase of Plaid. (WSJ) The ghost of Howard Jarvis is flipping out. (NYT)Can AirBnB ge...
ListenOctober 27, 2020-the Tx AG Strikes Again edition from 2020-10-27T04:03
In today’s edition of Daily Compliance News: SEC provides fewer Wells notices. (WSJ)The Dig digs into the Goldman earnings statement. (The Dig) Texas AG fires 2nd (Houston Chronicle)Bloomberg say...
ListenOctober 26, 2020-the More Goldman edition from 2020-10-26T04:02
In today’s edition of Daily Compliance News: Goldman promises greater scrutiny of exec pay. (WSJ)Trump vows to destroy US Civil Service. (WaPo) AU hit with 9 corruption sanctions. (ESPN)What are ...
ListenOctober 24, 2020-the Goldman Int’l Settlements edition from 2020-10-24T12:27
In today’s edition of Daily Compliance News: The FCA settlement. (Evening Standard)The Bank of England settlement. (BOE Press Release) Settelment with Hong Kong Securities and Futures Commission....
ListenOctober 23, 2020-the Goldman Settles edition from 2020-10-23T04:01
In today’s edition of Daily Compliance News: Goldman settles. (WSJ)Walmart sues US over opioid crisis. (WSJ) Do we need a new Tech Regulator? (NYT)Corruption whistleblower comes forward in Ohio. ...
ListenOctober 22, 2020-the Frat Rat edition from 2020-10-22T04:00
In today’s edition of Daily Compliance News: Purdue Phrama to settle for $8.34bn. (WSJ)Big Tech in sites? (NYT) Will KA drop RELee? (NYT)Has college sports corruption only gotten worse? (com) ...
ListenOctober 21, 2020-the Extortion edition from 2020-10-21T04:00
In today’s edition of Daily Compliance News: Exxon says it did not pay bribes to President Trump. (NYT)Goldman to settle for $2.8bn. (WSJ) US sues Google for antitrust violations. (WSJ)Berkshire ...
ListenOctober 20, 2020-the Child Labor edition from 2020-10-20T04:00
In today’s edition of Daily Compliance News: Oil turns to M&A to survive. (NYT) Former Iranian CEO Sentenced for Sanctions Violations. (WSJ)Chocolate and child labor? (WSJ) D&I would add $$$ to ...
ListenOctober 19, 2020-the Big Bonus edition from 2020-10-19T04:04
In today’s edition of Daily Compliance News:Working remotes but inclusive. (NYT) First narco-sub crosses Atlantic. (WSJ)What will banks with blowout profits do with bonuses? (FT) Top workplaces...
ListenOctober 17, 2020-the Kiss of Death edition from 2020-10-17T04:00
In today’s edition of Daily Compliance News: EY and imploding companies. (WSJ)Compliance breakdowns at J&F. (WSJ) Will offices ever be full again? (NYT)Corruption is the ultimate betrayal of publ...
ListenOctober 16, 2020-the Wells Fargo Corruption Continues edition from 2020-10-16T04:05
In today’s edition of Daily Compliance News: Wells Fargo fires over 100 for lying about PPP loan apps. (Forbes)Store workers get fight prevention training for Covidiots. (NYT) Largest criminal ta...
ListenOctober 15, 2020-the Ohio Bribery Probe Goes Nuclear edition from 2020-10-15T04:00
In today’s edition of Daily Compliance News: Starbucks ties exec pay to D&I targets, will the DOJ investigate? (WSJ) Ohio bribery probe turns nuclear. (WSJ)J&F Investments pleads guilty to FCPA v...
ListenOctober 14, 2020-the More Boeing edition from 2020-10-14T04:07
In today’s edition of Daily Compliance News: WTO hammers Boeing. (WSJ)Holmes loses bid to dismiss new charges. (WSJ) Of Nobels, auctions and compliance. (WaPo)The Market wants Biden. (NYT) Lea...
ListenOctober 13, 2020-the Digital Gap edition from 2020-10-13T04:00
In today’s edition of Daily Compliance News: Short Sellers, SEC investigation and stock price up. (WSJ)Leon Black and Jeffery Epstein. (NYT) Will energy ever address digital gap. (Houston Chronic...
ListenOctober 12, 2020-the Trump Swamp edition from 2020-10-12T04:01
In today’s edition of Daily Compliance News: Jamie Diamond says banking a long way off from the old normal. (WSJ)The Trump Swamp. (NYT) Disney and Coronavirus. (NYT)Old boss’s revenge. (WaPo) ...
ListenOctober 10, 2020-the Happy Brithday to my Little Sister edition from 2020-10-10T13:08
In today’s edition of Daily Compliance News: CCOs respond to new compliance risks. (WSJ)More on spoofing. (WSJ) Basil ah Jarah sentenced. (WSJ)Why you need DD in purchases in bankruptcy. (WSJ) ...
ListenOctober 9, 2020-the Increased Compliance Risks edition from 2020-10-09T04:01
In today’s edition of Daily Compliance News: Covid has increased compliance risks. (WSJ)Trump NLRB accuses Google contractor of illegal anti-union activity. (NYT) OSHA to workers on Covid-TS baby...
ListenOctober 8, 2020-the End of PdVSA edition from 2020-10-08T04:00
In today’s edition of Daily Compliance News: End of PdVSA? (NYT)Texas county indicts Netflix for child porn. (NYT) US accused of violating forced-labor laws. (WaPo)Chicken industry price-fixing (...
ListenOctober 7, 2020-the Converge20 is Here edition from 2020-10-07T04:01
In today’s edition of Daily Compliance News: Corruption charges against Texas AG threaten state action against Google. (Bloomberg)GE receives Wells Notice. (WSJ) GOP calls reaction to over 200K C...
ListenOctober 6, 2020-the Corrupt Texas AG (redux) edition from 2020-10-06T04:01
In today’s edition of Daily Compliance News: Texas AG says he will not resign. (Texas Tribune)When ethics meets business? (FT) What’s the formula for a social responsible company? (WaPo)Gov data ...
ListenOctober 5, 2020-the Corrupt Tx AG edition from 2020-10-05T04:00
In today’s edition of Daily Compliance News: Texas AG accused of corruption by his hand-picked assistants. (Texas Tribune)Will Wirecard kill off EY? (FT) With friends like the US, who needs enemi...
ListenOctober 3, 2020-the Trump Has Covid-19 edition from 2020-10-03T12:31:42
In today’s edition of Daily Compliance News: Texas Governor to voters: Screw You. (Houston Chronicle)Treasury warns about keeping ransomwear payments quiet. (WSJ) Trump has Covid-19? Everywhere$5...
ListenOctober 2, 2020-the Con Man edition from 2020-10-02T04:03
In today’s edition of Daily Compliance News: BitMex in big trouble. (NYT)USOC can be removed under bill. (WSJ) Should employers tell co-workers of a Covid-19 positive employee? (WaPo)What is Trev...
ListenOctober 1, 2020-the End of Diversity Training edition from 2020-10-01T04:01
In today’s edition of Daily Compliance News: Nurse fired for whistleblowing. (NYT)VW tries to change workplace culture. (WSJ) White House tries to stop diversity training. (WaPo)Sara Kropf named ...
ListenSeptember 30, 2020-the 1st VW Trial in Germany edition from 2020-09-30T04:01
In today’s edition of Daily Compliance News: First VW senior manager trial in Germany. (NYT)Sayonara Hertz. (WSJ) JPMorgan to pay $920MM to settle spoofing claims. (WSJ)Coinbase to non-sharehold...
ListenSeptember 29, 2020-the Tax Cheat edition from 2020-09-29T04:01
In today’s edition of Daily Compliance News: SEC uses risk based approach for enforcement. (SEC Press Release)Why it all starts at the top. (FT) Uber wins back license to operate in London. (WSJ)...
ListenSeptember 28, 2020-the Gregor Samsa edition from 2020-09-28T04:01
In today’s edition of Daily Compliance News: Where is travel headed? (Barron’s)BLM head illegally acting. (WaPo) The cockroach of a corporate soul. (NYT)Court ruling on TikTok ban. (WSJ) Learn...
ListenSeptember 26, 2020-the Caremark and Boeing edition from 2020-09-26T12:06:31
In today’s edition of Daily Compliance News: Caremark case against Boeing Board? (WSJ)Whistleblower receives $1.8MM. (WSJ) Companies which received PPP engaged in fraud (I’m shocked). (WaPo)Share...
ListenSeptember 25, 2020-the More TikTok edition from 2020-09-25T04:02
In today’s edition of Daily Compliance News: Watergate style reforms for Trump corruption? (Politico)TikTok says Beijing will determine is deal is approved. (WSJ) Trump Administration continues t...
ListenSeptember 24, 2020-the Wells Fargo CEO steps in it edition from 2020-09-24T04:01
In today’s edition of Daily Compliance News: Jay Clayton craters. (Reuters)Wells Fargo CEO steps in it (again) Imagine that. (WSJ) Hollywood still doesn’tget it. (WaPo) First Aunt Jemimah, now U...
ListenSeptember 23, 2020-the Is It a Deal or Not edition from 2020-09-23T04:01
In today’s edition of Daily Compliance News: Data analytics comes to compliance. (WSJ)Papa Masata Diack-come get me. (BBC) Trump Admin to gig workers-screw you. (WaPo)Is it a deal or not (TikTok)...
ListenSeptember 22, 2020-the CFOs Call for Corps to do Good! edition from 2020-09-22T04:02
In today’s edition of Daily Compliance News: Head of Nikola quits among fraud charges. (NYT)CFOs call for corporations to do good. (WSJ) Trump says he alone can approve TikTok deal. (NYT)Some tho...
ListenSeptember 21, 2020-the Banks Behaving Badly, Part 385 edition from 2020-09-21T04:02
In today’s edition of Daily Compliance News: Banks and SARs. (NYT)HSBC allowed Ponzi scheme. (BBC) Cache of FinCen docs made public. (BBC)US court blocks ban of WeChat. (FT) Learn more about y...
ListenSeptember 19, 2020-the RIP RBG edition from 2020-09-19T13:31
In today’s edition of Daily Compliance News: Ruth Bader Ginsburg dies. (NYT)New Swedbank probe. (WSJ) Who gets (or has to) go back into the office? (WSJ)US bans TikTok. (FT) Learn more about y...
ListenSeptember 18, 2020-the All FT edition from 2020-09-18T04:01
In today’s edition of Daily Compliance News: Former head of IAAF gets jail time. (FT)Julius Bear in talks to settle FIFA corrupt allegations. (FT) Kodak clears itself from insider trading allegat...
ListenSeptember 17, 2020-the Et Tu BP edition from 2020-09-17T04:03
In today’s edition of Daily Compliance News: House report blasts both Boeing and FAA. (NYT)GOP lawmakers blast TikTok sale. (WSJ) Companies now prioritizing keeping talent. (WSJ)Et tu BP? (Housto...
ListenSeptember 16, 2020-the Bad Actor edition from 2020-09-16T04:05
In today’s edition of Daily Compliance News: Nursing homes run as Ponzi scheme. (NYT)DOJ joins investigation into Tesla. (WSJ) Bribery of GM Board member alleged. (WSJ)NLRB subpoenaed for COIs? (...
ListenSeptember 15, 2020-the VW Monitorship edition from 2020-09-15T11:36:15
In today’s edition of Daily Compliance News: Monitor says VW has kept promises. (NYT)Corbat pushed out? (WSJ) Rio Tinto faces tough sailing. (FT)A new corporate culture? (FT) Learn more about ...
ListenSeptember 14, 2020-the Wonder Woman Delayed Again edition from 2020-09-14T12:08:41
In today’s edition of Daily Compliance News: Oracle to purchase TikTok. (WSJ)Is greed still good? (NYT) Wonder Woman 1984 delayed (again). (WaPo)Washington no closer to new name. (WSJ) Learn m...
ListenSeptember 12, 2020-the Glass Ceiling Broken edition from 2020-09-12T13:27
In today’s edition of Daily Compliance News: Supply Chain fragility exposed. (McKinsey)Citigroup appoints first female head of major US bank. (WaPo) Compliance efforts mitigate Deutsche Bank fine...
ListenSeptember 11, 2020-the Never Forget edition from 2020-09-11T04:01
In today’s edition of Daily Compliance News: CFTC Issues Guidance on Corporate Compliance Programs. (WSJ)DOJ charges another 57 with PPP fraud. (WaPo) Corruption led to Beirut explosion. (NYT)Hou...
ListenSeptember 10, 2020-a Bad Day for M&A edition from 2020-09-10T04:01
In today’s edition of Daily Compliance News: TikTok not looking to good. (WSJ)LVMH pulls out of Tiffany deal. (WSJ) EU after Facebook yet again. (NYT)What is the ‘weekend’ in a lockdown? (WSJ) ...
ListenSeptember 9, 2020-the Employees and Customers edition from 2020-09-09T04:01
In today’s edition of Daily Compliance News: JPMorgan investigating both customers and employees over PPP fraud. (WSJ)Even more Boeing production woes. (WSJ) Will Mulan sink Disney? (NYT)Trump pa...
ListenSeptember 8, 2020-the Softbank edition from 2020-09-08T12:14:58
In today’s edition of Daily Compliance News: Softbank plays fast, loose and risky. (FT)The George V, EuroDisney and the Bribery Act. (FT) Dan Kahn moves up to acting Fraud Section Chief. (WSJ)Com...
ListenSeptember 1, 2020-the Tribute to Thompson edition from 2020-09-01T04:01
In today’s edition of Daily Compliance News: Teaching crisis management skills. (FT)Shake it off? (FT) McDonald-Easterbrook lawsuit gets uglier. (WSJ)John Thompson dies. (SI) Learn more about ...
ListenAugust 29, 2020-the HerbalLife Settles edition from 2020-08-29T12:27:12
In today’s edition of Daily Compliance News: HerbalLife settles long standing FCPA investigation. (FCPA Blog) Oilfollowing coal into oblivion? (Houston Chronicle) So much for due diligence. (WS...
ListenAugust 28, 2020-the $900 MM edition from 2020-08-28T04:00
In today’s edition of Daily Compliance News: Don’t piss of the NY Theater District. (NYT)TikTok comes to Bubba or Bubba to TikTok? (WSJ) What’s $900MM among creditors? (FT)Going contra on colleg...
ListenAugust 27, 2020-the It Just Gets Worse edition from 2020-08-27T04:01
In today’s edition of Daily Compliance News: It just gets worse with McDonald’s and Easterbrook.TMZ had toxic workplace? Shocked, just shocked. Laura a CAT 4 be safe out there.SEC votes for less...
ListenAugust 26, 2020-the Teva Indicted edition from 2020-08-26T04:01
In today’s edition of Daily Compliance News: Teva US indicted on price fixing. (WSJ)Car wash reaches Maersk. (NYT) Did NFL concussion settlement discriminate? (WSJ)Chamber to workers-it’s all on...
ListenAugust 25, 2020-the I Like to Watch edition from 2020-08-25T04:03
In today’s edition of Daily Compliance News: Mandated Due Diligence for PEPs. (WSJ)Reset the corruption clock in Illinois. (ChicagoTribune) E-commerce bets paying off. (WSJ)Jerry Falwell, Jr. re...
ListenAugust 24, 2020-the Uber Pays edition from 2020-08-24T04:01
In today’s edition of Daily Compliance News: Should Fed rethink its mandate. (WaPo)Business write downs surge. (WSJ) Lyft and Uber back off threats to abandon California. (NPR)Uber paid hush mon...
ListenAugust 22, 2020-the The Pesky Bro edition from 2020-08-22T11:45:46
In today’s edition of Daily Compliance News: Trump Administration continues to go after sustainable investing. (NYT)Another PdVSA guilty plea. (WSJ) AMLO in hot water. (FT)Curtiss-Wright disclos...
ListenAugust 21, 2020-the Wirecard Dropped edition from 2020-08-21T04:03
In today’s edition of Daily Compliance News: Trump Administration to continue to gut Post Office after election. (WaPo)How it all went wrong for Kodak. (WSJ) Another Trumper arrested. (WSJ)Dax dr...
ListenAugust 20, 2020-the Screen for Whistleblowers edition from 2020-08-20T04:04
In today’s edition of Daily Compliance News: BA to screen for potential whistleblowers in their hiring process. (TheMirror)China v. academic freedom. (WSJ) Air BnB files with SEC for IPO. (WSJ)NB...
ListenAugust 19, 2020-the Just Kidding edition from 2020-08-19T10:31:04
In today’s edition of Daily Compliance News: Former NRA insider pens tell-all book. (NYT)Banks set up partnerships to combat crime. (WSJ) After trying to destroy Postal Service, Trump Administrat...
ListenAugust 18, 2020-the COI at Calpers edition from 2020-08-18T04:02
In today’s edition of Daily Compliance News: FT announces business books of the year. (FT)Former McDonald’s CEO says company had evidence of his affairs, not his responsibility to tell company abo...
ListenAugust 17, 2020-the References Gone edition from 2020-08-17T04:01
In today’s edition of Daily Compliance News: Nursing homes try to lobby their way out of negligence. (NYT)Historical business benchmarks no long apply. (WSJ) DOJ extends a ban. (WSJ)Trump withdra...
ListenAugust 15, 2020-the Illegal Officials edition from 2020-08-15T04:00
In today’s edition of Daily Compliance News: Top DHS officials appointed illegally. (WaPo)Boeing in more trouble. (WSJ) Sec. of Labor alleged to have personally intervened in Oracle case. (WSJ)Wa...
ListenAugust 14, 2020-the Will Danny Sell edition from 2020-08-14T04:00
In today’s edition of Daily Compliance News: Marketers begin to scrutinize beyond Facebook. (WSJ)Can Dan Snyder be forced to sell? (WSJ) US try again to seize Iranian vessels on high seas. (WSJ)H...
ListenAugust 13, 2020-the Office of Anti-Corruption edition from 2020-08-13T04:02
In today’s edition of Daily Compliance News: Former Pinterest No. 2 sues for discrimination. (NYT)Prosecutors in Mexico open investigation into former President. (com) Tipster in Varsity Blues ge...
ListenAugust 12, 2020-the IPO edition from 2020-08-12T04:02
In today’s edition of Daily Compliance News: Air BnB to go IPO. (WSJ)Appeals court throws out Qualcomm ruling. (NYT) Will Trump order college football season to proceed? (WSJ)In middle of pandemi...
ListenAugust 11, 2020-the Big Mac edition from 2020-08-11T04:01
In today’s edition of Daily Compliance News: Kodak shares plummet. (WSJ)McDonald’s sues former CEO. (Click2Houston) Interactive Brokers to pay for AML violations. (WSJ)Follow on corruption litiga...
ListenAugust 10, 2020-the M&A is Back edition from 2020-08-10T04:00
In today’s edition of Daily Compliance News: Logistics firm amping up data around Supply Chain. (WSJ)What is revenge travel? (ESPN) How to go back to the Office. (NYT)M&A bursts into life. Are yo...
ListenAugust 8, 2020-the End of the Post Office edition from 2020-08-08T14:12:02
In today’s edition of Daily Compliance News: New head of Post Office moves to destroy it. (WaPo)Former LAA Dir. Of Comms charged in death. (ESPN) Lorenzo Milam’s goal? To change the world. He did...
ListenAugust 7, 2020-the Large Bags of Cash edition from 2020-08-07T04:02
In today’s edition of Daily Compliance News: NY sues to dissolve NRA. (NYT)A WAC-O FCPA enforcement action. (Radical Compliance) TVA backtracks. (WaPo)Trump Admin to make Chinese companies comply...
ListenAugust 6, 2020-the Blacklisted edition from 2020-08-06T04:00
In today’s edition of Daily Compliance News: NY investigation of Trump much wider than reported. (NYT)Insurers just say no to Covid-19 related claims. (NYT) State AGs blast Facebook on Civil Righ...
ListenAugust 5, 2020-the Great Timing edition from 2020-08-05T04:01
In today’s edition of Daily Compliance News: Trump wants cut of Microsoft TikTok deal. (WaPo)BP reports loss but increases green investment. (NYT) UK issues sanctions warning for maritime sector....
ListenAugust 4, 2020-the Apocalypse edition from 2020-08-04T04:05
In today’s edition of Daily Compliance News: Clyde&Co in the crosshairs? (The Guardian) Planning for the real apocalypse. (FT)Can the oil patch lead climate change? (Hosuton Chronicle) Will Trum...
ListenAugust 3, 2020-the New Normal edition from 2020-08-03T04:07
In today’s edition of Daily Compliance News: A new normal for businesses arises. (WSJ)Will the Wirecard scandal finally cause EU to do something? (FT) Deutsche Bank opens investigation in Kushner...
ListenAugust 1, 2020-the Corruption in Sports edition from 2020-08-01T13:14:31
In today’s edition of Daily Compliance News: Airbus subsidiary charged in UK. (WSJ)SFO/DOJ rift over Unaoil? (FT) Great timing on options. (NYT)Lunch with the FT-Gregori Rodchenkov? (FT) Learn...
ListenJuly 31, 2020-the Crush Them All edition from 2020-07-31T04:05
In today’s edition of Daily Compliance News: Mark Zuckerberg really does want to crush competition. (Slate)FIFA President under criminal investigation. (FT) Barr’s corruption unmasked. (WaPo)1st ...
ListenJuly 30, 2020-the Art&Sanctions edition from 2020-07-30T04:00
In today’s edition of Daily Compliance News: The art of sanctions evasion. (NYT)Boeing blames economy (not itself) for job cuts. (FT) SBA IG says pervasive fraud in PPP. (WaPo)Will Russia help Ge...
ListenJuly 29, 2020-the More Pain for ComEd edition from 2020-07-29T04:02
In today’s edition of Daily Compliance News: ComEd faces rate rebate class action. (ChicagoTrib)Another 450K AML breaches reported by Westpac. (The Guardian) Steinhoff offers to pay $1bn for frau...
ListenJuly 28, 2020-the Wells Notice edition from 2020-07-28T04:04
In today’s edition of Daily Compliance News: Wirecard in the Philippines. (KYC360)Obese politicians signal corruption. (Eurasianet) Fraud reimbursement in Congo. (WSJ)Things not looking too good ...
ListenJuly 27, 2020-the Trap is Set edition from 2020-07-27T04:01
In today’s edition of Daily Compliance News: China says HSBC set ‘trap’ for Huawei. (WSJ)Lay-offs are the worst option. (FT) Winners and losers in business from Coivd-19. (NYT)Fraud at Ebony? (WS...
ListenJuly 25, 2020-the Goldman Settles edition from 2020-07-25T11:38:29
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ListenJuly 24, 2020-the From Russia with Love edition from 2020-07-24T04:01
In today’s edition of Daily Compliance News: Wirecard and Russia. (Business Insider)Novartis whistleblower collars $109MM. (Bloomberg) Amazon bait and switch? (WSJ)Did shadowy hedge funds almost ...
ListenJuly 23, 2020-the Jail Time edition from 2020-07-23T04:03
In today’s edition of Daily Compliance News: Ex-Wirecard CEO re-arrested. (NYT)Microsoft accused of corporate bullying in EU. (WaPo) DFS charges First American for data breach. (WSJ)Jail time for...
ListenJuly 22, 2020-the Supply Chain edition from 2020-07-22T04:04
In today’s edition of Daily Compliance News: Tapestry CEO forced to resign. (NYT)CFTC Chair pushes to finalize Dodd-Frank rules. (WSJ) Supply chain vulnerabilities. (WSJ)Apple and sustainability....
ListenJuly 21, 2020-the COI edition from 2020-07-21T04:02
In today’s edition of Daily Compliance News: Did a COI cost Softbank $700? (WSJ)New wave of mergers here? (NYT) ComEd to pay $200MM for domestic bribery? (RadicalCompliance)Class action filed aga...
ListenJuly 20, 2020-the Talk is Cheap edition from 2020-07-20T04:03
In today’s edition of Daily Compliance News: Covid-19 and cyber risk. (FT)The new Indian land and energy. (WaPo) Beginning of the end for quarterly updates? (WSJ)Talk is cheap when it comes to di...
ListenJuly 18, 2020-the John Lewis edition from 2020-07-18T12:29:42
In today’s edition of Daily Compliance News: If you are going to scam, best not to lose your temper.(NYT)Civil Rights icon John Lewis dies. (WaPo) Will US ban TikToK? (FT)SFO sticky wicket gets s...
ListenJuly 17, 2020-the See No Evil edition from 2020-07-17T04:02
In today’s edition of Daily Compliance News: Cruise lines banned until November.(WSJ)Washington football team to investigate corporate culture. (WSJ) CVS fined for poor prescription filling and l...
ListenJuly 16, 2020-the What’s a Little Flattery edition from 2020-07-16T04:02
In today’s edition of Daily Compliance News: Virginia first state to adopt workplace safety rules during Covid.(WaPo)Was SFO Director flattered to lessen sentence? (Reuters) And then there were n...
ListenJuly 15, 2020-the Modern Slavery edition from 2020-07-15T04:01
In today’s edition of Daily Compliance News: Did meatpackers violate the Civil Rights Act?(WaPo)Can Blockchain help governments tackle corruption? (WEF) Court rejects Weinstein settlement. (WSJ)D...
ListenJuly 14, 2020-the Roadmap edition from 2020-07-14T04:04
In today’s edition of Daily Compliance News: Is exec comp obscene?(Houston Chronicle)A roadmap for Google? (NYT) Two former Unaoil execs convicted in UK. (WSJ)Corruption crisis puts Bulgarian lea...
ListenJuly 13, 2020-the Some Good News edition from 2020-07-13T04:03
In today’s edition of Daily Compliance News: Trump Administration wants medical supply chains returned to us.(WaPo)Evangelizing remote work. (NYT) It’s a jungle out there. (WSJ)Helms-Burton suit ...
ListenJuly 11, 2020-the Stupid Is as Stupid Does edition from 2020-07-11T04:00
In today’s edition of Daily Compliance News: Sutter Health wants to delay settlement obligations. (NYT)Goya foods boycott. (NYT) Amazon orders, then reverses, employees to delete Tik-Tok.? (WSJ)S...
ListenJuly 10, 2020-the Thanks for the Birthday Wishes edition from 2020-07-10T09:53
In today’s edition of Daily Compliance News: Boeing files into uncertainty. (WaPo)United could furlough up to 36,000. (NYT) Did Wirecard executes engage in money-laundering? (WSJ)Go to dinner, go...
ListenJuly 9, 2020-the Kiss Off edition from 2020-07-09T04:00
In today’s edition of Daily Compliance News: Facebook tells civil rights groups to kiss off. (NYT)BooHoo in big trouble. (NYT) Did Wirecard facilitate fraud in US? (WSJ)How are FinTech companies ...
ListenJuly 8, 2020-the Corruption edition from 2020-07-08T09:47:34
In today’s edition of Daily Compliance News: London PR firm paid to influence US opinion on Jho Low. (The Guardian)Sons of a former Panamanian president charged with bribery involving Odebrecht. (...
ListenJuly 7, 2020-the All Good Things edition from 2020-07-07T04:07
In today’s edition of Daily Compliance News: Andrew Hill on all good things must end. (FT)The private sector’s role in AML. (WSJ) Dakota Access Pipeline shut down. (NYT)Britain may limit Huawei. ...
ListenJuly 6, 2020-the Crisis at Disney edition from 2020-07-06T04:07
In today’s edition of Daily Compliance News: DOJ/SEC update FCPA Resources Guide. (DOJ Press Release)Wither the 5-day office week? (WSJ) Beverly Hill hotel, bought with 1MDB money goes on sale. (...
ListenJuly 2, 2020-the Novartis Pays More edition from 2020-07-02T10:30
In today’s edition of Daily Compliance News: Will Congress finally toughen up AML legislation? (Washington Examiner)Novartis settles follow on civil litigation. (WSJ) Business Roundtable endorses...
ListenJuly 1, 2020-the Wearing Masks Will Save the Economy edition from 2020-07-01T04:06
In today’s edition of Daily Compliance News: Adidas head of HR loses trust of employees. (NYT)SEC closed bribery investigations into Usana Health Sciences Inc.’s operations in China. (WSJ) Suprem...
ListenJune 30, 2020-the Diversity is Good for Business edition from 2020-06-30T04:08
In today’s edition of Daily Compliance News: Diversity is good for business. (Houston Chronicle)Germany moves to revamp audit firm oversight. (WSJ) Is corruption inevitable in the extraction indu...
ListenJune 29, 2020-the Second Class Travelers edition from 2020-06-29T04:00
In today’s edition of Daily Compliance News: Cracks in the heart of Germany Inc? (CNN)US travelers banned in EU. (NYT) Middle management more important in compliance. (WSJ)Hollywood throws in the...
ListenJune 27, 2020-the Second Act edition from 2020-06-27T11:49:01
In today’s edition of Daily Compliance News: Massive fraud in Ireland. (The Irish Times)J&J reprehensible in court. (Fierce Pharma) A second act for Jeff Skilling? (Houston Chronicle)Who needs to...
ListenJune 26, 2020-the form $13bn to Zero edition from 2020-06-26T04:09
In today’s edition of Daily Compliance News: Novartis settles massive FCPA case. (WSJ)From $13bn to bankruptcy in 5 days. (WSJ) Clayton says he’s “fully committed to SEC. (NYT)Will the South ever...
ListenJune 25, 2020-the IMF edition from 2020-06-25T04:06
In today’s edition of Daily Compliance News: Zimbabwe anti-corruption commission begin investigation of private wealth. (BBC)South African police make arrests in massive bank fraud. (TheGuardian) ...
ListenJune 24, 2020-the Fourth Estate edition from 2020-06-24T04:09
In today’s edition of Daily Compliance News: FB hit in pocketbook for its fawning over Trump. (NYT)SEC breathes a sigh of relief. (WSJ) Former Wirecard CEO arrested. (WSJ)The role of the press in...
ListenJune 23, 2020-the Missing $2bn edition from 2020-06-23T04:08
In today’s edition of Daily Compliance News: Wirecard says $2bn doesn’t exist. (WSJ)SEC breathes a sigh of relief. (WSJ) Swiss Prosecutors open ABC probe of Glencore. (Reuters)Call Northside 999?...
ListenJune 22, 2020-the Wirecard edition from 2020-06-22T04:06
In today’s edition of Daily Compliance News: Wirecard CCO new CEO. (WSJ)Another reason for compliance – short sellers. (WSJ) Berman says will not step down. (YaHooFinance)What will Wirecard do? (...
ListenJune 20, 2020-the Friday Night Massacre edition from 2020-06-20T11:56:16
In today’s edition of Daily Compliance News: Barr tries to fire US Attorney for SDNY. (NYT)Jay Clayton nominated as new Attorney for SDNY. (CoinDesk) Berman says will not step down. (WaPo)Barr do...
ListenJune 19, 2020-the DACA edition from 2020-06-19T04:05
In today’s edition of Daily Compliance News: Trump’s illegal attempt to end DACA blocked by SCt. (WSJ)Trump re-election campaign uses Nazi symbols, FB removes ads. (NYT) Ca mandates masks. (WaPo)...
ListenJune 18, 2020-the EU Wakes Up edition from 2020-06-18T04:01
In today’s edition of Daily Compliance News: Finally, Fed acknowledges that racism hurts US economy. (NYT)Lack of PPP transparency hurting bailout efforts. (NYT) Former VW exec arrested in Croati...
ListenJune 17, 2020-the Bolton Sued edition from 2020-06-17T04:06
In today’s edition of Daily Compliance News: US sues Bolton. (WSJ)PG&E pleads guilty to manslaughter. (NYT) Former Morgan Stanley Chief Diversity Officer sues for discrimination. (WaPo)Can energy...
ListenJune 16, 2020-the Al Jaffe Retires edition from 2020-06-16T04:01
In today’s edition of Daily Compliance News: Six eBay employees indicted for horrific campaign of cyber-stalking. (Boston Globe)Al Jaffe retires from Mad Magazine? (NYT) GOP scuttles yet another ...
ListenJune 15, 2020-the Invisible OSHA edition from 2020-06-15T04:00
In today’s edition of Daily Compliance News: Why is OSHA invisible now? (WaPo)What will Trump rally do for OK Covid numbers? (NYT) A reckoning at Condé Nast. (NYT)FASB Proposes Delaying New Accou...
ListenJune 13, 2020-the Viva La France Up edition from 2020-06-13T12:46:07
In today’s edition of Daily Compliance News: Starbucks reverses stance on employees and BLM. (WaPo)California looking at Amazon business practices. (WSJ) Businesses want Covid-19 lawsuit protecti...
ListenJune 12, 2020-the €12.6M edition from 2020-06-12T04:01
In today’s edition of Daily Compliance News: Brother can you spare €12.6MM? (KYC360)Pemex suspends contracts. (Houston Chronicle) Goldman Sachs lobbied DOJ to back off guilty plea in 1MDB case. (...
ListenJune 11, 2020-the Bubba edition from 2020-06-11T04:06
In today’s edition of Daily Compliance News: Two RoboCallers hit with proposed $225MM fine? (Houston Chronicle)Retired judge skewers DOJ for Flynn switch. (WSJ) FinTechs helping small businesses....
ListenJune 10, 2020-the Morally Impossible edition from 2020-06-10T11:15:04
In today’s edition of Daily Compliance News: Why is Kuwait helping Jho Low? (WSJ)Disciplinary action hinted by Judge in sanctions trial. (WSJ) Did PE firm gut hospital’s ability to deliver medica...
ListenJune 9, 2020-the BHAG edition from 2020-06-09T04:02
In today’s edition of Daily Compliance News: Will the Tokyo Olympics even happen? (FT)ManCity says no restrictions should apply. (FT) EY battles to save its reputation. (FT)BHAGs-what could go wr...
ListenJune 8, 2020-the SFO Responds edition from 2020-06-08T09:56:21
In today’s edition of Daily Compliance News: Black execs say corporation have failed Black America. (NYT)Newsrooms in revolt as well? (NYT) The beginning of the end for NATO? (WSJ)SFO responds to...
ListenJune 6, 2020-the 75th Anniversary edition from 2020-06-06T12:11:20
In today’s edition of Daily Compliance News: What happens when the demand side of the economy collapses? (NYT)Huawei enters state of war with US government. (WSJ) Will a racist name change? (WaPo...
ListenJune 5, 2020-the Used Car edition from 2020-06-05T04:06
In today’s edition of Daily Compliance News: Would you buy a used car from this man? (Houston Chronicle)BNY whistleblower gets $50MM award. (WSJ) In yet more idiocy, Trump expands trade war. (WaP...
ListenJune 4, 2020-the Bad Actors edition from 2020-06-04T09:47
In today’s edition of Daily Compliance News: Pilgrim’s Pride CEO charged with price-fixing. (NYT)Miami professor admits to laundering money for Maduro regime. (WSJ) No surprise-Brazilian Presiden...
ListenJune 3, 2020-the Epstein and Deutsche Bank edition from 2020-06-03T04:02
In today’s edition of Daily Compliance News: Trump isn’t Deutsche Bank’s only dodgy customer. (NYT)Zuckerberg say it’s OK for Trump to incite violence on FB. (NYT) Ericsson begins monitorship. (W...
ListenJune 2, 2020-the New DOJ Compliance Guidance edition from 2020-06-02T04:00
In today’s edition of Daily Compliance News: DOJ drops new Compliance Program Guidance. (Justice Department)Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenJune 1, 2020-the OSHA Invisible edition from 2020-06-01T04:03
In today’s edition of Daily Compliance News: CFTC gives guidance on how it calculates fines. (WSJ)Worried about Covid-19 and Travel? Try a private jet. (NYT) Is OSHA now invisible? (WaPo)What is ...
ListenMay 30, 2020-the According to Phil edition from 2020-05-30T11:51:33
In today’s edition of Daily Compliance News: Hong Kong companies told to toe the line. (FT)The beginning of the end for HSBC? (FT) Swiss prosecutors have to backdown on AML prosecution. (FT)The l...
ListenMay 29, 2020-the Yet Another Trump Tantrum edition from 2020-05-29T04:06
In today’s edition of Daily Compliance News: · Companies must prioritize compliance. (Bloomberg Law)· CDC suggests big changes for offices. (NYT) · Trump targets social media comp...
ListenMay 28, 2020-the Extradition edition from 2020-05-28T04:05
In today’s edition of Daily Compliance News: Andrew Weissmann says DOJ needs compliance expert. (WSJ)US amps up pressure on Hong Kong. Are sanctions next? (NYT) Canada moves closer to extraditing...
ListenMay 27, 2020-the Lipstick on a Pig edition from 2020-05-27T04:38
In today’s edition of Daily Compliance News: Jho Low banker who facilitated alleged money laundering on trial. (RiskScreen.com)What coronavirus tells Boards about the next crisis. (FT) Max Schrem...
ListenMay 26, 2020-the Perfect Storm edition from 2020-05-26T04:03
In today’s edition of Daily Compliance News: Keeping ideas flowing during WFH. (FT)The perfect storm for fraud (and bribery) risk? (WSJ) Have the basics of the energy industry changed? (WaPo)Germ...
ListenMay 25, 2020-the Memorial Day edition from 2020-05-25T12:47:29
In today’s edition of Daily Compliance News: VW ad agency says they were sabotaged. (FT)End of Hong Kong as HQ for many western companies? (NYT) How can an employer say thanks during Covid-19 WFH...
ListenMay 23, 2020-the Something Smells edition from 2020-05-23T04:01
In today’s edition of Daily Compliance News: Corruption in the fish value chain. Who knew? (WEF)What will health care fraud enforcement look like? (Contract Pharma) Chinese companies would be de-...
ListenMay 22, 2020-the Horrified and Ashamed edition from 2020-05-22T04:05
In today’s edition of Daily Compliance News: VW ‘horrified and ashamed' by its racist ad. (NYT)Of course he does. (NYT) Loughlin to plead guilty. (WSJ)S&P fires employee who spoke to Senate staff...
ListenMay 21, 2020-the Ghost of Ghosn edition from 2020-05-21T04:04
In today’s edition of Daily Compliance News: VW execs settle individually. (NYT)Former Green Beret and his son arrested, Japan wants to extradite. (WSJ) Can you social distance in the event of a ...
ListenMay 20, 2020-the Jesus edition from 2020-05-20T04:02
In today’s edition of Daily Compliance News: Pakistan accuses China of corruption in belts and roads project. (TimeOfIndia)Softbank founder Masa Son compares himself to Jesus. (NYT) Malaysia PM s...
ListenMay 19, 2020-the from Ad Hoc to Bad Hoc edition from 2020-05-19T04:06
In today’s edition of Daily Compliance News: Beware if bad ideas pushed through under pressure. (FT)WeWork wants rents concessions but refuses to give them. (NYT) NCAA loses another court case. (...
ListenMay 18, 2020-the Woe is Softbank edition from 2020-05-18T10:08:30
In today’s edition of Daily Compliance News: · Double bad news for Softbank. (NYT)· How resilient is your business? (WSJ) · A true sports pioneer passes away. (ESPN)· Still ...
ListenMay 16, 2020-the Coloring Book edition from 2020-05-16T13:23:15
In today’s edition of Daily Compliance News: Dealing with a difficult employee. (NYT)US to file antitrust charges against Google. (NYT) Think travel was a pain in the yazoo before Covid-19? (WSJ)...
ListenMay 15, 2020-the Pots and Kettles edition from 2020-05-15T04:05
In today’s edition of Daily Compliance News: Boeing CEO predicts demise of one major airline. (WSJ)Trump Administration ponders ways to decimate USPS. (WaPo) 4th Circuit reinstates emoluments sui...
ListenMay 14, 2020-the Federal Judge edition from 2020-05-14T04:04
In today’s edition of Daily Compliance News: Old foods make comeback. (WaPo)Dos Santos says evidence of fraud is fake. (YaHoo News) Alstom accused of corruption yet again. (The Guardian)Judge han...
ListenMay 13, 2020-the Landlords in Trouble edition from 2020-05-13T10:04:22
In today’s edition of Daily Compliance News: · Will landlords face a reckoning? (NYT)· Morgan Stanley pays $5MM for hiding fees. (NYT) · Lawyer accuses Wal-Mart of termination for...
ListenMay 12, 2020-the Baseball Will Be Back edition from 2020-05-12T04:05
In today’s edition of Daily Compliance News: Don’t sell to Cuba? (WSJ)Tesla says it will reopen illegally. (NYT) Is your company adaptable? (FT)Baseball to start in July? (ESPN) Learn more abo...
ListenMay 11, 2020-the Temper Tantrum edition from 2020-05-11T09:47:45
In today’s edition of Daily Compliance News: How many meatpackers will die? (NYT)How bad will it get for the airlines. (NYT) Would you go to a rock concert? (NYT)Elon Muck throws yet another temp...
ListenMay 9, 2020-the Dracula Applauds edition from 2020-05-09T12:05
In today’s edition of Daily Compliance News: Alexion to pay $25MM for FCPA violations. (WSJ)Herbal Life reserves $123MM for FCPA violations. (FCPA Blog) EU wide AML body? (Reuters)Dracula applaud...
ListenMay 8, 2020-the Corruption Now Legal edition from 2020-05-08T04:02
In today’s edition of Daily Compliance News: Supreme Court tosses Bridgegate convictions? (WSJ)First podcast wins Pulitzer-the American Life. (NYT) Why Boeing didn’t take federal bailout? (WaPo)K...
ListenMay 7, 2020-the Lack of Trust edition from 2020-05-07T04:07
In today’s edition of Daily Compliance News: Edelman survey shows businesses lack trust during Covid-19? (FT)What will be the litigation costs of Coronavirus? (FT) Another fallout from Covid-19, ...
ListenMay 6, 2020-the I Wanna Stay Home edition from 2020-05-06T04:05
In today’s edition of Daily Compliance News: Will Covid-19 finish the work of the Business Roundtable? (Bloomberg)What if you don’t want to return to work? (NYT) Mexico urges US to investigate US...
ListenMay 5, 2020-the Toxic Culture edition from 2020-05-05T04:03
In today’s edition of Daily Compliance News: Amazon VP quits over toxic culture of putting employees at risk. (NYT)Is Disney a strickened empire? (NYT) Bribery scheme for pension insurer. (WSJ)If...
ListenMay 4, 2020-the May the 4th Be With You business edition from 2020-05-04T04:01
In today’s edition of Daily Compliance News: Automation stepping in during pandemic. (WSJ)Is current oil price war trailer for main event? (FT) How can you assess risks you can’t calculate? (FT)U...
ListenMay 2, 2020-the Would You Ever Eat Bluebell Again business edition from 2020-05-02T12:04
In today’s edition of Daily Compliance News: What about sustainability? (WSJ)No equal pay for women’s soccer. (WSJ) US charges two men for Iranian sanctions violation. (WSJ)BlueBell CEO charged c...
ListenMay 1, 2020-the May Day edition from 2020-05-01T04:04
In today’s edition of Daily Compliance News: Airlines get bailout, some tell passengers to kiss goodbye to refunds. (WSJ)Chinese companies in US need to obey US laws. (NYT) Is a digital supply ch...
ListenApril 30, 2020-the Texas Opens for business edition from 2020-04-30T04:03
In today’s edition of Daily Compliance News: CFPB manipulated data to gut consumer protection? (NYT)False statement on mask delivers draw SEC scrutiny. (WSJ) Texas governor reopens state. What wi...
ListenApril 29, 2020-the $450 Seizure edition from 2020-04-29T04:03
In today’s edition of Daily Compliance News: Feds seize $450MM from Corrupt Venezuelans? (Miami Herald)Boeing in even more federal trouble. (WSJ) Swiss bank could lose license over 1MDB. (Reuters...
ListenApril 28, 2020-the Mike Ward edition from 2020-04-28T04:03
In today’s edition of Daily Compliance News: Has there been too little GDPR enforcement? (NYT)Lessons for these ‘uncertain times’? (WSJ) Tech tools can help compliance. (WSJ)OSHA issues guidance....
ListenApril 27, 2020-the Worker Health edition from 2020-04-27T04:03
In today’s edition of Daily Compliance News: Boeing pulls the plug on deal with Embraer. (NYT)Did Huawei do business in Iran? (NYT) FCPA enforcement here to stay. (WSJ)Will Trump Administration g...
ListenApril 25, 2020-the Boeing&Embraer edition from 2020-04-25T12:28:32
In today’s edition of Daily Compliance News: Willing Boeing pull the plug on deal with Embraer. (FT)Amazon required to protect workers (in France). (FT) Richard Branson has a change of heart. (FT...
ListenApril 24, 2020-the M&A Not Dead (Yet) edition from 2020-04-24T09:47:50
In today’s edition of Daily Compliance News: M&A is not dead. (FT) Businesses worry about opening too soon. (NYT)Google institutes KYA. (NYT) Who will protect workers? (Houston Chronicle)Learn ...
ListenApril 23, 2020-the Cora Suspended edition from 2020-04-23T04:04
In today’s edition of Daily Compliance News: Insurers taken to lobbying to get out Coronavirus claims. (WaPo)COVID-19 could mitigate trade sanctions fine. (WSJ) What’s the right way to open the e...
ListenApril 22, 2020-the Gronk Returns edition from 2020-04-22T04:09
In today’s edition of Daily Compliance News: Trump Hotel asks Trump administration for relief. (NYT)Memo to Execs: Take a Pay Cut. (WSJ) Coronavirus spreads to another meatpacking plant. (WaPo)Gr...
ListenApril 21, 2020-the Oil Below $1 edition from 2020-04-21T04:09
In today’s edition of Daily Compliance News: Norwegian sovereign wealth fund rocked by COI scandal. (FT)Andrew Hill sees parallels between COVID-19 and Deepwater Horizon. (FT) Never in my lifetim...
ListenApril 20, 2020-the Deepwater Horizon edition from 2020-04-20T10:09:27
In today’s edition of Daily Compliance News: Will beef be next? (WaPo)Companies seek COVID-19 tests for employees. (WSJ) Google wants to muzzle auditor. (WSJ)Deepwater Horizon blew up 10 years ag...
ListenApril 18, 2020-the Data Not Dates edition from 2020-04-18T13:08:04
In today’s edition of Daily Compliance News: FATF chides South Korea for politicians laundering money. (WSJ)Is opaqueness is a strong sign of underlying illegality? (JDSupra) SEC hits ENI with $...
ListenApril 17, 2020-the FOMO lives edition from 2020-04-17T04:04
In today’s edition of Daily Compliance News: FOMO survives coronavirus. (NYT)Boeing to restart production in Washington state. (WSJ) Thousands of OSHA complaints filed over COVID-19 (WaPo)Coronav...
ListenApril 16, 2020-the End of Privacy? edition from 2020-04-16T04:19
In today’s edition of Daily Compliance News: Is the end of privacy here, courtesy Coronavirus? (WSJ)Should Boeing sacrifice now? (Washington Post) Tour or No-Tour (does anyone know?) (WSJ)BAT und...
ListenApril 15, 2020-the (Non) Tax Day edition from 2020-04-15T04:01
In today’s edition of Daily Compliance News: Are monitors hobbled? (WSJ)US repatriates $300 stolen money to Malaysia. (DOJ Press Release) Former Goldman exec charged with ‘egregious’ FCPA violati...
ListenApril 14, 2020-the Won’t Get Fooled Again edition from 2020-04-14T10:26:36
In today’s edition of Daily Compliance News: Businesses to workers: you’re on your own. (NYT)No jail time for Alstom cooperator. (WSJ) Is he or isn’t he leaving? Bob Iger’s retirement or not. (Wa...
ListenApril 13, 2020-the Wordsworth edition from 2020-04-13T10:01:56
In today’s edition of Daily Compliance News: What will the English do? (FT)Sometimes the least worst option is the best? (FT) Why is Boeing fighting transparency? (FT)How Wordsworth informs work ...
ListenApril 11, 2020-the Lost Vision edition from 2020-04-11T11:18:03
In today’s edition of Daily Compliance News: Employees trust their companies around COVID-19. (Houston Chronicle)Banks slowing down business stimulus package? (WSJ) Has Softbank lost its vision? ...
ListenApril 10, 2020-the All FT edition from 2020-04-10T10:57:08
In today’s edition of Daily Compliance News: How do you define productivity in a pandemic? (FT)Supply chains need love too. (FT) HSBC reports potential AML breaches (again). (FT)Travis Kalanick ...
ListenApril 9, 2020-the What’s a Phone edition from 2020-04-09T09:47:53
In today’s edition of Daily Compliance News: Phone calls make a comeback (did they ever leave?). (NYT)The end of WeWork? (WSJ) DOJ drops inquiry into CHS over facilitation payments in Mexico. (WS...
ListenApril 8, 2020-the Tribute to John Prine edition from 2020-04-08T09:41:32
In today’s edition of Daily Compliance News: · Trump removes watchdog over CAREs bailout. (NYT)· Farewell to the hot desk? (NYT) · Boeing to close SC plant. (WaPo)· John Pri...
ListenApril 7, 2020-the Scared to Death edition from 2020-04-07T08:45:39
In today’s edition of Daily Compliance News: Former Fox Sports execs indicted for bribery violations. (Reuters)Whining Acting Navy Sec attacks former Captain of Theodore Roosevelt. (NYT) BoJo mov...
ListenApril 6, 2020-the Relieved of Command edition from 2020-04-06T04:05
In today’s edition of Daily Compliance News: White House lawyer nominated to be CAREs IG. (WaPlo)Roosevelt Captain respectfully asked for help, was fired for his efforts. (WSJ) Zoom CEO admits ‘I...
ListenApril 4, 2020-the Don’t Cry for CEOs edition from 2020-04-04T12:03:17
In today’s edition of Daily Compliance News: Apparent new rule in US Navy-tell the truth and you’ll be fired. (NPR)Why supply chain financing is new risk. (WSJ) Don’t Cry for CEOs? (WSJ)Will PE u...
ListenApril 3, 2020-the Trump Companies Bailout Edition from 2020-04-03T01:24
In today’s edition of Daily Compliance News: · Trump companies seek bailout? (NYT)· Jay Clayton favors private equity. (WSJ) · US sues to unwind Big Tobacco investment in Vaping. ...
ListenApril 2, 2020-the Employment Relations Edition from 2020-04-02T04:03
In today’s edition of Daily Compliance News: What happens when employers intentionally put workers in harms way? (WSJ)Kennedy Center gets $25MM from CAREs, immediately furloughs all workers. (NYT)...
ListenMarch 31, 2020-the Let Them Eat Cake edition from 2020-03-31T04:03
In today’s edition of Daily Compliance News: GE employees demand to mfg ventilators? (com)Compliance Officer whistleblower awarded $450K by SEC. (RadicalCompliance) DOJ investigates lawmakers for...
ListenMarch 30, 2020-the Tone Deaf edition from 2020-03-30T09:26:33
In today’s edition of Daily Compliance News: How will coronavirus impact insurance premiums? (NYT)When your ads become tone deaf. (WSJ) Boeing as case study in keeping Wall Street happy while des...
ListenMarch 28, 2020-the Will Lloyd’s Pay Out edition from 2020-03-28T04:00
In today’s edition of Daily Compliance News: Dutch bank loses 10% of value on one trader. (FT)SEC gives more time to filers. (WSJ) BP to draft shareholder resolution on climate change. (WSJ)Will ...
ListenMarch 27, 2020-the America First edition from 2020-03-27T04:13
In today’s edition of Daily Compliance News: Spy on your subordinate, lost your bonus. (WSJ)Boeing’s financial crisis was of its own making. (WashingtonPost) State of Texas issues quarantine mand...
ListenMarch 26, 2020-the IOC and its Wazoo edition from 2020-03-26T04:11
In today’s edition of Daily Compliance News: Pharma who tried to corner market on COVID-19 vax, pulls back due to reputational hit. (NYT)IOC pulls head out of its wazoo, postpones 2020 Olympics. (...
ListenMarch 25, 2020-the Tribute to Judge Sporkin edition from 2020-03-25T04:02
In today’s edition of Daily Compliance News, all stories about Judge Stanley Sporkin: (NYT)(Washington Post) (Bloomberg)Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenMarch 24, 2020-the PG&E Pleads Guilty edition from 2020-03-24T04:07
In today’s edition of Daily Compliance News: PG&E pleads guilty to involuntary manslaughter. (NYT) Why middle managers are the backbone of an organization. (FT)Occidental closes in on settlement...
ListenMarch 23, 2020-the We Don’t Believe edition from 2020-03-23T04:09
In today’s edition of Daily Compliance News: What do you do with workers who don’t believe there is a health crisis? (Washington Post) The end of ISP data caps. (Fast Company)WeWork Board prepar...
ListenMarch 21, 2020-the Levandowski pleads guilty edition from 2020-03-21T12:38:08
In today’s edition of Daily Compliance News: PG&E reaches deal with CA. gov. (NYT) Levandowski pleads guilty to trade-secret theft. (Washington Post)The palm oil industry and the FCPA. (WSJ) Bo...
ListenMarch 20, 2020-the Where are you working? edition from 2020-03-20T04:04
In today’s edition of Daily Compliance News: Will working from home require a cultural change? (WSJ)SwedBank fined $397 of AML violation. (WSJ) Dominoes is hiring. (Washington Post)Uber drives g...
ListenMarch 19, 2020-the $60bn Bailout for Boeing Boy edition from 2020-03-19T04:03
In today’s edition of Daily Compliance News: Boeing wants $60bn bailout. (WSJ)Could regime change in Guyana sink Exxon? (NYT) Opposition to the mineral disclosure requirement. (WSJ)Sacklers give...
ListenMarch 18, 2020-the Be Farewell to the Golden Boy edition from 2020-03-18T04:08
In today’s edition of Daily Compliance News: Apple fined $1bn plus in Europe. (WSJ)FinCen urges caution out there. (CadwaladerCabinet) Worried about coronavirus? How about asbestos? (WSJ)The gol...
ListenMarch 17, 2020-the St. Patty’s Day edition from 2020-03-17T04:04
In today’s edition of Daily Compliance News: US seeking to build criminal case against Boeing pilot. (WSJ)AG proposes changes to CCPA. (CadwaladerCabinet) Saudi detains nearly 300 in new anti-co...
ListenMarch 16, 2020-the More Problems for Airbus edition from 2020-03-16T04:02
In today’s edition of Daily Compliance News: Ten most innovative brands of 2020. (Fast Company)1700 Google workers NOT working on White House site. (NYT) Current Airbus CEO ran dodgy business un...
ListenMarch 14, 2020-the PI Day edition from 2020-03-14T13:30:45
In today’s edition of Daily Compliance News: ZTE in FCPA trouble? (WSJ)Kenneth Chenault leaving Facebook Board. (WSJ) DoD defies Trump, asks court to let it reconsider JEDI contract. (WaPo)Bill ...
ListenMarch 13, 2020-the All Coronavirus edition from 2020-03-13T04:02
In today’s edition of Daily Compliance News: Flying today? (NYT)NCAA bans spectators from March Madness. (WSJ) Tips for working from home. (LinkedIn)Italy locks down country. (FT) Learn more a...
ListenMarch 12, 2020-the Banks Continue to Behave Badly edition from 2020-03-12T04:07
In today’s edition of Daily Compliance News: · Malaysia names new anti-corruption head. (Bloomberg)· Former Wuhan official charged with corruption. (StraitTimes) · SwedBank self-d...
ListenMarch 11, 2020-the I Promise to do Better edition from 2020-03-11T04:01
In today’s edition of Daily Compliance News: Is working from home over-rated? (NYT)Wells Fargo CEO promises to do better. (NYT) John Wood reserves $46MM for FCPA settlement. (WSJ)Surge in sancti...
ListenMarch 10, 2020-the Banks Continue to Behave Badly edition from 2020-03-10T04:03
In today’s edition of Daily Compliance News: Another bank, more fraudulent accounts. (NYT)Wells Fargo board member resigns. (NYT) CFPB proposes whistleblower program. (WSJ)Companies fighting sic...
ListenMarch 9, 2020-the Culture of Concealment edition from 2020-03-09T04:03
In today’s edition of Daily Compliance News: More Boeing fines. (NYT)Congressional Report finds Boeing had a ‘culture of concealment’. (WSJ) What’s a few drinks at a strip club (and billing it t...
ListenMarch 7, 2020-the Banned Chinese Investments edition from 2020-03-07T05:00
In today’s edition of Daily Compliance News: What Spanish Flu can teach businesses today about coronavirus. (FT)SXSW cancelled. (NYT) How will coronavirus impact ABC? (WSJ)Will Trump Administrat...
ListenMarch 6, 2020-the Remember the Alamo edition from 2020-03-06T05:03
In today’s edition of Daily Compliance News: Even domestic bribery is illegal (sometimes). (WSJ)Will SCt. reward fraudsters? (Radical Compliance) Will US take over UAW like it did the Teamsters....
ListenMarch 5, 2020-the Kid Gloves Treatment edition from 2020-03-05T11:41:38
In today’s edition of Daily Compliance News: Trump Administration promised Wells Fargo kid gloves treatment. (NYT)SEC seeks to ease more fund raising rules for start-ups. (WSJ) Is being a freque...
ListenMarch 4, 2020, the Herbalife edition from 2020-03-04T05:06
In today’s edition of Daily Compliance News: · Herbalife reserves $40MM for FCPA settlement. (WSJ)· Was US Gymnastics one big scam? (WSJ) · Trump wants to lift ban on transporting...
ListenMarch 3, 2020, the Devil’s Advocate edition from 2020-03-03T05:05
In today’s edition of Daily Compliance News: Deutsche Bank red flag raises issues. (FT)VW hires ‘the devil’s advocate’. (FT) Will coronavirus change the ways businesses work? (FT)How coronavirus ...
ListenMarch 2, 2020, the Cardinal Health edition from 2020-03-02T05:05
In today’s edition of Daily Compliance News: Will another Rana Plaza collapse occur? (NYT)Cardinal Health settles FCPA enforcement action. (FCPA Blog) Did AMEX defraud small business owners? (WSJ...
ListenFebruary 29, 2020, the Velvet Rope edition from 2020-02-29T11:21
In today’s edition of Daily Compliance News: Is the US now a caste society? (NYT)Is your organization fit to compete in today’s economy? (WSJ) Another SFO trial loss. (WSJ)It’s not nice to fool M...
ListenFebruary 28, 2020, the Mental Toughness edition from 2020-02-28T05:06
In today’s edition of Daily Compliance News: Does HR exist to help employees or exploit them? (FT)Trump Administration moves to muzzle CDC announcements on Coronavirus. (NYT) New database to expo...
ListenFebruary 27, 2020, the Hoskins FCPA verdict edition from 2020-02-27T05:04
In today’s edition of Daily Compliance News: GOP chair of SEC voted against penalizing Wells Fargo. (Bloomberg)Another rich, white guy embroiled in sex trafficking allegations. (WSJ) CFPB decides...
ListenFebruary 26, 2020, the Altuve Plunked edition from 2020-02-26T05:04
In today’s edition of Daily Compliance News: SAP in deep trouble in South Africa. (Fin24)Trump says there is no coronavirus problem but asks Congress for $1.8bn to fight it. (Washington Post) Spy...
ListenFebruary 25, 2020, the Cocker Spaniel edition from 2020-02-25T05:03
In today’s edition of Daily Compliance News: Harvey Weinstein found guilty. (NYT)Warren Buffett says too many independent directors are ‘cocker spaniels’. (NYT) NRA’s claim that CA trumps Court S...
ListenFebruary 24, 2020, the Coronavirus edition from 2020-02-24T10:50:03
In today’s edition of Daily Compliance News: The downside of caretaker management. (FT)What has been the impact of coronavirus on your business? (NYT) Global supply chain at risk due to coronavir...
ListenFebruary 22, 2020, the $3bn Club edition from 2020-02-22T13:34:06
In today’s edition of Daily Compliance News: Did SFO employee leak investigation information? (Reuters)Wells Fargo joins the $3bn club. (WSJ) Grand Jury wants to know if Boeing top pilot lied to ...
ListenFebruary 21, 2020, the Keeping Millennials Happy edition from 2020-02-21T05:01
In today’s edition of Daily Compliance News: Kuwait launches probe into Airbus bribery. (ArabNews)Nigerian businessman to stand trial in Italy for bribery. (Reuters) Diageo settles channel stuffi...
ListenFebruary 20, 2020, the More Alstom Indictments edition from 2020-02-20T05:02
In today’s edition of Daily Compliance News: · More Alstom indictments. (FCPA Blog)· Another sentencing in the PdVSA ongoing bribery scandal. DOJ Press Release. · France looking ...
ListenFebruary 19, 2020, the Pardons Pardons Pardons edition from 2020-02-19T11:17
In today’s edition of Daily Compliance News: Airbus means a new dawn in French anti-corruption enforcement. (FT)Trump pardons white collar criminals. Are Stone, Flynn and Manafort next? (NYT) Mor...
ListenFebruary 18, 2020, the Take it Back edition from 2020-02-18T05:02
In today’s edition of Daily Compliance News: · Rio Tinto goes after whistleblower. (FT)· What compliance continuity planning have you done? (FT) · Morley tweet has cost NBA more ...
ListenFebruary 17, 2020, the Apocalypse is Nigh edition from 2020-02-17T05:07
In today’s edition of Daily Compliance News: A company needs profits to have purpose. (NYT)Avianca office raided by Colombian authorities. (WSJ) Unilever to quit marketing ice cream. (Washington ...
ListenFebruary 15, 2020, the Tesla Again edition from 2020-02-15T05:00
In today’s edition of Daily Compliance News: Tesla under yet another SEC investigation. (NYT)Listen to the Flight Attendant-it could save you from 2 years in prison. (NYT) Raytheon under SEC prob...
ListenFebruary 14, 2020, the Pound Sand edition from 2020-02-14T05:09
In today’s edition of Daily Compliance News: Huawei indicted on racketeering charges. (WSJ)Judge puts brakes on Microsoft cloud computing contract. (Washington Post) Astros owner tell everyone to...
ListenFebruary 13, 2020, the Hesiod edition from 2020-02-13T05:04
In today’s edition of Daily Compliance News: Puerto Rican bank to pay fine for laundering PdVSA money. (WSJ)Ex-Pemex boss arrested on corruption changes. (FT) UK to require pensions to disclose c...
ListenFebruary 12, 2020, the Trump Orders DOJ edition from 2020-02-12T05:00
In today’s edition of Daily Compliance News: Trump orders DOJ reduce sentence recommendation on Roger Stone. (WSJ)FTC expands investigation into Big Tech. (WSJ) FED watching coronavirus risk, Tru...
ListenFebruary 11, 2020, the Dark Arts edition from 2020-02-11T05:07
In today’s edition of Daily Compliance News: Chinese military officers charged in Equifax hack. (NYT)Andrew Hill on why Bernie Ebbers is more relevant today. (FT) Of dark arts and codebreakers. (...
ListenFebruary 10, 2020, the Corp Spying edition from 2020-02-10T05:01
In today’s edition of Daily Compliance News: Citgo 6 rearrested in Venezuela. (HoustonChronicle)Credit Suisse CEO fired for spying on subordinates. (FT) Top CitiGroup trader fired for stealing fo...
ListenFebruary 8, 2020, the Jail Time edition from 2020-02-08T13:04:44
In today’s edition of Daily Compliance News: Another Airbus casualty. (FreeMalaysiaToday)Undercover informant in NCAA scandal avoids jail time. (Bloomberg) Ex-Pimco CEO gets 9-month jail term. (R...
ListenFebruary 7, 2020, the Customer Fallout edition from 2020-02-07T11:44:39
In today’s edition of Daily Compliance News: Boeing will not cooperate with reopened crash investigation. (NYT)EU deepens privacy inquiry into Facebook. (WSJ) Prada went blackface, now faces dive...
ListenFebruary 6, 2020, the Mike Lynch Arrested edition from 2020-02-06T05:00
In today’s edition of Daily Compliance News: US moves to extradite Mike Lynch. (BBC)COSO says don’t silo compliance. (WSJ) Odebrecht agrees to extend monitorship. (WSJ)DOJ ramps up Google anti-tr...
ListenFebruary 5, 2020, the Airbus Fallout Continues edition from 2020-02-05T05:00
In today’s edition of Daily Compliance News: Another Goldman Sachs banker involved in 1MDB banned. (NYT)Airbus resolution portends great international cooperation? (WSJ) Head of AirAsia out afte...
ListenFebruary 4, 2020, the Farewell to a Telecom Cowboy edition from 2020-02-04T05:07
In today’s edition of Daily Compliance News: · Bernie Ebbers dies. (NPR)· What was the culture at L Brands-make a compliant, you get fired. (NYT) · Keep your pants on at work (Par...
ListenFebruary 3, 2020, the Angels in Hell edition from 2020-02-03T05:07
In today’s edition of Daily Compliance News: Angels in Hell. (NYT)Would you buy a used car from Wells Fargo (or financial advice for that matter)? (WSJ) What will Brexit mean for sanctions? (WSJ)...
ListenFebruary 1, 2020, the We’re No. 1 edition from 2020-02-01T12:30:48
In today’s edition of Daily Compliance News: Delta, American and United all suspend travel to China. (NYT)Airbus becomes largest corruption fined company of all time. (FCPA Blog) With friends lik...
ListenJanuary 31, 2020, the Some Deterrence is Better than No Deterrence edition from 2020-01-31T05:07
In today’s edition of the Daily Compliance News: Did you help Carlos Ghosn escape Japan? If so, they want you. (NYT)Trump Administrated gutted Chemical Safety and Hazard Investigation Board. Can i...
ListenJanuary 30, 2020, the How Bad Can it Get edition from 2020-01-30T05:04
In today’s edition of the Daily Compliance News:Can each email be a separate FCPA violation? (Law360) (sub req’d) Boeing burning through $1bn every four weeks. (FT)More in UK on auditor/consult...
ListenJanuary 29, 2020, the What’s a Billion Between Friends edition from 2020-01-29T05:04
In today’s edition of the Daily Compliance News: Airbus to settle corruption allegations for nearly $4bn? (Bloomberg)Chair of Chemistry at Harvard arrested for working with Chinese. (Washington Po...
ListenJanuary 28, 2020, the Data Privacy Day edition from 2020-01-28T05:02
In today’s edition of the Daily Compliance News: SFO goes to trial in SBM Offshore/Unaoil bribery trial. (Bloomberg)Eagle Shipping settles trade sanction violations. (WSJ) Hacker who leaked FIFA ...
ListenJanuary 27, 2020, the No Morals edition from 2020-01-27T05:05
In today’s edition of the Daily Compliance News: How lack of morals helped fuel opioid crisis. (FT)How UnderArmor lost its mojo. (NYT How Western companies can help to fight corruption. (NYT)Corr...
ListenJanuary 25, 2020, the Banned for Life edition from 2020-01-25T05:00
In today’s edition of the Daily Compliance News: Goldman Sachs demands more diverse BODs. (NYT)Yet another guilty plea in PetroEcuador FCPA case. (DOJ Press Release) US starts secondary boycott o...
ListenJanuary 24, 2020, the Biggest Tax Scam Ever? edition from 2020-01-24T05:03
In today’s edition of the Daily Compliance News: Angola: Where did all the money go? A 5-part series. (TheAfricaReport)The biggest tax scam ever? (NYT) How compliance can create better corporate ...
ListenJanuary 23, 2020, the CEOs and Cell Phones edition from 2020-01-23T05:06
In today’s edition of the Daily Compliance News: Mitsubishi Motors is under investigation for emissions-cheating in Germany. (NYT)Is your CEO’s phone safe? (NYT) Ex-Grammy’s chief files discrimin...
ListenJanuary 22, 2020, the Heads Will Roll edition from 2020-01-22T11:14:56
In today’s edition of the Daily Compliance News: PwC CEO warns ‘heads may roll’ over the firm’s work for Isabel Dos Santos. (The Guardian)Dos Santos banned from her own back. (NYT) Vale ex-CEO ch...
ListenJanuary 21, 2020, the Collins Sentenced edition from 2020-01-21T05:06
In today’s edition of the Daily Compliance News: Huawei executive extradition hearing begins in Canada. (WSJ)How a 2009 Boeing jet crash presaged the 737 Max crisis. (NYT) Insider trading convict...
ListenJanuary 20, 2020, the MLK edition edition from 2020-01-20T05:02
In today’s edition of the Daily Compliance News: US companies helped Africa’s richest woman. (NYT)How to spot worker burnout. (Washington Post) America First means America Alone. (WSJ)The end of ...
ListenJanuary 18, 2020, the Ethical Edge edition from 2020-01-18T05:00
In today’s edition of the Daily Compliance News: How AB InBev uses the ‘ethical edge’. (WSJ)US citizen found guilty for receiving bribes illegal under FCPA. (DOJ Press Release) Grammy head allege...
ListenJanuary 17, 2020, the What’s Your Plan edition from 2020-01-17T11:17:02
In today’s edition of the Daily Compliance News: Judge overseeing PG&E bankruptcy wants to see the plan. (Bloomberg) ENI skates. (Reuters)Mets official blasts MLB whistleblower. (com) China pu...
ListenJanuary 16, 2020, Trump Tried to Repeal FCPA edition from 2020-01-16T05:03
In today’s edition of the Daily Compliance News: We always knew he believed in bribery but Trump tried to unilaterally repeal the FCPA. (NYT)Goldman stock falls as 1MDB settlement nears. (WSJ) Re...
ListenJanuary 15, 2020, the Bridge of Sighs edition from 2020-01-15T11:22:50
In today’s edition of the Daily Compliance News: Businesses take the lead in response to climate change. (NYC)Wells Fargo CEO admits he doesn’t have the answers yet. (Washington Post) Trump Admin...
ListenJanuary 14, 2020, the Astros Hammered edition from 2020-01-14T10:00
In today’s edition of the Daily Compliance News: MLB lays down unprecedented fines on Houston Astros. (com)Astros owner fired GM and Manager. (Houston Chronicle) Former Astros GM declares “I am n...
ListenJanuary 13, 2020, the First Folio edition from 2020-01-13T05:02
In today’s edition of the Daily Compliance News: Can Big Tech and Law work together? They must opines the FT Editorial Board. (FT)Infosys clears itself. (FT) Should robots pay taxes (and be ethic...
ListenSunday Book Review for January 12, 2020 from 2020-01-12T05:00
In today’s edition of Sunday Book Review: The Hidden History of Burma: Race, Capitalism, and the Crisis of Democracy in the 21st Century by Thant Myint-USquare Haunting: Five Writers in London Be...
ListenJanuary 11, 2020, the Bring in the Clowns edition from 2020-01-11T05:00
In today’s edition of Daily Compliance News: Did clowns designed the 737 MAX? (WSJ)20 years later, Andy Fastow admits he was wrong. (Houston Chronicle) Alphabet CLO to resign for having multiple ...
ListenJanuary 10, 2020, the Used Car edition from 2020-01-10T05:00
In today’s edition of Daily Compliance News: Matthew Miner leaves DOJ. (WSJ)Would you buy a used car from this man? Pete Carroll talks business. (NYT)What happens when you don’t take known risks i...
ListenJanuary 9, 2020, the I am not a Crook edition from 2020-01-09T05:02
In today’s edition of Daily Compliance News: Carlos Ghosn channels his inner Tricky Dicky. (WSJ)Rod Rosenstein and Sally Yates in same law firm-bet that is a fun partners meeting. (WSJ) Banks tak...
ListenJanuary 8, 2020, the Bedbug Terrorism edition from 2020-01-08T05:00
In today’s edition of Daily Compliance News: Where will he run now? (CNN)Uber garners a declination from the DOJ. (WSJ) Why did Ghosn leave his wife to face the music in Japan? (NYT)Are you ready...
ListenJanuary 7, 2020, the Autocracy in the Corp World edition from 2020-01-07T05:00
In today’s edition of Daily Compliance News: Too much partying – at McDonald’s? (WSJ)Does office sharing destroy employee morale? (FT) KPMG faces uphill climb to restore reputation in UK. (FT)Is ...
ListenJanuary 6, 2020, the NCAA in Trouble edition from 2020-01-06T10:00
In today’s edition of Daily Compliance News: Congress takes aim at NCAA. (WSJ)Massive Cambridge Analytica document dump. (The Guardian) Does Ghosn flight bode no bail for super wealthy going forw...
ListenJanuary 5, 2020, the Sunday Book Review, New Releases in 2020 edition from 2020-01-05T13:00
In today’s edition of Sunday Book Review: Capital and Ideology by Thomas PikettySabotage: The Hidden Nature of Finance by Anastasia Nesvetailova and Ronen Palan The Bridge: Natural Gas in a Red...
ListenJanuary 4, 2020, the More is Revealed edition from 2020-01-04T05:00
In today’s edition of Daily Compliance News: Exxon wins reprieve from OFAC fine. (WSJ)Was the fix in for Ghosn to leave Japan? (NYT) Barbie tries to cut costs in Supply Chain. (WSJ)Oil hits $61 b...
ListenJanuary 3, 2020, the Farewell to Perfection edition from 2020-01-03T10:00
In today’s edition of Daily Compliance News: Perfection passes as Don Larsen passes away. (com)How the NBA went international under David Stern. (NYT) How much has President Nguema stolen? (FT)Wh...
ListenJanuary 2, 2020, the Conspiracy edition from 2020-01-02T10:00
In today’s edition of Daily Compliance News: How did Carlos Ghosn escape from Japan? (NYT) and (WSJ)US targets more human rights abusers with economic sanctions. (WSJ) Guilty of corruption, just ...
ListenJanuary 1, 2020, the New Year’s edition from 2020-01-01T05:00
In today’s edition of Daily Compliance News: Only female billionaire in Africa has assets frozen. (Bloomberg)Former Cognizant GC wants prepayment for legal fees. (Times of India) CFTC announces $...
ListenDecember 31, 2019, the End of the Teens edition from 2019-12-31T05:00
In today’s edition of Daily Compliance News: Corruption returning to South America? NYT.Ghosn jumps bail in Japan. (WSJ) SEC wants to loosen auditor independence rules. (WSJ)Do you Belong? (Washi...
ListenDecember 30, 2019, the Joh Low is Missing edition from 2019-12-30T05:04
In today’s edition of Daily Compliance News: Malaysia not getting much help to find Jho Low. (Bloomberg)Lilly said it would cut prices for generic insulin. Did it? (Washington Post) What does the...
ListenDecember 29, 2019, the Farewell to the Decade edition from 2019-12-29T13:00
In today’s edition of Sunday Book Review: No Hard Feelings: The Secret Power of Embracing Emotions at Work-by Liz FosslienSuper Pumped: The Battle for Uber-Mike Isaac Range-Why Generalists Triu...
ListenDecember 28, 2019, the Huawei Charm Offensive edition from 2019-12-28T14:12
In today’s edition of Daily Compliance News: COSO to issue guidance on blockchain. (WSJ)US companies sued for allegedly paying protection money to Taliban. (WSJ) For the turnaround specialist, fi...
ListenDecember 27, 2019, the Kalanick Cashes Out edition from 2019-12-27T05:00
In today’s edition of Daily Compliance News: Post-acquisition integration is the critical execution step. (WSJ)Deputy AAG Mathew Miner on why companies should invest in compliance. (WSJ) Travis K...
ListenDecember 26, 2019, the Boxing Day edition from 2019-12-26T13:06
In today’s edition of Daily Compliance News: Lloyd’s of London hotline down for 18 months. (BBC)How’s this for a Fat Cat meal-$7600 cost. (NYT) New Boeing CEO to try and win over regulators. (WSJ...
ListenDecember 24, 2019, the Muilenburg Fired edition from 2019-12-24T10:00
In today’s edition of Daily Compliance News: SEC investigating BMW over sales punching. (NYT)Boeing CEO Muilenburg fired. (NYT) Is Malta corruption’s greatest ally? (Jacobin)Pentagon wants US com...
ListenDecember 23, 2019, the Why Does He Even Have a Job? edition from 2019-12-23T05:00
In today’s edition of Daily Compliance News: Is anti-trust enforcement becoming more progressive? (NYT)With all his missteps how does Boeing CEO Muilenburg even have a job? (NYT) New risk for ene...
ListenDecember 22, 2019, the Sunday Book Review, the Design Thinking edition from 2019-12-22T13:00
In today’s edition of Sunday Book Review: Design Works: A Guide to Creating and Sustaining Value through Business Design, Revised and Expanded Editionby Heather FraserDesign Thinking at Work: How...
ListenDecember 21, 2019, the $2bn Settlement? edition from 2019-12-21T13:57:52
In today’s edition of Daily Compliance News: French execs criminally convicted of causing worker suicide. (NYT)Is Goldman close to a FCPA Settlement? (NYT) Nine month swim by cyber-criminals in W...
ListenDecember 20, 2019, the Irony Upon Irony edition from 2019-12-20T05:00
In today’s edition of Daily Compliance News: Irony upon Irony-insider trading charged at cyber security firm. (WSJ)Boeing CEO tells President Trump it has SW fix ready. (NYT) FT editorial Board t...
ListenDecember 19, 2019, Trump Impeached edition from 2019-12-19T05:00
In today’s edition of Daily Compliance News: What is ethics? Tom Coughlin fired at Jacksonville (SI.com)Speaking of ethical leaders, Ex-WorldCom CEO Bernie Ebbers granted early release from prison...
ListenDecember 18, 2019, the Big Brother is Watching edition from 2019-12-18T11:37:16
In today’s edition of Daily Compliance News: Will UN adopt a united front against corruption? (UN News)Credit Suisse is watching you. Or is it? (FT) SFO charges Serco exec with fraud. (WSJ)Doing ...
ListenDecember 17, 2019, the NAFTA 2 in Trouble edition from 2019-12-17T05:00
In today’s edition of Daily Compliance News: Mexico doesn’t like NAFTA 2 changes made by Trump Administration. (FT)Say you have ESG spend, better have documented it. (WSJ) Turkey warned over AML....
ListenDecember 16, 2019, the Enablers edition from 2019-12-16T05:07
In today’s edition of Daily Compliance News: WeWork had its enablers. (WSJ)How bad is it for Boeing? They are considering halting production of 737 MAX. (WSJ) Can AI help to both develop and exec...
ListenDecember 15, 2019, the Sunday Book Review, UT Press edition from 2019-12-15T13:57:04
In today’s edition of Sunday Book Review: Big Wonderful Thing by Stephen HarringtonBorder Land, Border Water by CJ Alverez Taking the Land to Make the City by Mary RyanNo Way But To Fight by An...
ListenDecember 14, 2019, the I Am Not a Crook edition from 2019-12-14T13:24:07
In today’s edition of Daily Compliance News: Sweden open Ericsson corruption investigation. (com)Mike Lynch channels his inner Tricky Dicky, “I am not a crook!” (FT) Retired pro football players ...
ListenDecember 13, 2019, the BoJo Is In edition from 2019-12-13T11:47:06
In today’s edition of Daily Compliance News: Tories win landslide in UK. End of SFO? (FT)Did Mike Lynch tell ‘lie after lie”? (Is that a question or statement?). (Bloomberg) Even Mexico stunned b...
ListenDecember 11, 2019, the Caught Cheating Again edition from 2019-12-11T10:58:06
In today’s edition of Daily Compliance News: Patriots caught cheating again. (ESPN)Peleton CEO ducks questions on ad which went awry. (NYT) Boeing whistleblower to testify to Congress. (NYT)Amazo...
ListenDecember 10, 2019, the Incompetence in Sports edition from 2019-12-10T05:00
In today’s edition of Daily Compliance News: NBA to Rockets-We Got it Wrong But You Didn’t Tell Soon Enough? (ESPN)NFL to Everyone-we got it wrong, so what? (YaHoo Sports) WADA to Russia-you are ...
ListenDecember 9, 2019, the Billion Dollar Baby edition from 2019-12-09T05:00
In today’s edition of Daily Compliance News: Should Russia be kept out of the Olympics? (WSJ)Amazon moves into NYC, without tax subsidies. (NYT) Ericsson channels their inner Alice Cooper. (DOJ P...
ListenDecember 8, 2019, the Sunday Book Review, Library of America edition from 2019-12-08T05:00
In today’s edition of Sunday Book Review: Elmore LeonardDashiell Hammett The Ross Macdonald CollectionWomen Crime Writers Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenDecember 7, 2019, the Pearl Harbor Day edition from 2019-12-07T11:00
In today’s edition of Daily Compliance News: · DOJ says corporate compliance program can only help so much. (NYT)· Ericsson readies for billion-dollar FCPA enforcement action. (Bloombe...
ListenDecember 6, 2019, the Is FIFA Corrupt edition from 2019-12-06T11:14:23
In today’s edition of Daily Compliance News: Did FIFA admit Qatar bribed its way to hosting the World Cup. (NYT)Musk says calling someone a ‘pedo guy’ is OK. (NYT) Another United CEO steps down....
ListenDecember 5, 2019, the Trump Runs from London edition from 2019-12-05T05:07
In today’s edition of Daily Compliance News: Peleton takes heat over TV ad. (Washington Post)Warren takes aim at bank mergers. (NYT) Assistant Attorney General Brian A. Benczkowski Delivers Rema...
ListenDecember 4, 2019, the Running from Trump edition from 2019-12-04T11:36:34
In today’s edition of Daily Compliance News: NATO host BoJo flees London to avoid Trump. (FT)Razak takes stand, blames Low for looting 1MDB. (FT) Boeing and regulatory capture. (FT)Rest of world...
ListenDecember 3, 2019, the Boustani Acquited edition from 2019-12-03T05:00
In today’s edition of Daily Compliance News: · Boustani Acquitted In $2B Mozambique Loan Fraud Case. (Law360)· Malta PM in hot water over handling of journalists murder investigation. ...
ListenDecember 2, 2019, the Will Corruption Kill Off Venice edition from 2019-12-02T10:00
In today’s edition of Daily Compliance News: Tesla, market research and risk management. (WSJ)Is climate change a business risk, business opportunity or both? (Washington Post) Whither Hong Kong ...
ListenDecember 1, 2019, the Sunday Book Review, Hong Kong edition from 2019-12-01T05:00
In today’s edition of Sunday Book Review: China's Hong Kong: the Politics of a Global City by Tim SummersThe Trouble with Taiwan: History, the United States and a Rising China by Kerry Brown and ...
ListenNovember 30, 2019, the Business Turkey of 2019 edition from 2019-11-30T11:00
In today’s edition of Daily Compliance News: DNP under investigation. (Reuters)CFTC coordinating more with criminal prosecutors. (WSJ) Corporate debt has surged. What will it mean for compliance...
ListenNovember 29, 2019, the I Ate Too Much edition from 2019-11-29T13:51
In today’s edition of Daily Compliance News: Deloitte chief in Switzerland fired over ethical lapses. (FT)What do riots in Hong Kong mean for BODs? (FT) Baseball close to new opioid policy. (WSJ...
ListenNovember 27, 2019, the Are You Cool? edition from 2019-11-27T05:00
In today’s edition of Daily Compliance News: Saudi Arabian businessman charged with attempted bribery. (Gulfnews)Are you cool? Trying using the term ‘narrative violation’. (NYT) Feds change posi...
ListenNovember 26, 2019, the Uber Loses its License (again) edition from 2019-11-26T05:00
In today’s edition of Daily Compliance News: Petrofac identified as Unaoil client and under SFO investigation. (The Guardian)Uber license not renewed in London. (NYT) Feds charge former executiv...
ListenNovember 25, 2019, the Another FCPA Guilty Verdict edition from 2019-11-25T05:00
In today’s edition of Daily Compliance News: Another guilty verdict in FCPA trial. (WSJ)Samsung guility of FCPA violations, pays $75MM and gets DPA. (DOJ Press Release) Tyler Swift calls out Car...
ListenNovember 23, 2019, the Bribery is Just Tipping edition from 2019-11-23T05:00
In today’s edition of Daily Compliance News: Maybe Hoskins should have used this defense “Bribing is just tipping”. (Law360)Work for WeWork, T---S---, unless of course you are Adam Neumann. (NYT) ...
ListenNovember 22, 2019, the Netanyahu Indicted edition from 2019-11-22T05:02
In today’s edition of Daily Compliance News: Germany passes a raft of AML laws. (com)Israelis PM indicted on corruption charges. (NYT) FCPA leniency program gets tweaks. (WSJ)Wells Fargo in hot ...
ListenNovember 21, 2019, the 50MM Chickens edition from 2019-11-21T14:16:19
In today’s edition of Daily Compliance News: Privinvest Group executive Jean Boustani readily admits to paying bribes in Mozambique. (Law360) sub req’dCriminal books and records charges filed agai...
ListenNovember 20, 2019, the Fishy Letters edition from 2019-11-20T05:00
In today’s edition of Daily Compliance News: Top Vatican AML official leaves post. (YahooNews)SEC Chair cites fishy letters as support for his policy change. (Bloomberg) Federal workers who fail...
ListenNovember 19, 2019, the FBI Warned Us edition from 2019-11-19T05:00
In today’s edition of Daily Compliance News: · FBI warned BOA not to purchase Constellation. (FT)· Guy who wrote the book on Latin American crime charged with money laundering. (WSJ) ...
ListenNovember 18, 2019 the Worst TV Interview Ever edition from 2019-11-18T16:07:57
In today’s edition of Daily Compliance News: Keppel Offshore lawyer sentenced to time served for FCPA vioations. (FCPA Blog)Turns out Trump is pro-vaping. (NYT) Watching PR disaster in real-time....
ListenNovember 17, 2019 Sunday Book Review from 2019-11-18T03:25:28
In today’s edition Sunday Book Review edition of Daily Compliance News: · God’s Strange Work-By David L. Rowe· The Divine Dramatist-by Harry Stout · Brigham Young : Pioneer Prophet-b...
ListenNovember 16, 2019, the Dodgy Accounting edition from 2019-11-18T03:19:19
In today’s edition of Daily Compliance News: Did Under Armour’s aggressive sales goals lead to accounting fraud? (WSJ)Google says it will give advertiser less data. Do you believe them? (WSJ) Ma...
ListenNovember 15, 2019, the We’ve Become Our Parents edition from 2019-11-15T14:00:16
In today’s edition of Daily Compliance News: The role of coaches in Varsity Blues. (WSJ)New headache for compliance professions, foreign espionage. (WSJ) Boomers tell Millennials “we have the mo...
ListenNovember 14, 2019, the Astros Caught Cheating edition from 2019-11-14T05:00
In today’s edition of Daily Compliance News: McDermott doesn’t bother to tell lenders it was under SEC investigation. (WSJ)Astros accused of cheating. Why MLB must step in? (ESPN.com) USOPC Pres...
ListenNovember 13, 2019, the CEOs Discover Trust edition from 2019-11-13T05:00
In today’s edition of Daily Compliance News: SW company discloses possible trade sanction violations. (WSJ)Is Softbank a giant bait and switch operation? (NYT) Leaders looking at trust. Who knew...
ListenNovember 12, 2019, the CEOs and Trust edition from 2019-11-12T05:00
In today’s edition of Daily Compliance News: CEOs need to regain American’s trust. (Houston Chronicle)Square drops non-GAAP metric only after SEC decision. (MarketWatch) Was killing of Jamal Kha...
ListenNovember 11, 2019, the Veteran’s Day edition from 2019-11-11T05:01
In today’s edition of Daily Compliance News: Boeing seeks to move 737 Max lawsuits out of US. (NYT)Kaiser Permanente CEO dies at 60. (Washington Post) Leading suspect in Mexico corruption case d...
ListenNovember 10, 2019 Sunday Book Review from 2019-11-10T05:00
In today’s edition Sunday Book Review edition of Daily Compliance News: The Mysterious Affair at Olivetti, by Meyrle SecrestThis Could Be Our Future, by Yancey Strickler The Great Reversal), by...
ListenNovember 9, 2019, the Just a Little Game edition from 2019-11-09T05:00
In today’s edition of Daily Compliance News: French court dismisses charges against LaFargeHolcim. (FT)UK audit watchdog urges breakup of Big 4. (FT) Romantic relationships at work, the rules ar...
ListenNovember 8, 2019, the Hope You Kept Your Pants on edition from 2019-11-08T09:47:14
In today’s edition of Daily Compliance News: · Google Board investigating wide-ranging allegations of sexual misconduct within the company. (NYT)· Golden Passport program ending in Cyp...
ListenNovember 7, 2019, the Saudi spying on US edition from 2019-11-07T05:00
In today’s edition of Daily Compliance News: US charges former Twitter employees with spying for Saudi Arabia? (WSJ)The Hoskins case goes to the jury. (WSJ) Facebook fights California investigat...
ListenNovember 6, 2019, the ‘What Race Are You’? edition from 2019-11-06T05:00
In today’s edition of Daily Compliance News: How should you handle whistleblower allegations? (FT)“What race are you”? (NYT) Vale CEO called whistleblower ‘a cancer’. (WSJ)FACEBOOK goes all caps....
ListenNovember 5, 2019, the $2bn Is Not Enough edition from 2019-11-05T05:00
In today’s edition of Daily Compliance News: Malaysia rejects $2bn settlement offer from Goldman Sachs. (FT)Memo to CEOs-quit sleeping with the staff? (WSJ) DOJ trying to silence ‘anonymous’? (NY...
ListenNovember 4, 2019, the Secret Vatican Accounts edition from 2019-11-04T05:00
In today’s edition of Daily Compliance News: UAW President steps aside amid corruption probe. (Washington Post)When should you split CEO/Chairman Roles? (WSJ) What happens when you get too close ...
ListenNovember 3, 2019 Sunday Book Review from 2019-11-03T04:00
In today’s edition Sunday Book Review edition of Daily Compliance News: The Prosperity Paradox: How Innovation Can Lift Nations Out of Poverty, by Clayton M. Christensen, Efosa Ojomo, and Karen D...
ListenNovember 2, 2019, the Farewell to Twitter edition from 2019-11-02T13:31:54
In today’s edition of Daily Compliance News: · Elon musk taking a twitter break. (NYT)· Tesla under investigation for defective batteries? (NYT) · Compliance and the compensation...
ListenNovember 1, 2019, the Corruption in Soccer edition from 2019-11-01T10:56:20
In today’s edition of Daily Compliance News: Is going public even necessary any longer? (FT)Is soccer the most corruption sport? (Reuters) Did Russia bribe its way to hosting the World Cup? (Mosc...
ListenOctober 31, 2019, the Happy Halloween edition from 2019-10-31T11:31
In today’s edition of Daily Compliance News: Jho Low forfeits $700 worth of purloined goods. (WSJ)Unaoil execs plead guilty. (FCPA Blog) Special congratulations to the Washington Nationals for wi...
ListenOctober 30, 2019, the Hoskins Goes to Trial edition from 2019-10-30T10:51:28
In today’s edition of Daily Compliance News:Hoskins goes to trial. (WSJ) John Wood Group may be in deep trouble over use of Unaoil. (Sunday Post)Boeing’s CEO knew about pilot’s warning before 2nd...
ListenOctober 29, 2019- the We Made Mistakes edition from 2019-10-29T04:00
In today’s edition of Daily Compliance News: Did EY cover up drug money and gold smuggling for a client? (BBC)Boeing CEO to testify to Congress “We Made Mistakes”. (NYT) Spotify’s CFO, used Direc...
ListenOctober 28, 2019-the Not in the Best Interest of Safety edition from 2019-10-28T04:00
In today’s edition of Daily Compliance News: Boeing stymied government regulators with bill “not in the best interest of safety”. (NYT)Google struggling with employee trust. (Washington Post) Wil...
ListenOctober 27, 2019 Sunday Book Review -the UNC Press edition from 2019-10-27T04:00
In today’s edition Sunday Book Review edition of Daily Compliance News: India and the Cold War by Manu BhagavanBlood Sweat and Tears by Derrick White Conquered by Larry DanielAn Insider’s Guide...
ListenOctober 26, 2019-the Truly Sorry edition from 2019-10-26T04:00
In today’s edition of Daily Compliance News: In a print ad campaign, Boeing said it is “Truly sorry”. (FT) and othersOf whistleblowers and Infosys. (FT) Sanctions should target a network not simp...
ListenOctober 25, 2019-the Every Boy Needs Toys edition from 2019-10-25T04:02
In today’s edition of Daily Compliance News: Toys of the corrupt super-rich. (The Guardian)Astros fire Brandon Taubman. (com) VA used whistleblower office to attack whistleblowers. (WSJ)Citgo get...
ListenOctober 24, 2019- the Need a Car Wash edition from 2019-10-24T04:00
In today’s edition of Daily Compliance News: House passes bill to unmask shell companies in US. (com.sg)Astros continue to trip over zero tolerance. (WSJ) CFTC commissions will not have to testif...
ListenOctober 23, 2019- the Corruption Continues edition from 2019-10-23T13:26
In today’s edition of Daily Compliance News: Fresenius under investigation in Germany for bribery and corruption. (com)South Africa corruption scandal ensnares Deloitte. (BBC) German engineering ...
ListenOctober 22, 2019- the What Else Haven’t You Told Us edition from 2019-10-22T04:00
In today’s edition of Daily Compliance News: Lebanese President bows to anti-corruption fervor. (NBC)Softbank rescues WeWork. (WSJ) What else haven’t they told us? More trouble for Boeing. (NYT)W...
ListenOctober 21, 2019- the Hanky Panky edition from 2019-10-21T04:00
In today’s edition of Daily Compliance News: Will the first opioid case go to trial on Monday or settle? (NYT)More bad news for Boeing. (WSJ) What happens when an investigation gets too close to ...
ListenOctober 20, 2019 Sunday Book Review -the Chicago Press edition from 2019-10-20T04:00
In today’s edition Sunday Book Review edition of Daily Compliance News: The Demon in the Machine by Paul DaviesThe Cabinet of Liguistic Curiosities by Paul Anthony Jones American Warsaw by Domi...
ListenOctober 19, 2019- the Mother Said ‘Don’t Tell Lies’ edition from 2019-10-19T04:00
In today’s edition of Daily Compliance News: There’s a reason Mother said don’t tell lies. (Business Insider)You shouldn’t even lie unintentionally. (WSJ) Pharma CEOs going to the woodshed? (NYT)...
ListenDaily Compliance News: October 18, 2019- the CITGO sign edition from 2019-10-18T04:00
In today’s edition of Daily Compliance News: Aramco IPO delayed yet again. (WSJ)Swiss trade fined for bribe payments to DRC leaders? (Bloomberg) When will the CITGO sign go down? (NYT)FASB delays...
ListenOctober 17, 2019- the $50bn edition from 2019-10-17T04:00
In today’s edition of Daily Compliance News: Broadcom ordered to stop anti-competitive practices in Europe. (WSJ)Is it real or is it payback? (Washington Post) Will big pharma pay $50bn to settle...
ListenOctober 16, 2019- the Doobie Brothers for the HOF edition from 2019-10-16T04:00
In today’s edition of Daily Compliance News: Has Trump administration gutted the PCAOB? (WSJ)Before the NBA stepped in it (in China); the NFL did. (WSJ) Doobie Brothers head list for 2020 Rock&Ro...
ListenOctober 15, 2019- the More than Meets the Eye edition from 2019-10-15T04:00
In today’s edition of Daily Compliance News:A lot more to Deutsche Bank than meets the eye (in China). (NYT)Boeing CEO stripped of Board Chairmanship by other Board members. (NYT)Monitoring emails ...
ListenOctober 14, 2019- the dodgy deal edition from 2019-10-14T04:00
In today’s edition of Daily Compliance News:Barclays bankers say deal with Qatar was ‘dodgy’. (BBC)What did the Angels know and when did they know it? (WSJ)Your mouth will get you every time. (Wash...
ListenOctober 13, 2019 Sunday Book Review -the Leadership edition from 2019-10-13T04:00
In today’s edition Sunday Book Review edition of Daily Compliance News:Dare to Leadby Brené BrownExtreme Ownership by Jonko WIllnik and Leif BabinNever Split the Difference by Chris Voss13 Things M...
ListenOctober 12, 2019- the Pissed Off Employee edition from 2019-10-12T11:17
In today’s edition of Daily Compliance News:What is a recalcitrant (or pissed off) employee? (GoingConcern)Guilty plea in PetroEcuador FCPA case. (WSJ)Do they or don’t they? Deutsche Bank now says ...
ListenOctober 11, 2019- the SFO delays edition from 2019-10-11T10:57:28
In today’s edition of Daily Compliance News:What is the cause of SFO delays? (WSJ)EU looks to tweak how it compiles dirty money blacklist. (WSJ)Do they or don’t they? Deutsche Bank now says it does...
ListenOctober 10, 2019- the My Little Sister’s Birthday edition from 2019-10-10T04:00
In today’s edition of Daily Compliance News:Employee named in corruption investigation can’t sue for defamation. (Law360)NBA finds a spine, events in China cancelled as a result. (SI.com)Navy whist...
ListenOctober 9, 2019- the NBA in Hot Water edition from 2019-10-09T04:00
In today’s edition of Daily Compliance News:Former South African President’s son denies receiving $40MM bribe offer. (IBTimes)NBA in hot water in China over Hong Kong support. (NYT)Can’t pay your F...
ListenOctober 8, 2019- the Human Factors edition from 2019-10-08T04:00
In today’s edition of Daily Compliance News:Why should businesses be concerned with human factors at the workplace. (FT)Can a hedge fund run a soccer club to both win and make money? (FT)Danske ban...
ListenOctober 7, 2019- the Holmes Stiffs Her Lawyers edition from 2019-10-07T04:00
In today’s edition of Daily Compliance News: · Agri-giant CHS admits to bribery in Mexico. (Star Tribune)· After defrauding investors and the public, Elizabeth Holmes stiffs her lawyers...
ListenSunday Book Review -the Economics and Economists edition from 2019-10-06T12:45:16
In today’s edition Sunday Book Review edition of Daily Compliance News:Measure What Matters by John DoerrThe Economists Hour by Binyamin AppelbaumThe Marginal Revolutionaries by Janek WassermanOn F...
ListenOctober 5, 2019- the Is It Wrong to be a Billionaire edition from 2019-10-05T13:06:08
In today’s edition of Daily Compliance News:Will Trump’s call for China to investigate Biden challenge trade talks? (NYT)HP to cut 9000 jobs worldwide. (NYT)DOJ ends investigation in the allegation...
ListenOctober 4, 2019- the Home Vault edition from 2019-10-04T04:00
In today’s edition of Daily Compliance News:Chinese official found with 13 tons of gold and $300MM in cash at home. (Daily Mail)Facebook forced to delete requested content worldwide. (WSJ)Christian...
ListenOctober 3, 2019- the James Bond and Credit Suisse edition from 2019-10-03T04:00
In today’s edition of Daily Compliance News: · Boeing whistleblower say safety system was vetoed on 737 MAX. (NYT)· Credit Suisse in turmoil over spy scandal. (WSJ)· DOJ closes i...
ListenOctober 2, 2019- the Abbey Road Turns 50 edition from 2019-10-02T11:45:52
In today’s edition of Daily Compliance News:GE to pay for Cuba sanctions violation. (WSJ)Swedbank fires 3 execs over Estonia money-laundering probe. (WSJ)NY Congressman pleads guilty to insider tra...
ListenOctober 1, 2019- the Give your phones back? edition from 2019-10-01T10:16:34
In today’s edition of Daily Compliance News:KPMG (UK) wants its phones back. (FT)UK financial regulator wants tougher audit standards. (WSJ)WeWork formally withdraws IPO. (Bloomberg)In Canada, appa...
ListenSeptember 30, 2019- the End of the (FCPA Fiscal) Year edition from 2019-09-30T04:00
In today’s edition of Daily Compliance News:Canadian company concludes FCPA enforcement action. (FCPA Blog)Barclays settles FCPA hiring case. (FCPA Blog)Quad Graphics settlement long standing FCPA ...
ListenSeptember 29, 2019 Sunday Book Review edition from 2019-09-29T12:00
In today’s edition Sunday Book Review edition of Daily Compliance News: · Range: Why Generalists Triumph in a Specialized World-by David Epstein· The Third Pillar: How Markets and the Sta...
ListenSeptember 28, 2019- the Need a Used Jet edition from 2019-09-28T11:58:50
In today’s edition of Daily Compliance News:Need a used jet? Contact WeWork. (WSJ)Wells Fargo finally hires new CEO. (NYT)Door dash has data breach, waits 4 months to tell anyone. (What Me Worry?)(...
ListenDaily Compliance News: September 27, 2019- the Risk and Compliance Journal edition from 2019-09-27T04:00
In today’s edition of Daily Compliance News:Managing ESG takes time. (WSJ)Ericsson sets aside $1.3bn for corruption claims. (NYT)Should the Fed disclose its cybersecurity? One senator says yes. (WS...
ListenSeptember 26, 2019- the Suicide or Other edition from 2019-09-26T04:00
In today’s edition of Daily Compliance News:Comscore, former CEO settle with SEC. (WSJ)Mgr at Fiat Chrysler Automobiles criminally charged. (NYT)Senators propose whistleblower reform. (Radical Comp...
ListenSeptember 25, 2019- the Running with the Big Dogs edition from 2019-09-25T01:09:53
In today’s edition of Daily Compliance News: · WeWork founder steps down. (WSJ)· VW execs and Ex-CEO charged with Market Manipulation. (NYT)· More Venezuelan sanctions issued. (WS...
ListenSeptember 24, 2019- the Nissan Still a Mess edition from 2019-09-24T04:02
In today’s edition of Daily Compliance News:Nissan is still a mess. (WSJ)NCAA says it will go after Kansas. (Yahoo Sports)SEC settles charges against PwC. (MarketWatch)TechnipFMC settles SEC charge...
ListenSeptember 23, 2019- the Fall is Here edition from 2019-09-23T10:45:19
In today’s edition of Daily Compliance News: · Uber redux, as BOD members want to remove WeWork CEO? (WSJ)· Have I told you how humble I am? (FT)· HUD Secretary Ben Carson gives t...
ListenSeptember 22, 2019 Sunday Book Review edition from 2019-09-22T11:00
In today’s edition Sunday Book Review edition of Daily Compliance News, we begin a two-part series highlighting the Financial Times' Short List for Business Book of the Year Award: The Age of Surve...
ListenSeptember 21, 2019- the Corruption in Afghanistan it edition from 2019-09-21T04:00
In today’s edition of Daily Compliance News:Shocked, shocked to find there is corruption in Afghanistan? (Fox News)Criminal charges filed in Vale dam collapse. (WSJ)Saudi Aramco IPO theme song-“Wit...
ListenSeptember 20, 2019- the Good Work if You can Get it edition from 2019-09-20T04:00
In today’s edition of Daily Compliance News:Will Brazil move past its corrupt administration? (FT)What if you ID audit partners? (WSJ)US Bank pays $4MM to settle sanctions allegations. (WSJ)Good wo...
ListenSeptember 19, 2019- the Root Out Corruption edition from 2019-09-19T04:00
In today’s edition of Daily Compliance News:White House fires Homeland Security Deputy GC. (NYT)Netherlands proposes nationwide AML system. (Dipping Through Geometries)Did unprepared pilots contrib...
ListenSeptember 18, 2019- the Root Out Corruption edition from 2019-09-18T04:00
In today’s edition of Daily Compliance News:WeWork shelves IPO. (FT)Big government rivalry hampering Big Tech antitrust investigation? (WSJ)How to master office small talk. (NYT)Warren vows to root...
ListenSeptember 17, 2019- the Tax Returns edition from 2019-09-17T04:00
In today’s edition of Daily Compliance News:What is risk? (Lesson #365,333) (NYT)Internal whistleblower files complaint, DNI refuses to turn over to Congress. (Washington Post)Int’l panel chastises...
ListenSeptember 16, 2019- the Cool Billion edition from 2019-09-16T04:00
In today’s edition of Daily Compliance News: · Boeing Board calls for more safety changes at company. (NYT)· How big can a COI be? Disney’s Iger resigns from Apple board. (WSJ)· NY A...
ListenSeptember 15, 2019 Sunday Book Review edition from 2019-09-15T12:00
In today’s edition Sunday Book Review edition of Daily Compliance News:The Art of Statistics-David SpiegelhalterVC-Thomas NicholasPalaces of Pleasure-Lee JacksonThe Memory Police-Yoko Ozawa Learn m...
ListenSeptember 14, 2019- the WeWork ReWork edition from 2019-09-14T11:54:37
In today’s edition of Daily Compliance News:Corruption across EU leaves EU Home Affairs Commissioner Cecilia Malmstroem breathless. (BBC)WeWork ReWorks CorpGov. (NYT)DOJ will consider ‘inability to...
ListenSeptember 13, 2019- the rattle out of the pram edition from 2019-09-13T04:00
In today’s edition of Daily Compliance News:Government orders Google to let employees speak. (WSJ)NCAA throws temper tantrum.(Forbes)145 key business leaders demand action on guns. (NYT)Former Peru...
ListenSeptember 12, 2019- the pots and kettles edition from 2019-09-12T04:00
In today’s edition of Daily Compliance News:Beijing, er Hong Kong wants to take over the London Stock Exchange. What could go wrong? (NYT)Pots and Kettles, as US tells Switzerland to ramp up oversi...
ListenSeptember 11, 2019- the 9/11 edition from 2019-09-11T04:00
In today’s edition of Daily Compliance News:Who is the most powerful regulator on the planet? (Hint-she’s not aYank) (NYT)Cloudfare confirms possible sanction violation disclosure to government. (W...
ListenSeptember 10, 2019- the Volfefe speaks edition from 2019-09-10T10:14:17
In today’s edition of Daily Compliance News:How is employee activism different than CEO activism? (com)DOJ charges Chinese Professor with theft of trade secrets for Huawei. (WSJ)SEC chair criticize...
ListenSeptember 9, 2019- pay me now and later edition from 2019-09-09T10:23:25
In today’s edition of Daily Compliance News:2020 is almost here. Are you ready for the CCPA? (WSJ)Why due diligence is a must. (lesson 334,259) (Washington Post)How big tech companies targeted by f...
ListenSeptember 8, 2019 Sunday Book Review edition from 2019-09-08T13:00
In today’s edition Sunday Book Review edition of Daily Compliance News:The Anarchy-William DalrympleTough Luck-R.D. RosenWhite Hot Silence-Henry PotterSovietistan: Travels in Turkmenistan, Kazakhst...
ListenSeptember 7, 2019- losing my reputation edition from 2019-09-07T13:11:09
In today’s edition of Daily Compliance News:How fast can a corp lose its reputation? For J&J, in one lawsuit. (FT)What is ethics? H&M stops purchasing Brazilian leather. (NYT)Just Kidding…WeWork’s ...
ListenSeptember 6, 2019- the Bring out Your Dead edition from 2019-09-06T04:00
In today’s edition of Daily Compliance News:Nissan execs simply awarded themselves extra bonuses. (FT)Former Malaysian PM Najib Razak tried to get China to bail out 1MDB. (Bloomberg)Dealbook asks—i...
ListenSeptember 5, 2019- NCAA spanked yet again edition from 2019-09-05T10:10:34
In today’s edition of Daily Compliance News:Google fined for violating child privacy. (NYT)Judge denies NCAA access to FBI corruption material. (247Sports)Wells Fargo reads NYT story, starts intern...
ListenSeptember 4, 2019- how much per night edition from 2019-09-04T04:00
In today’s edition of Daily Compliance News:As part of gun and ammo policy change, Walmart makes its firearm compliance program available to other retailers. (NYT)How much is Trump charging Pence t...
ListenSeptember 3, 2019- the savage v. sauvage edition from 2019-09-03T04:00
In today’s edition of Daily Compliance News:CFO’s say new lease accounting rules are tough. (WSJ)Mexico President to fight corruption. (APNews)New Saudi anticorruption chief to focus on public serv...
ListenSeptember 1, 2019 Sunday Book Review edition from 2019-09-01T13:00
In today’s edition Sunday Book Review edition of Daily Compliance News:Talking to Strangers-Malcomb GladwellBeyond Happiness and Meaning-Steve MintzFrom Problem Solving to Solution Design- Eduardo ...
ListenDaily Compliance News: August 31, 2019- the old white guys edition from 2019-08-31T11:00
In today’s edition of Daily Compliance News:Most start-ups founded by 45 year old white males. (NYT)Stellar information lands whistleblower award. (FCPA Blog)Is the $12bn proposed by Perdue Pharma ...
ListenAugust 30, 2019- the with friends like that edition from 2019-08-30T04:02
In today’s edition of Daily Compliance News:Uber&Lyft fight drivers having employment rights. (NYT)Feeling the whiplash, you aren’t the only one. (NYT)Juniper Networks settles long standing FCPA vi...
ListenAugust 29, 2019- the pardons before crimes edition from 2019-08-29T10:32:25
In today’s edition of Daily Compliance News:If you were offered a Presidential pardon to commit a crime, would you do so? (Washington Post)Proposed opioid deal with end Sackler family control of Pe...
ListenDaily Compliance News: August 28, 2019- the ‘Did he just say that?’ edition from 2019-08-28T04:00
In today’s edition of Daily Compliance News:Former Uber engineer charged with theft of trade secrets. (NYT)Deutsche Bank has Trump tax returns. (WSJ)Will Perdue Pharma settle in Bankruptcy Court? (...
ListenDaily Compliance News: August 27, 2019-J&J spanked edition from 2019-08-27T04:00
In today’s edition of Daily Compliance News:Hungary investigating Microsoft bribery allegations. (ABC News)J&J hit with $500MM+ award over opioid crisis . (NYT)CFTC Chairman to answer to court. (WS...
ListenDaily Compliance News: August 26, 2019-the Uber got lost edition from 2019-08-26T10:08:01
In today’s edition of Daily Compliance News:How Uber lost its way. (NYT)J&J faces judgment over opioid crisis . (FT)Mandatory company praise. What could go wrong? (FT)Doing business with the world’...
ListenDaily Compliance News: August 25, 2019 Sunday Book Review edition from 2019-08-25T13:27:59
In today’s edition Sunday Book Review edition of Daily Compliance News: · King of the World: The Life of Louis XIV-Phillip Mansel· Legacy: One Family, A Cup of Tea and the Company that To...
ListenDaily Compliance News: August 24, 2019-get out of China edition from 2019-08-24T12:00
In today’s edition of Daily Compliance News: Deutsche Bank spanked in FCPA enforcement action. (Bloomberg)Carrefour business unit investigated . (Reuters.com)Trump order US companies to ‘get out of...
ListenDaily Compliance News: August 23, 2019-you can’t make this stuff up edition from 2019-08-23T11:14:18
In today’s edition of Daily Compliance News: · More allegations against Huawei are released. (WSJ)· Venezuelan opposition leader gets to appoint CITGO Board. (Houston Chronicle)· Why...
ListenDaily Compliance News: August 22, 2019-the more whistleblowers fired edition from 2019-08-22T04:02
In today’s edition of Daily Compliance News: Did Phillips fire whistleblower to get rid of him? (com)Senator Warren wants Wells Fargo to explain fees charged on closed accounts. (NYT)Trial court re...
ListenDaily Compliance News: August 21, 2019-the Purpose of a Corporation edition from 2019-08-21T04:03
In today’s edition of Daily Compliance News:Overall, most pro, some con. (NYT)Andrew Ross Sorkin says corporations are looking back to the future. (NYT)WSJ Op-Ed uses it to attack Sanders/Warren. (...
ListenDaily Compliance News: August 20, 2019-the dog years edition from 2019-08-20T04:00
In today’s edition of Daily Compliance News:Former SEC Chair Arthur Levitt says the SEC plan to gut internal controls reporting is misplaced. (WSJ)The Business Roundtable redefines “the purpose of ...
ListenDaily Compliance News: August 19, 2019-the Opioid Memo edition from 2019-08-19T10:31:22
In today’s edition of Daily Compliance News:Will the Justice Department Memo on the Opioid Crisis be a turning point? (NYT)Trump wants to “look at” purchasing Greenland. (WSJ)More regime change and...
ListenDaily Compliance News: August 18, 2019 Sunday Book Review edition from 2019-08-18T12:11:13
In today’s edition Sunday Book Review edition of Daily Compliance News:The Great Partnership-Christian KellerLithium-Walter BrownJob-A New Translation- Edward GreensteinInland-Tea Obreht Learn more...
ListenDaily Compliance News: August 17, 2019-the up in smoke edition from 2019-08-17T11:00
In today’s edition of Daily Compliance News: GE shares tank 11% after Markopolos report. (FT)Corporate governance (or lack thereof) at WeWork. (FT)Avianca notifies DOJ of potential FCPA violations....
ListenDaily Compliance News: August 16, 2019-the double trouble edition from 2019-08-16T04:00
In today’s edition of Daily Compliance News:GE target of Madoff whistleblower. (WSJ)Epstein death-murder or suicide. (Washington Post)NY Attorney General subpoenas Sacklers bank recording. (NYT)Did...
ListenDaily Compliance News: August 15, 2019-the tip of the iceberg edition from 2019-08-15T08:01:30
In today’s edition of Daily Compliance News:The tip of the iceberg? (com)Company claims SFO review is bogus and sues to stop corruption investigation. (Bloomberg)Sealed air switches auditors. (WSJ)...
ListenDaily Compliance News: August 14, 2019-the Steinmetz indicted edition from 2019-08-14T04:05
In today’s edition of Daily Compliance News:Beny Steinmetz indicted in Switzerland over Guinea mine deal. (Reuters)New study which shows that when independent auditors do their jobs correctly, they...
ListenDaily Compliance News: August 13, 2019-the confetti edition from 2019-08-13T04:00
In today’s edition of Daily Compliance News:How much in jeopardy is CITGO? (Hint-a lot). (FT)How relevant is the NCAA? It sanctions schools for using confetti. (SI)Have a job at Anadarko? Be afraid...
ListenDaily Compliance News: August 12, 2019, the Ng Loses Appeal edition from 2019-08-12T04:00
In today’s edition of Daily Compliance News: ICE raids against companies continue but few charges against those companies raided. (Washington Post)Definition of agent big issue in Hoskins trial. (W...
ListenDaily Compliance News: August 11, 2019 Sunday Book Review edition from 2019-08-11T11:00
In today’s edition Sunday Book Review edition of Daily Compliance News:The Peterloo Massacre-Robert ReidBallads and Songs of Peterloo-Allison MorganPeterloo: The English Uprising- Robert PoolePeter...
ListenDaily Compliance News: August 10, 2019, the Malaysia acts edition from 2019-08-10T12:28
In today’s edition of Daily Compliance News: Malaysia files criminal charges against 17 Goldman execs. (FT)Want a real compliance challenge-how about the Aramco public offering? (WSJ)Just say Nyet ...
ListenDaily Compliance News: August 9, 2019, the lying doesn’t matter edition from 2019-08-09T04:00
In today’s edition of Daily Compliance News: Auditors in UK begin to fire shady clients. (FT)Novartis CEO says it didn’t matter that company misled FDA. (NYT)Banks hand over documents on Trump busi...
ListenDaily Compliance News: August 8, 2019, the ostrich edition from 2019-08-08T04:04
In today’s edition of Daily Compliance News: Swiss bank ignores compliance officer; pays $10.7M for tax evasion. (Compliance Week)SFO issues guidance for corporate cooperation. (FCPA Blog)Why DD in...
ListenDaily Compliance News: August 7, 2019, the travel warnings edition from 2019-08-07T04:00
In today’s edition of Daily Compliance News:How bad is gun violence by white supremacist in America? Venezuela and Mexico issue travel warnings for coming to US. (MarketWatch)Why do you need employ...
ListenDaily Compliance News: August 6 2019, the SFO names names edition from 2019-08-06T10:00
In today’s edition of Daily Compliance News: · Four Petrofac managers named by SFO in bribery scheme. (The Guardian)· Good work if you can get it; law firm’s bills NRA $97K per day. (Ab...
ListenDaily Compliance News: August 5, 2019, the Wells Fargo sick of being taken advantage of edition from 2019-08-05T04:00
In today’s edition of Daily Compliance News: Wells Fargo sick of being taken advantage of by vendors. (Dealbreaker)What is a conflict of interest? When a charity directs its members to a top donor....
ListenDaily Compliance News: August 4 , 2019 Sunday Book Review edition from 2019-08-04T12:00
In today’s edition Sunday Book Review edition of Daily Compliance News: Fried and Justified-Mick HoughtonBagehot-James GrantRange-David EpsteinAfter the Fall: Tobias BuckLearn more about your ad ch...
ListenDaily Compliance News: August 3, 2019, the let them eat cake edition from 2019-08-03T11:59:34
In today’s edition of Daily Compliance News: Wells Fargo does not only abuse customers but vendors as well. (WSJ)PwC fined in Mexico. (MarketWatch)Right wing groups want CITGO to go down. (Houston ...
ListenDaily Compliance News: August 2, 2019, the Summertime Blues edition from 2019-08-02T04:04
In today’s edition of Daily Compliance News:Another way in which the 737 MAX is impacting the economy. (WSJ)Chinese billionaire indicted in tariff scam. (WSJ)Trump want the Pentagon to use Oracle, ...
ListenDaily Compliance News: August 1, 2019, the no harm, no foul edition from 2019-08-01T04:00
In today’s edition of Daily Compliance News:Martin Shkreli Loses His Appeal (NYT)Surprise Surprise, Huawei making money. (WSJ)Can Karimova pay her way out of prison? (Global Anticorruption Blog)Are...
ListenDaily Compliance News: July 31, 2019, the changes at the DOJ edition from 2019-07-31T04:00
In today’s edition of Daily Compliance News: Changes in the DOJ Fraud Section. (WSJ)Micronesian government official sentenced in FCPA case. (WSJ)Auditors in the spotlight in Oxy proxy fight. (Marke...
ListenDaily Compliance News: July 30, 2019, are CEOs sociopaths edition from 2019-07-30T04:00
In today’s edition of Daily Compliance News: In a provocative piece the NYT Dealbook explores a new approach to corporate governance. (NYT)As a middle manager do you need stage presence? (FT)Deutsc...
ListenDaily Compliance News: July 29, 2019, the your boss is spying on you edition from 2019-07-29T04:02
In today’s edition of Daily Compliance News:737 Max scandal almost inevitable. (NYT)Making your meetings better. (FT)Israeli government to shutter anti-corruption office. (Haaretz)Don’t worry about...
ListenDaily Compliance News: July 28, 2019 Sunday Book Review edition from 2019-07-28T04:00
In today’s edition Sunday Book Review edition of Daily Compliance News:Because Internet-Gretchen McCulloghTurbulence-David SzalayBeethoven-The Relentless Revolutionary-John KlubbeBecoming Superman:...
ListenDaily Compliance News: July 27, 2019, the 3 year olds are a danger edition from 2019-07-27T04:00
In today’s edition of Daily Compliance News:One of the country’s top border officers cannot say whether a 3-year-old child might pose a “criminal or national security threat.” (Slate)Does Audi stin...
ListenDaily Compliance News: July 26, 2019, the who are you friends edition from 2019-07-26T04:03
In today’s edition of Daily Compliance News: CFTC adds a FCPA investigation of Glencore? (Reuters)Women in the Board room. (WSJ)Auto industry signs up with California for more regulation. (NYT)Do y...
ListenDaily Compliance News: July 25, 2019, the Video Killed the Radio star edition from 2019-07-25T04:09
In today’s edition of Daily Compliance News:FTC orders compliance. Will Facebook comply? (NYT)Video killed the radio star, did Amazon kill retail? (Trump administration says yes). (Washington Post)...
ListenDaily Compliance News: July 24, 2019, the ‘I think we’re responsible for something’ edition from 2019-07-24T04:03
In today’s edition of Daily Compliance News: Epstein moved money out of US. (NYT)McKesson compliance chief-“I think we’re responsible for something”. (Washington Post)Facebook settlement requires Z...
ListenDaily Compliance News: July 23, 2019, Microsoft settles edition from 2019-07-23T04:03
In today’s edition of Daily Compliance News:Microsoft settles FCPA matter. (FCPABlog)Where were you during the sustainability charade? (CPA Journal)Does Boeing’s legal team give it “a margin of err...
ListenDaily Compliance News: July 22, 2019, Pickers and Packers edition from 2019-07-22T04:01
In today’s edition of Daily Compliance News: CVS alleged to have used compliance personnel as ‘pickers and packers’. (NYT)Even head of FCA says regs to complicated. (FT)Be careful out there: Britis...
ListenDaily Compliance News: July 21, 2019 Sunday Book Review edition from 2019-07-21T10:00
In today’s edition Sunday Book Review edition of Daily Compliance News we honor the author Andrea Camilleri and his creation Inspector Montalbano by reviewing my four favorite Montalbano novels: · ...
ListenDaily Compliance News: July 20, 2019, Boeing takes a charge edition from 2019-07-20T11:00
In today’s edition of Daily Compliance News:Roger Ng in negotiations with DOJ for guilty plea.(Bloomberg)Feds charge CCO with conspiracy to distribute opioids. (WSJ)Trump to try and block Amazon co...
ListenDaily Compliance News: July 19, 2019, Qualcomm spanked edition from 2019-07-19T04:01
In today’s edition of Daily Compliance News: Qualcomm spanked in Europe for antitrust behavior. (NYT)UK Financial Reporting Council gets a new leader.(WSJ)Epstein denied bail. (WSJ)Zuma about to qu...
ListenDaily Compliance News: July 18, 2019, revenge for Freedom Fries edition from 2019-07-18T04:00
In today’s edition of Daily Compliance News: Sackler family name removed from the Louvre. (NYT)More fallout from Sarclad acquitals. (WSJ)EU open anti-competition investigation into Amazon. (Washing...
ListenDaily Compliance News: July 17, 2019, the don’t give a damn about my bad reputation edition from 2019-07-17T04:00
In today’s edition of Daily Compliance News:What happens when you have an innovation and no one trusts you? Facebook is about to find out. (NYT)How complex are whistleblower awards? (WSJ)Why did Au...
ListenDaily Compliance News: July 16, 2019, the Zuma to testify edition from 2019-07-16T09:48:46
In today’s edition of Daily Compliance News: · French bank Société Générale sued over Cuba holdings.(WSJ)· In testimony, former South African President Zuma says no graft occurred. (Iri...
ListenDaily Compliance News: July 15, 2019, the Podcasts are Powerful edition from 2019-07-15T04:04
In today’s edition of Daily Compliance News: Think podcasts aren’t powerful? (NYT)No COI in Microsoft Pentagon bid (Washington Post)Antitrust Division releases compliance program policy. (DOJ Press...
ListenDaily Compliance News: July 14, 2019 Sunday Book Review edition from 2019-07-14T11:00
In today’s edition of Daily Compliance News: Models from the Past in Roman Culture by Matthew RollerExemplary Ethics in Ancient Rome by Rebecca LanglandsRoman Literature under Nerva, Hadrian and Tr...
ListenDaily Compliance News: July 13, 2019, the Facebook fined edition from 2019-07-13T12:18:48
In today’s edition of Daily Compliance News: FTC proposes a $5 bn fine for Facebook. (NYT)Epstein developments-(1) Feds allege witness tampering (NYT); (2) Acosta resigns. (WSJ)Deutsche Bank pays $...
ListenDaily Compliance News: July 12, 2019, the tit-for-tat edition from 2019-07-12T11:00:20
In today’s edition of Daily Compliance News: · Export sanctions with Huawei change yet again. (FT)· US Reaches $1.4 Billion Opioid-Drug Settlement With Reckitt. (WSJ)· In a tit-fo...
ListenDaily Compliance News: July 11, 2019, the yet even more trouble for Deutsche Bank edition from 2019-07-11T04:00
In today’s edition of Daily Compliance News: · Deutsche Bank under investigation for its role in 1MDB scandal. (WSJ)· Harvard suspends star professor for sexual harassment claim. (NYT)·...
ListenDaily Compliance News: July 10, 2019, the where is John Grisham when you need him edition from 2019-07-10T04:00
In today’s edition of Daily Compliance News: · Administration lawyers cannot bow out of census case. (WSJ)· Was it a good deal or sweetheart deal? (WSJ)· Platinum Partners found g...
ListenDaily Compliance News: July 9, 2019, the who you gonna call edition from 2019-07-09T04:00
In today’s edition of Daily Compliance News: ICO proposes a $230MM fine to BA for data breach. (CorderyCompliance)Carnival Corp to hire first CCO. (WSJ)Who answers 911 calls? (Hint: Not the Ghostbu...
ListenDaily Compliance News: July 8, 2019, the fire the lawyers edition from 2019-07-08T10:52:55
In today’s edition of Daily Compliance News: · Lose your case at every turn? Just fire the lawyers. (WSJ)· What is the cost of corruption? (NYT)· Top admiral quits admit ethics in...
ListenDaily Compliance News: July 7, 2019 Sunday Book Review edition from 2019-07-07T11:00
In today’s edition of Daily Compliance News: The Great Cauldron: A History of Southeast Europe by Maire-Janine Calic 1931: Debt, Crisis, and the Rise of Hitlerby Tobias StraumannBallpark: Baseball ...
ListenDaily Compliance News: July 6, 2019, the farewell to Alfred E. Newman edition from 2019-07-06T10:00
In today’s edition of Daily Compliance News: Danske bank sought to discredit whistleblower. (FT)Sanctions get real as Iranian tanker seized on high seas. (FT)Is the wolf corralled? (WSJ)Alfred E. N...
ListenDaily Compliance News: July 5, 2019, the farewell to Paris edition from 2019-07-05T10:00
In today’s edition of Daily Compliance News: · Samsung faces child labor charges in France. (FT)· French Police raid Renault headquarters in Paris. (NYT)· Where will the next tec...
ListenDaily Compliance News: July 4, 2019, the 4th from Paris edition from 2019-07-04T06:07:29
In today’s edition of Daily Compliance News: SFO announces new DPA over Bribery Act violations? (SFOPress Release)French Police raid Renault headquarters in Paris. (NYT)UK launches regulatory probe...
ListenDaily Compliance News: July 3, 2019, the SFO drops another investigation edition from 2019-07-03T04:00
In today’s edition of Daily Compliance News: Why did the SFO drop its investigation into the principals of Unaoil? (The Guardian)Walmart compliance professional nominated to federal bench. (Radical...
ListenDaily Compliance News: July 2, 2019, no job for you edition from 2019-07-02T04:00
In today’s edition of Daily Compliance News: · Is GDPR holding businesses back? (FT)· Non-Competes for Interns? Really? (WSJ)· Will Trump’s goal of energy independence kill off th...
ListenDaily Compliance News: July 1, 2019, the out of her depth edition from 2019-07-01T04:00
In today’s edition of Daily Compliance News: Don’t buy a used franchise from Subway. (NYT)Why is status cling so corrosive? (NYT)BOA cuts ties with private prisons. (Washington Post)DOJ expands it ...
ListenDaily Compliance News: June 30, 2019 Sunday Book Review edition from 2019-06-30T12:14:13
In today’s edition of Daily Compliance News: The Anxious Triumph: The Global History of Capitalism, 1860-1914 by Donald SassonThe Spirit of Inquiry by Susanna GibsonThe Last Pirate of New Yorkby R...
ListenDaily Compliance News: June 29, 2019, the day of reckoning is set edition from 2019-06-29T12:19:56
In today’s edition of Daily Compliance News: Trial date set in Theranos criminal trial. (WSJ)Deutsche Bank to lay of 20% of workforce. (NYT)86 pounds of drugs found on Brazilian gov plane headed to...
ListenDaily Compliance News: June 28, 2019, the out of her depth edition from 2019-06-28T10:24:25
In today’s edition of Daily Compliance News:Was Whitman out of her depth? Mike Lynch thinks so. (FT)Zuckerberg backs privacy measures. (WSJ)BlackBerry violates SEC rules with use of non-standard me...
ListenDaily Compliance News: June 27, 2019, the corruption is bad for business edition from 2019-06-27T10:15:59
In today’s edition of Daily Compliance News: Trump wants to sue Google and Facebook but doesn’t know why. (Washington Post)What if you business model is so bad your employees walk out? (NYT)Allegat...
ListenDaily Compliance News: June 26 2019 the TechnipFMC settles edition from 2019-06-26T10:47:36
In today’s edition of Daily Compliance News: Recidivist TechnipFMC settles FCPA enforcement action. (FCPA Blog)Merrill Lynch settles market manipulation charges. (WSJ)We want to comply but can’t. (...
ListenDaily Compliance News: June 25, 2019, the cheating on tests edition from 2019-06-25T04:03
In today’s edition of Daily Compliance News:Daimler shares fall on allegations it manipulated diesel tests. (WSJ)CTFT awards $2.5MM whistleblower award. (FCPA Blog)Chinese bank faces ‘death penalty...
ListenDaily Compliance News: June 24, 2019, the company you keep edition from 2019-06-24T04:05
In today’s edition of Daily Compliance News:Just who are your friends and why does it matter.(FT)Networking for newbies. (Washington Post)Who are your friends (Part Duex). (NYT)Ex-head of Interpol ...
ListenDaily Compliance News: June 23, 2019 Sunday Book Review edition from 2019-06-23T11:44
In today’s edition of Daily Compliance News we present the Sunday Book Review: War and Peace: FDR’s Final Odyssey, D-Day to Yalta, 1943 -1945 by Nigel HamiltonThe Capital by Robert MenasseLoonshots...
ListenDaily Compliance News: June 22, 2019 when Sully speaks edition from 2019-06-22T04:00
In today’s edition of Daily Compliance News: When Sully talks, aviation safety regulators should listen. (FT)Odebrecht to file for bankruptcy. (Reuters)Novatis in settlement talks with DOJ over cor...
ListenDaily Compliance News: June 21, 2019 Walmart settles edition from 2019-06-21T04:03
In today’s edition of Daily Compliance News (all dedicated to the Walmart FCPA settlement): · FCPA Blog· Wall Street Journal· New York Times· Barron’sLearn more about your a...
ListenDaily Compliance News: June 20, 2019 the kiss and make up edition from 2019-06-20T04:03
In today’s edition of Daily Compliance News: · Nissan and Renault agree to resolve corp governance dispute. (WSJ)· Swedebank suspends Estonian unit CEO and CFO. (New York Times)· ...
ListenDaily Compliance News: June 19 2019, the more on KPMG edition from 2019-06-19T11:13:31
In today’s edition of Daily Compliance News:The commentary continues on the SEC enforcement action against KPMG. (MarketWatch)If doctors would not send their children to a hospital, should you? (Ne...
ListenDaily Compliance News: June 18, 2019, the KPMG edition from 2019-06-18T04:00
In today’s edition of Daily Compliance News:Day of Reckoning for KPMG. (WSJ)Huawei says ban will cost it $30bn? (Washington Post)Fallout continues for UBS over sick pig comment.(FT)Is piling on bac...
ListenDaily Compliance News: June 17, 2019-the Boeing Finally Apologizes edition from 2019-06-17T04:05
In today’s edition of Daily Compliance News:Boeing CEO finally apologizes. (NYT)A conversation about hugging in the workplace. (Washington Post)SEC fines Chinese bank $42 million for mishandling AD...
ListenDaily Compliance News: June 16, 2019-the Sunday Book Review edition from 2019-06-16T04:00
Books reviewed in today’s edition of Daily Compliance News:One Giant Leap: The Impossible Mission that Flew Us to the Moon-Charles FishmanApollo 11: The Inside Story-David WhitehouseThe Moon: A His...
ListenDaily Compliance News: June 15, 2019, the KPMG edition from 2019-06-15T12:08:51
In today’s edition of Daily Compliance News: KPMG to pay $50MM fine. (MarketWatch)Corruption in China? Who knew? (NYT)Don’t talk about sick pigs and China. (FT)What is your corporate battle rhythm?...
ListenDaily Compliance News: June 14, 2019, the don't drink the water edition from 2019-06-14T10:47
In today’s edition of Daily Compliance News:Don’t drink the water (not in Mexico) in Flint. (NYT)Corruption as free speech? (BBC)Well that’s akward. Wife of GOP rep pleads guilty to husband/wife co...
ListenDaily Compliance News: June 13, 2019, the 6 months at home edition from 2019-06-13T04:00
In today’s edition of Daily Compliance News:Are high numbers of athletes at a university indicia of bribery? (Washington Post)Tesla shareholders fail to pass corporate governance improvements. (WSJ...
ListenDaily Compliance News: June 12, 2019, the Hipster Anti-trust edition from 2019-06-12T04:00
In today’s edition of Daily Compliance News: · Is hipster anti-trust coming? (Reuters)· Trump Tower in Moscow-the Forbes Report. (forbes.com)· What are premerger notification requ...
ListenDaily Compliance News: June 11, 2019, the little bit concerned edition from 2019-06-11T04:00
In today’s edition of Daily Compliance News:Senegal justice ministry calls for inquiry into energy contracts. (Reuters)Convicted opioid pusher Insys files for bankruptcy. (NYT)Trump said he was “a ...
ListenDaily Compliance News: June 10, 2019, the double secret probation issue edition from 2019-06-10T10:40:55
In today’s edition of Daily Compliance News:Corruption caused the death of 250 schoolchildren in South Korea. Has anything changed? (NYT)Leaders must know how to manage up as well as down. (FT)Admi...
ListenDaily Compliance News: June 9, 2019-the Sunday Book Review edition from 2019-06-09T04:00
Books reviewed in today’s edition of Daily Compliance News: Leadership and the Rise of Great Powers-Yan XuetongChina and Japan: Facing History-Ezra VogelChina’s Vision of Victory-Jonathan DT WardLe...
ListenDaily Compliance News: June 8, 2019-the thrown under the bus edition from 2019-06-08T04:00
In today’s edition of Daily Compliance News: FIFA VP detained for questioning by French Police.(NYT)In the UK, expect fines to increase under GDPR. (Compliance Week)Want to go the ISS? NASA has a t...
ListenDaily Compliance News: June 7, 2019-the Bring out your Dead edition from 2019-06-07T04:00
In today’s edition of Daily Compliance News:OSI announces both DOJ and SEC have dropped their FCPA investigations of the company? (YaHooFinance)Fiat Chrysler’s U.S. Sales Chief Files Whistleblower ...
ListenDaily Compliance News: June 6, 2019-the 75th anniversary of D-Day edition from 2019-06-06T04:00
In today’s edition of Daily Compliance News:VW says it wants to stop cheating?(NYT)Mario Rubio says you can’t trust a Chinese audit. (WSJ)Is it compliance or is it customer relations? Uber may fire...
ListenDaily Compliance News: June 5, 2019-the SFO lives edition from 2019-06-05T10:31
In today’s edition of Daily Compliance News: KPMG Director accused of bullying steps down?(FT)The SFO fines F.H. Bertling Ltd. £850,000 for role in Angola bribery. (WSJ)SEC files charges against un...
ListenDaily Compliance News: June 4, 2019, the leadership edition from 2019-06-04T04:00
In today’s edition of Daily Compliance News:Why are bashful bosses better leaders? (FT)Leaders must know their weaknesses better than their strengths? (FT)A key leadership problem-setting boundarie...
ListenDaily Compliance News: June 3, 2019, the more lessons from Boeing edition from 2019-06-03T04:02
In today’s edition of Daily Compliance News: Lengthy detail of Boeing miss-steps in 737 Max software issue. (NYT)What price did a whistleblower pay in tennis for reporting match fixing? (NYT)UK fre...
ListenDaily Compliance News: June 2, 2019-the Sunday Book Review edition from 2019-06-02T04:00
In today’s edition of Daily Compliance News: The First Wave by Alex KershawSoldier, Sailor, Frogman, Spy, Airman, Gangster, Kill or Die by Giles MiltonNormandy ’44: D-Day and the Epic 77-Day Battle...
ListenDaily Compliance News: June 1, 2019-the Management Incentives edition from 2019-06-01T04:00
In today’s edition of Daily Compliance News:What are management incentives?(Huffington Post)Vale employees warned of dam collapse and were ignored. (WSJ)Think meetings are bad? Just wait until you ...
ListenDaily Compliance News: May 31, 2019-the May is done edition from 2019-05-31T04:04
In today’s edition of Daily Compliance News:CITGO now part of PdVSA/Venezuelan corruption scandal. (Houston Chronicle)Who else did Chuck Blazer bribe? (NYT)Who is in your supply chain? (FT)Former h...
ListenDaily Compliance News: May 30, 2019-is a spanking is coming edition from 2019-05-30T04:05
In today’s edition of Daily Compliance News: Is the SEC useless? Mark Cuban thinks so. (Yahoo Finance)Monitor orderd for Wynn Casinos in Massachusettes. (WSJ)Frederick Pierucci continues his crusad...
ListenDaily Compliance News: May 29, 2019-the Workers Unite edition from 2019-05-29T04:02
In today’s edition of Daily Compliance News:Braskem Board OK’s $101MM for corruption settlement. (Reuters)Mexican steel company shut down by Mexican government for AML violations. (FT)Workers of A...
ListenDaily Compliance News: May 28, 2019-the Opioid trial edition from 2019-05-28T10:16:11
In today’s edition of Daily Compliance News: · Head of Romanian Social Democrats Party jailed for corruption. (BBC)· Does compliance need to review corp ads? (WSJ)· Can you avoid...
ListenDaily Compliance News: May 27, 2019-the Memorial Day edition from 2019-05-27T13:08:21
In today’s edition of Daily Compliance News: · Is corruption across the EU ‘stunning’? (BBC)· What is management duty to set right tone at the top? (Harvard Law School Forum on Corporat...
ListenDaily Compliance News: May 26, 2019-the Sunday Book Review edition from 2019-05-26T04:00
n today’s edition of Daily Compliance News:Oliver Wendall Holmes by Stephen BudianskyBrothers Down by Walter BornemanSacred Duty by Tom CottonRise and Fall: The Story of 9/11 by Mitchell Zuckoff Le...
ListenDaily Compliance News: May 25, 2019-the execs behaving badly edition from 2019-05-25T04:00
In today’s edition of Daily Compliance News:Chief Executives behaving badly. (Financial Times)Deloitte offices raided in connection with 1MDB scandal. (Channel News Asia)What is leadership? (WSJ)Wh...
ListenDaily Compliance News: May 24, 2019-the Memorial Day Weekend edition from 2019-05-24T04:00
In today’s edition of Daily Compliance News:BeIN Media Group CEO charged in corruption scandal. (FoxNews)Deutsche Bank finds flaw in reporting system. (Wall Street Journal)Whose in your supply chai...
ListenDaily Compliance News: May 23, 2019-the life or death from 2019-05-23T10:46:38
In today’s edition of Daily Compliance News: Guyana Investigating Leases Controlled by Exxon&Tullow (Bloomberg)In EU 75% of those who observe illegal corp activity afraid to report it. (FT)KPMG to ...
ListenDaily Compliance News: May 22, 2019, the what is ethics edition from 2019-05-22T04:00
In today’s edition of Daily Compliance News: What is ethics? Pimco and Rick Singer (WSJ)Big changes coming to Corporate Leniency Program? (DOJ Press Release)France seeks trial of former IAAF head. ...
ListenDaily Compliance News: May 21, 2019, all FT edition from 2019-05-21T04:00
In today’s edition of Daily Compliance News: · US spy chief says Chinese will steal your IP. (Financial Times)· Why civility in the workplace matters. (Financial Times)· Should yo...
ListenDaily Compliance News: May 20, 2019, Compliance Week 2019 is here edition from 2019-05-20T10:12:42
In today’s edition of Daily Compliance News: · So many myths, so little time. The FT lunches with Laura Codruta Kövesi. (FT)· Red flags on Trump and Kushner? I’m shocked. (New York Time...
ListenDaily Compliance News: May 19, 2019-the Sunday Book Review-con men edition from 2019-05-19T04:00
In today’s edition of Daily Compliance News:King Con by Paul WillettsChasing Phil by David HowardUltimate Folly by Henry MacroryDuped by Abbe EllinThe Confidence Game by Maris KonnikovaAdditional r...
ListenDaily Compliance News: May 18, 2019-the more bad news from Brazil edition from 2019-05-18T04:00
In today’s edition of Daily Compliance News: Four more banks named in London bribery suit. (Bloomberg)Can blockchain help in the fight against corruption? (World Economic Forum)South African Presid...
ListenDaily Compliance News: May 17, 2019-the broken windows edition from 2019-05-17T04:00
In today’s edition of Daily Compliance News:Father of broken window policing dies. (NYT)Do large companies fear legal violations? (New York Times)Hong Kong criminally indicts ex-JP Morgan banker in...
ListenDaily Compliance News: May 16, 2019-the CEOs and ethical lapses edition from 2019-05-16T04:00
In today’s edition of Daily Compliance News:More business leaders forced out for ethical lapses than for poor financial performance in 2019. (Washington Post)Do large companies fear legal violation...
ListenDaily Compliance News: May 15, 2019-the whistleblower protection edition from 2019-05-15T04:00
In today’s edition of Daily Compliance News: · FCA Whistleblowers given additional protection by US Supreme Court . (Mondovisione)· More regulatory on capture of the FAA by Boeing? (Wal...
ListenDaily Compliance News: May 14, 2019-the from bad to worser edition edition from 2019-05-14T04:00
In today’s edition of Daily Compliance News:Judge scolds SEC over VW lawsuit. (WSJ)With friends like this? (Corporate Counsel)Bombadier faces World Bank debarment. (org.cn)Things go from bad to ter...
ListenDaily Compliance News: May 13, 2019-the regime change edition from 2019-05-13T04:00
In today’s edition of Daily Compliance News:DOJ asks Judge to remove lead defense counsel for Huawei. (NYT)Did cost cutting cause Boeing 737 Max crashes? (Bloomberg)House Financial Services approve...
ListenDaily Compliance News: May 12, 2019-the Sunday Book Review edition from 2019-05-12T04:00
In today’s edition of Daily Compliance News: · The Unnamable Present. (WSJ)· The Ghosts of Gold Mountain? (WSJ)· The history of publishing, in 3 book reviewed in the FT. (Financial T...
ListenDaily Compliance News: May 11, 2019-the what is data security edition from 2019-05-11T11:25:40
In today’s edition of Daily Compliance News: · What is data security? Ask Jonathan Armstrong. (Financial Times)· Uber tanks at IPO opening. What did compliance have to do with it? (WSJ)· ...
ListenDaily Compliance News: May 10, 2019-the what is hubris edition from 2019-05-10T04:02
In today’s edition of Daily Compliance News:Theranos founder Elizabeth Holmes defense? The government defrauded Theranos (not the other way around). (New York Times)Wells Fargo creates new complian...
ListenDaily Compliance News: May 9, 2019-the regime change edition from 2019-05-09T04:00
In today’s edition of Daily Compliance News: · Regime change and more corruption claims. (Bloomberg)· Another guilty plea in NCAA hoops bribery scandal. (NY Daily News)· US return...
ListenDaily Compliance News: May 8, 2019-the Is He or Isn’t He edition from 2019-05-08T05:00
In today’s edition of Daily Compliance News: Judge says Roger Ng in negotiations with the DOJ, although his lawyer denies it. (New York Times)Colleges in ‘Willful Ignorance’ of corruption, say it a...
ListenDaily Compliance News: May 7, 2019-the Welcome to the US edition from 2019-05-07T05:01
In today’s edition of Daily Compliance News: · Roger Ng extradicted to US. (New York Times)· Closing arguments made in NCAA bribery scandal case. (ESPN)· Hell hath no fury like a ...
ListenDaily Compliance News: May 6, 2019-the Diamonds are Forever edition from 2019-05-06T05:02
In today’s edition of Daily Compliance News: · Regulatory capture, regulatory ineptitude or just don’t care? (Washington Post)· 1MDB diamonds headed to US. (Reuters)· Boeing knew ...
ListenDaily Compliance News: May 5, 2019-the Sunday Book Review edition from 2019-05-05T05:00
In today’s edition of Daily Compliance News: · New David McCullough book. (Wall Street Journal)· How streaming changed music and us. (Financial Times)· The Lord Lucan Murder case ...
ListenDaily Compliance News: May 4, 2019-the Enter Slow, Exit fast edition from 2019-05-04T11:44:34
In today’s edition of Daily Compliance News:What to do when the founder is toxic? (New York Times)Michael Senna informs 3rdparty risk management. (Wall Street Journal)Exxon sues Cuban companies for...
ListenDaily Compliance News: May 3, 2019-the Insys execs guilty edition from 2019-05-03T05:00
In today’s edition of Daily Compliance News: · Insys execs found guilty of racketeering. (New York Times) Is a socialist revolt coming? (New York Times)· What’s the going rate for paying...
ListenDaily Compliance News: May 2, 2019-the Evaluation edition from 2019-05-02T10:55:23
In today’s edition of Daily Compliance News: · Wall Street Journal· Radical Compliance· FCPA Compliance and Ethics Blog (Part 1)· Board and FraudLearn more about your ad choic...
ListenDaily Compliance News: May 1, 2019-the May Day edition from 2019-05-01T05:00
In today’s edition of Daily Compliance News: · What happens when your customer is hit by scandal? (Wall Street Journal)· Tear gas and the Whitney, what does it all mean? (New York Times)·...
ListenDaily Compliance News: April 30, 2019-the End of April edition from 2019-04-30T05:00
In today’s edition of Daily Compliance News:Prosecutors ask for hold on Sunny Balwani SEC civil action. (MarketWatch)What’s $5bn among friends? (New York Times)Did Varsity Blues parents engage in a...
ListenDaily Compliance News: April 29, 2019-the Welcome to my Tweet-Up edition from 2019-04-29T05:06
In today’s edition of Daily Compliance News:SW Airlines not told of deactivated safety feature on Boeing 737 Max. (Wall Street Journal)Sexual harassment claims hit the energy industry. (I’m shocked...
ListenDaily Compliance News: April 28, 2019-the Sunday Book Review edition from 2019-04-28T16:11
In today’s edition of Daily Compliance News: · What was behind “Our Man in Havana? (Financial Times)· Why Ovid is still an inspiration. (New York Times)· Life of John Hersey. (Wall ...
ListenDaily Compliance News: April 27, 2019-the Havlicek stole the ball edition from 2019-04-27T05:00
In today’s edition of Daily Compliance News: · What hath Zion wrought? (NY Post)· Petrobras revisiting its ill treatment of whistleblowers. (Reuters.com)· Glencore under CFTC invest...
ListenDaily Compliance News: April 26, 2019-the Endgame edition from 2019-04-26T05:06
In today’s edition of Daily Compliance News:DOJ wants Goldman Sachs to plead guilty over 1MDB. (Financial Times)How did Wirecard generate its profits? (Financial Times)UK agrees to use Huawei to bu...
ListenDaily Compliance News: April 25, 2019-the Give a Hoot edition from 2019-04-25T05:00
In today’s edition of Daily Compliance News: Give a hoot: don’t pay bribes and you won’t go to jail. (BBC)My boss told me to break the law-now what? (Washington Post)What is ‘naked indecency’? (New...
ListenDaily Compliance News: April 24, 2019-the bit player edition from 2019-04-24T05:00
In today’s edition of Daily Compliance News: · Opioid distributor faces criminal charges. (New York Times)· NCAA scandal; little fish=big charges. (New York Times)· Walmart investig...
ListenDaily Compliance News: April 22, 2019-the asking for a Ferrari edition from 2019-04-22T10:33:25
In today’s edition of Daily Compliance News: · McKesson employee compares asking for compliance resources to ‘asking for a Ferrari’. (New York Times)· Odebrecht scandal shows no sign of w...
ListenDaily Compliance News: April 19, 2019-the Good Friday edition from 2019-04-19T10:07:20
In today’s edition of Daily Compliance News:When safety has a training issue, what is the answer? (Wall Street Journal)Where will Fyre bankruptcy lead? (Wall Street Journal)More focus on Peru after...
ListenDaily Compliance News: April 18, 2019-the what am I going to be edition from 2019-04-18T05:00
In today’s edition of Daily Compliance News: · Pension fund demands GE can KPMG. (Accounting Today)· What will be the role for compliance when it ‘grows up’? (Wall Street Journal)· ...
ListenDaily Compliance News: April 17, 2019-the whistleblower protection edition from 2019-04-17T05:00
In today’s edition of Daily Compliance News: · Ongoing graft in India? I’m shocked! (The Economic Times)· When is a facilitation payment a bribe? (FCPA Blog)· Whistleblowers garner ...
ListenDaily Compliance News: April 16, 2019-the Integrity edition from 2019-04-16T05:05
In today’s edition of Daily Compliance News: · What is the most important leadership trait? (Inc.com)· When is a facilitation payment a bribe? (FCPA Blog)· What happened to one-stop...
ListenDaily Compliance News: April 15, 2019-the Tiger Wins edition from 2019-04-15T05:03
In today’s edition of Daily Compliance News: Tesla halts online sales of its cheapest model. (Wall Street Journal)A deep dive into MBS. (Wall Street Journal)Chevron offers $50bn for Anadarko. (New ...
ListenDaily Compliance News: April 13, 2019-the Saturday the 13th edition from 2019-04-13T12:35
In today’s edition of Daily Compliance News: · Les Moonves forfeited $34.5MM in comp. (Wall Street Journal)· Grant Thornton in how water in UK. (Wall Street Journal)· Conflict of in...
ListenDaily Compliance News: April 12, 2019-the Uber FCPA investigation edition from 2019-04-12T05:05
In today’s edition of Daily Compliance News: · Uber is under FCPA investigation. (FCPA Blog)· Did you break the rules? Just rewrite them in your favor. (Wall Street Journal)· Apple ...
ListenDaily Compliance News: April 11, 2019-the what is Uber risk edition from 2019-04-11T05:00
In today’s edition of Daily Compliance News: New enforcement around Petrobras scandal ramping up. (Reuters)Is something is rotten at Airbus? (Reuters)How do you evaluate ‘Uber’ risk? (Financial Tim...
ListenDaily Compliance News: April 10, 2019-the $1.1bn edition from 2019-04-10T05:00
In today’s edition of Daily Compliance News: Standard Chartered joins the $1 bn fine club. (New York Times)Are you missing any hotline metrics? (Radical Compliance)AML charges in Varsity Blues, can...
ListenDaily Compliance News: April 9, 2019-the Varsity Blues-guilty pleas edition from 2019-04-09T05:00
APRIL 9, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· First round of guilty pleas in Varsity Blues. (Huffington Post)· How can you tell if a company is overpaying its CE...
ListenDaily Compliance News: April 8, 2019-the changing spots edition from 2019-04-08T05:00
In today’s edition of Daily Compliance News: · Can a leopard (in this case Equifax) change its spots. (New York Times)· Investigations for Boeing mount. (Washington Post)· More corr...
ListenDaily Compliance News: April 6, 2019-the return on bribe (ROB) edition from 2019-04-06T11:39:24
APRIL 6, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Pharma exec who developed return on bribe metric goes to jury. (NPR)· Wilkie-Farr co-chair pleads guilty in admissi...
ListenDaily Compliance News: April 5, 2019-the I feel very much loved edition from 2019-04-05T05:00
APRIL 5, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Judge gives SEC and Musk 14 days to settle their differences. (New York Times)· 3 drug companies settle FCA claims ...
ListenDaily Compliance News: April 4, 2019-the Bigot Law edition from 2019-04-04T05:00
APRIL 4, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Wynn Casinos said to have hidden claims against Steve Wynn. (New York Times)· Is your airline watching you? (New Yo...
ListenDaily Compliance News: April 3, 2019-the trial of the century begins edition from 2019-04-03T05:05
In today’s edition of Daily Compliance News: · Trial of ex-Malaysian PM Najib Razak to begin. (The Guardian)· Shocked, just shocked to find out drug company pushed opioids. (NPR)· F...
ListenDaily Compliance News: April 2, 2019-the FB mea culpa edition from 2019-04-02T05:00
In today’s edition of Daily Compliance News: · Is it illegal to do business with corrupt governments? (New York Times)· Does PG&E really want a judge running its business? (Hint-no). (Wal...
ListenDaily Compliance News: April 1, 2019-the Not April Fool’s edition from 2019-04-01T05:00
In today’s edition of Daily Compliance News: · GOP congressmen threaten to kill NAFTA 2. (Washington Post)· CBS Credit Union shut down as one employee embezzled $40MM. (Deadline)· ...
ListenDaily Compliance News: March 30, 2019-the Sackler family sued edition from 2019-03-30T12:59:56
In today’s edition of Daily Compliance News: Wirecare in deep trouble. (Financial Times)Nissan was in big trouble and still may be. (New York Times)New York state sues Sackler family directly. (Wal...
ListenDaily Compliance News: March 29, 2019-the out like a lamb edition from 2019-03-29T05:00
MARCH 29, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· JPMorgan under fire for bribery in Nigeria. (New York Times)https://www.nytimes.com/2019/03/28/business/jpmorgan-niger...
ListenDaily Compliance News: March 28, 2019-the SFO sued edition from 2019-03-28T05:08
MARCH 28, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· What is your cybersecurity rating? (Wall Street Journal)· Trump tweets on North Korea sanctions as coverup for in...
ListenDaily Compliance News: March 27, 2019-the Autonomy trial begins edition from 2019-03-27T05:00
MARCH 27, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Former Autonomy CEO goes to trial in UK. (The Register)· Want credit in FCPA sentencing? Engage in random acts of...
ListenDaily Compliance News: March 26, 2019-the UK AG edition from 2019-03-26T05:15
MARCH 26, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Why is UK Attorney General sitting on Airbus corruption case? (The Guardian) · Ex-HK official sentenced to jail fo...
ListenDaily Compliance News: March 25, 2019-the would you do business with this man edition from 2019-03-25T05:15
MARCH 25, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Jeff Skilling wants you to invest your money with him. What could go wrong? (Wall Street Journal) · Most bitcoin t...
ListenDaily Compliance News: March 23, 2019-the who’s on your Board edition from 2019-03-23T05:00
MARCH 23, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Should safety be a ‘nice to have’? (New York Times)· Boeing loses first contract for 737 MAX jets. (Wall Street Jo...
ListenDaily Compliance News: March 22, 2019-the my bracket is already blown edition from 2019-03-22T05:00
MARCH 22, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Google&Facebook defrauded to the tune of $100. (Wall Street Journal)· Too scared to drink Miller Lite? (New York T...
ListenDaily Compliance News: March 21, 2019-the Google spanked edition from 2019-03-21T05:00
MARCH 21, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Chuck Pearson pleads guilty. (France24.com) · USC goes after the students fraudulently admitted. (NPR)· EU sp...
ListenDaily Compliance News: March 20, 2019-the Risky Business edition from 2019-03-20T05:00
MARCH 20, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Cambridge Analytica cover up? (The Daily Beast) · SEC ‘stunned’ Musk violated court order. (Bloomberg)· Japan...
ListenDaily Compliance News: March 19, 2019-the filling out my bracket edition from 2019-03-19T05:00
MARCH 19, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Of money laundering and cars in Ireland. (Irish Mirror)· Warner Brothers head to step down due to an inappropriate...
ListenDaily Compliance News: March 18, 2019-the selection Monday edition from 2019-03-18T05:00
MARCH 18, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Bribery and tax breaks, only in America? (Washington Post) · When you snow plough what does it teach? (New York Ti...
ListenDaily Compliance News: March 16, 2019-the VW sued (yet again) edition from 2019-03-16T13:47:36
MARCH 16, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Will horseracing end in California? (New York Times) · Will NAFTA 2 get thru? Texas Senator John Cornyn says it wi...
ListenDaily Compliance News: March 15, 2019-the all-NYT edition from 2019-03-15T05:00
MARCH 15, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· No. 3 at Facebook leaves of Facebook’s new direction. (New York Times)· Admissions scandal hits USC hard. (New Yor...
ListenDaily Compliance News: March 14, 2019-the ethics premium edition from 2019-03-14T05:00
MARCH 14, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· What is the ‘ethics premium? (Radical Compliance)· The strippings start. (Risk&Compliance Journal) · 60 Minut...
ListenDaily Compliance News: March 13, 2019-the Back to School edition from 2019-03-13T05:00
MARCH 13, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Ex-Olympus boss wins pension suit. (Financial Times)· Feds bring massive college admission scam action. (Washingto...
ListenDaily Compliance News: March 12, 2019-the loonshot edition from 2019-03-12T11:41:35
MARCH 12, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Did Oracle violate the FCPA? (Tech Central)· General David Petraeus calls for the end of shell companies. (Washing...
ListenDaily Compliance News: March 11, 2019-the Wells Fargo edition from 2019-03-11T05:00
MARCH 11, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Wells Fargo and terrible corporate culture. (New York Times) · Martin Shekreli continues to run company (from pris...
ListenDaily Compliance News: March 9, 2019-the Podfest Expo edition from 2019-03-09T12:24:13
MARCH 9, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· A COI at the top is bad. (Financial Times)· There are more $100 bills than $1 bills. What does that mean for compli...
ListenDaily Compliance News: March 8, 2019-the Gulnara Karimova edition from 2019-03-08T06:00
MARCH 8, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Gulnara Karimova charged with conspiracy to commit money laundering in the whooping amount of $866MM. (FCPA Blog)· ...
ListenDaily Compliance News: March 7, 2019-the Russian Telecom edition from 2019-03-07T06:00
MARCH 7, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Russia based MTS settles FCPA violations for $850MM (FCPA Blog)· CTFT to follow DOJ lead on enforcement and SEC lea...
ListenDaily Compliance News: March 6, 2019-the Remember the Alamo edition from 2019-03-06T06:00
MARCH 6, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Huawei sues US claiming Bill of Attainder. (Zero Hedge)· The clown show ends. (New York Times)· Rule 29 ruling...
ListenDaily Compliance News: March 5, 2019-the Shell in in trouble edition from 2019-03-05T06:00
MARCH 5, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Uber’s GC is trying to clean up its mess. What about its culture? (New York Times)· Dutch authorities about to char...
ListenDaily Compliance News: March 4, 2019-the WSJ edition from 2019-03-04T06:00
MARCH 4, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Why is prosecuting bankers so hard? (Wall Street Journal)· Huawei fights back against jailed exec. (Wall Street Jou...
ListenDaily Compliance News: March 1, 2019-Lion or Lamb? edition from 2019-03-01T06:00
MARCH 1, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· What should the SEC do about Elon Musk? (Financial Times)· Israeli PM to be arrest on corruption charges. (New York...
ListenDaily Compliance News: February 28, 2019-the farewell to February edition from 2019-02-28T06:00
FEBRUARY 28, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Bio-Rad GC retains most of his whistleblower award. (San Francisco Chronicle) · Judge orders Musk to explain tw...
ListenDaily Compliance News: February 27, 2019-the CITGO in more trouble edition from 2019-02-27T06:00
FEBRUARY 27, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· CITGO sued for retaliation in Houston. (Houston Chronicle)· SEC says Elon Musk in contempt. (Wall Street Journa...
ListenDaily Compliance News: February 26, 2019-the No War is Won edition from 2019-02-26T06:00
FEBRUARY 26, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· UBS demonstrates why banks should never to trial. (Bloomberg)· Both Vale and its inspectors knew of the dangero...
ListenDaily Compliance News: February 25, 2019-the risk management edition from 2019-02-25T06:00
FEBRUARY 25, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Does power corrupt or just expose your character? (Washington Post)· Risk management has been around since Baby...
ListenDaily Compliance News: February 22, 2019-the farewell to UK edition from 2019-02-22T09:57:08
FEBRUARY 22, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· The table comes to Zuckerberg. (BBC)· When is your value chain in jeopardy? (The Telegraph)· When is your ...
ListenDaily Compliance News: February 21, 2019-the Lex edition from 2019-02-21T06:00
FEBRUARY 21, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· HSBC is still compliance challenged? (Financial Times)· Manolete takes a bow. (Financial Times)· What does...
ListenDaily Compliance News: February 20, 2019-the still in London edition from 2019-02-20T06:00
FEBRUARY 20, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· What does the fraying of Atlanticism mean for compliance? (Financial Times)· Telia execs walks free on Uzbekist...
ListenDaily Compliance News: February 19, 2019-the Financial Times edition from 2019-02-19T06:00
FEBRUARY 19, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· How green are you and your supply chain? (Financial Times)· How will a no deal Brexit negatively impact crime f...
ListenDaily Compliance News: February 18, 2019-the London Times edition from 2019-02-18T09:13:17
FEBRUARY 18, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· How much reputational damage with PwC take? (The London Times)· PwC audit leads to potential criminal charges. ...
ListenDaily Compliance News: February 15, 2019-the coming home edition from 2019-02-15T06:00
FEBRUARY 15, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Disgraced former Goldman Sachs MD Roger Ng to waive extradition and come to US to stand trial? (New York Times)· ...
ListenDaily Compliance News: February 14, 2019-the Valentine’s Day edition from 2019-02-14T06:00
FEBRUARY 14, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Did KPMG game the audit oversight system? (Bloomberg)· Is your dog microchipped? How about you? (Compliance and...
ListenDaily Compliance News: February 13, 2019-the Batman edition from 2019-02-13T06:00
FEBRUARY 13, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Ole Miss Vacates 33 Wins After NCAA Violations. (Sports Illustrated)· Hawaii businessman pleads guilty to FCPA ...
ListenDaily Compliance News: February 12, 2019-the Big Headache for AB edition from 2019-02-12T06:00
FEBRUARY 12, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Ex-Malaysia PM trial delayed. (The Straits Times)· Big Four accountants push back against breakup proposals. (C...
ListenDaily Compliance News: February 11, 2019-the Venezuela in turmoil edition from 2019-02-11T06:00
FEBRUARY 11, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Why it’s important that PdVSA money go into a trust? (Wall Street Journal)· The Scorpions reappear in South Afr...
ListenDaily Compliance News: February 8, 2019-the what’s your password edition from 2019-02-08T15:05:28
FEBRUARY 8, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Former Petrofac Unit Executive Pleads Guilty to Bribery. (Wall Street Journal)· More trouble for Danske bank. (W...
ListenDaily Compliance News: February 7, 2019-the stupid is as stupid does edition from 2019-02-07T06:00
FEBRUARY 7, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Stupid CEO remarks=new activist investor on Board. The Papa John saga continues. (Wall Street Journal)· Reportin...
ListenDaily Compliance News: February 6, 2019-the send in the clowns edition from 2019-02-06T06:00
FEBRUARY 6, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Send in the clowns. The NCAA investigates Sean Miller and Arizona (Sports Illustrated)· Will Australian report o...
ListenDaily Compliance News: February 5, 2019-the Monty Python edition from 2019-02-05T06:00
FEBRUARY 5, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Now monitorships based upon political loyalty. (National Review)· Bangladesh sues of bank heist. (Wall Street Jo...
ListenDaily Compliance News: February 4, 2019-the Champion’s edition from 2019-02-04T11:31:59
FEBRUARY 4, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Goldman Sachs institutes a clawback provision for exec involved with 1 MDB (New York Times)· What is bad press? ...
ListenDaily Compliance News: February 2, 2019-the Groundhog’s Day edition from 2019-02-02T13:57:26
FEBRUARY 2, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Venezuela is moving towards a divided government. What does it mean for businesses? (Financial Times)· What is m...
ListenDaily Compliance News: February 1, 2019-the I can’t believe its February already edition from 2019-02-01T06:00
FEBRUARY 1, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Things get worse for PG&E as federal judge slams company. (Wall Street Journal)· What is due diligence? Foxxconn...
ListenDaily Compliance News: January 31, 2019-the scam season edition from 2019-01-31T06:00
JANUARY 31, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Defamation suit under based upon allegations of FCPA violations is dismissed. (Global Investigation Review)· Why...
ListenDaily Compliance News: January 30, 2019-the new charges and new sanctions edition from 2019-01-30T06:00
JANUARY 30, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· US levels new charges at Huawei. (Wall Street Journal)· US slaps sanctions on PdVSA. (Wall Street Journal)· ...
ListenDaily Compliance News: January 29, 2019-the 1MDB and Nissan investigations expand edition from 2019-01-29T06:00
JANUARY 29, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Did bribery pave the way for the opioid crisis? (ABC News)· SEC open investigation into Nissan over Carlos Ghosn...
ListenDaily Compliance News: January 28, 2019, the rooftop edition from 2019-01-28T06:00
JANUARY 28, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Why the Beatle rooftop (and final) concert still resonate? (Financial Times)· Has #MeToomade men afraid to mento...
ListenDaily Compliance News: January 26, 2019-the Shutdown ends edition from 2019-01-26T15:08:11
JANUARY 26, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· What happens when fired CEO is asked to repay expenses? (Wall Street Journal)· Is Davos elite out to kill compli...
ListenDaily Compliance News: January 25, 2019-the Damasian moment edition from 2019-01-25T06:00
JANUARY 25, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Renault (finally) replaces Ghosn. (New York Times)· South African President vows to clean up graft. (New York Ti...
ListenDaily Compliance News: January 24, 2019-the Golden Visa edition from 2019-01-24T06:00
JANUARY 24, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Oversight in EU ‘golden visa’ programs missing. (Wall Street Journal)· Waters says she’ll investigate Mick Mulva...
ListenDaily Compliance News: January 23, 2019-the horsemeat trial edition from 2019-01-23T06:00
JANUARY 23, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Horsemeat scandal opens in France. (BBC)· Theranos whistleblowers speak for transparency. (The Stanford Daily)· ...
ListenDaily Compliance News: January 22, 2019-the integrity of the game edition from 2019-01-22T06:00
JANUARY 22, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Google is fine $57 MM for GDPR violations by French regulators. (Washington Post) · OECD to evaluate Ireland’s a...
ListenDaily Compliance News: January 21, 2019-the MLK edition from 2019-01-21T06:00
JANUARY 21, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Meg Whitman sits down for Lunch with the FT. (Financial Times)· Trump continued to negotiate for hotel in Moscow...
ListenDaily Compliance News: January 18, 2019-the I’m sorry, you’re sorry edition from 2019-01-18T06:00
JANUARY 18, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Satish Udpa named new MSU Interim President as former Interim President John Engler resigns before he was fired. (New...
ListenDaily Compliance News: January 17, 2019-the drugs can kill edition from 2019-01-17T06:00
JANUARY 17, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· MSU Interim President in (more) deep water. (ESPN)· SEC gets hacked. (CNBC)· I am not a crook, er spy. Hua...
ListenDaily Compliance News: January 16, 2019-the $100 MM bribe edition from 2019-01-16T06:00
JANUARY 16, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Deutsche Bank launches yet another internal AML probe. (Financial Times)· How to keep your head up in an office ...
ListenDaily Compliance News: January 15, 2019-a very bad day for PG&E edition from 2019-01-15T06:00
JANUARY 15, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· PG&E faces collapse. (Wall Street Journal)· PG&E CEO resigns. (Wall Street Journal)· PG&E announces it wil...
ListenDaily Compliance News: January 14, 2019-the 2020 Olympic corruption edition from 2019-01-14T06:00
In today’s edition of Daily Compliance News: · Boeing probed by SEC. (Seattle Times)· Ghosn faces more woes. (New York Times)· Sloan Kettering cuts back on industry ties. (New York ...
ListenDaily Compliance News: January 11, 2019-the Bad Money edition from 2019-01-11T06:00
JANUARY 11, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· When is the color of your money B-A-D? (Wall Street Journal)· Think CEOs aren’t involving in kickbacks? Think ag...
ListenDaily Compliance News: January 10, 2019-the Board OK’d it edition from 2019-01-10T06:00
JANUARY 10, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· No mooncakes for you this year. (BNA)· Carlos Ghosn says Nissan Board approved his conflicts of interest, unethi...
ListenDaily Compliance News: January 9, 2019-the SODDIT edition from 2019-01-09T06:00
JANUARY 9, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Peru AG who tried to scuttle Odebrecht corruption investigation forced to resign. (Reuters)· Carlos Ghosn say SOD...
ListenDaily Compliance News: January 8, 2019-the getting a raise edition from 2019-01-08T06:00
JANUARY 8, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· You thought “The Wolf of Wall Street” was bad? Leonard DiCaprio testifies to Grand Jury on 1MDB corruption scandal. (T...
ListenDaily Compliance News: January 7, 2019-the COI edition from 2019-01-07T06:00
JANUARY 7, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Carlos Ghosn scheduled to a court appearance in Tokyo on Tuesday. What could go wrong? (New York Times)· PG&E to ...
ListenDaily Compliance News: January 4, 2019-the ‘Just Kidding’ edition from 2019-01-04T06:00
JANUARY 4, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Peru AG reverses course on derailing Odebrecht investigation. (Reuters)· Do you have a succession plan? (Wall Str...
ListenDaily Compliance News: January 3, 2019-the All Things Must Pass edition from 2019-01-03T06:00
JANUARY 3, 2019 BY TOM FOX In today’s edition of Daily Compliance News:Peru AG kills Odebrecht investigation. (New York Times)How the Dallas Mavericks responded to their #MeToo moment. (Bloomberg)...
ListenDaily Compliance News: January 2, 2019-Sugar Bowl champs edition from 2019-01-02T11:35:47
JANUARY 2, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Is Facebook facing a reckoning? (Financial Times)· Can nudges make your workplace better. (New York Times) · ...
ListenDaily Compliance News: January 1, 2019-Welcome to the New Year edition from 2019-01-01T06:00
JANUARY 1, 2019 BY TOM FOX In today’s edition of Daily Compliance News:· Data abuses abound but will the FTC take action? (New York Times)· Never good to be on the front page of the NYT ...
ListenDaily Compliance News: December 31, 2018-the farewell to 2018 edition from 2018-12-31T06:00
DECEMBER 31, 2018 BY TOM FOX In today’s edition of Daily Compliance News:Larry Ellison joins the Tesla board. What could go wrong? (Wall Street Journal)The rise and fall of Carlos Ghosn. (New York...
ListenDaily Compliance News: December 28, 2018-the Trek across the Pole edition from 2018-12-28T10:53:41
DECEMBER 28, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Polycom receives declination with disgorgement in FCPA enforcement action. (FCPA Blog)· ISIS has $400MM to spen...
ListenDaily Compliance News: December 27, 2018-Betting in Tennis edition from 2018-12-27T06:00
DECEMBER 27, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· India getting more foreign investment monies. Is your compliance program ready? (Wall Street Journal)· How clos...
ListenDaily Compliance News: December 26, 2018-The Boxing Day edition from 2018-12-26T06:00
DECEMBER 26, 2018 BY TOM FOX In today’s edition of Daily Compliance News:How did the Gupta family capture the South African government? (New York Times)How did GE burn out? ( Wall Street Journal)G...
ListenDaily Compliance News: December 24, 2018-The Christmas Eve edition from 2018-12-24T12:02:19
DECEMBER 24, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Want teamwork, think of Shackleton? (Financial Times)· The Big Story profiles Tim Leissner. (Financial Times)· ...
ListenDaily Compliance News: December 21, 2018-What is sophisticated corruption ? from 2018-12-21T19:34:49
DECEMBER 21, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· What is ‘sophisticated corruption’? (FCPA Blog)· Rivals beating up SNC-Lavalin for the corruption. (Bloomberg)·...
ListenDaily Compliance News: December 20, 2018-What is a wolf culture? from 2018-12-20T11:31:36
DECEMBER 20, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Barclays fined $15MM by NY-DFS for attempted whistleblower unmasking. (Wall Street Journal)· CBS on hook for Mo...
ListenDaily Compliance News: December 19, 2018-Will the Moonves family get presents this year? from 2018-12-19T06:00
DECEMBER 19, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· CBS will not pay Les Moonves $120MM in severance. (BBC)· UBS draws $15MM fine for AML violations. (Wall Street ...
ListenDaily Compliance News: December 18, 2018-Goldman Criminally Indicted over 1MDB from 2018-12-18T06:00
DECEMBER 18, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Goldman Sachs criminally indicted in Malaysia. (Wall Street Journal)· Facebook has another breach, this time on...
ListenDaily Compliance News: December 17, 2018-Lying will put you on the Naughty List from 2018-12-17T06:00
DECEMBER 17, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Why was the CFO of Huawei charged with criminal conduct? She lied to HSBC. (New York Times)· Why with Michael F...
ListenDaily Compliance News: December 14, 2018-What is a COI? from 2018-12-14T06:00
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ListenDaily Compliance News: December 13, 2018-Bribes of $1 Illegal in Singapore from 2018-12-13T06:00
DECEMBER 13, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· What is your investigation protocol? What will the NFL do? (Sports Illustrated)· OECD finds fewer penalties lev...
ListenDaily Compliance News: December 12, 2018-CBS Worried (and its not a good worry) from 2018-12-12T06:00
DECEMBER 12, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· CBS Corp more concerned that internal investigation leaked than substance of the report. (Wall Street Journal)· ...
ListenDaily Compliance News: December 11, 2018-Shopping for Christmas? from 2018-12-11T06:00
DECEMBER 11, 2018 BY TOM FOX In today’s edition of Daily Compliance News:Two British banks ensnared in Huawei scandal. (Wall Street Journal)How exposed is Goldman Sachs in the 1MDB scandal? (New Y...
ListenDaily Compliance News: December 10, 2018-Send in the Clowns from 2018-12-10T06:00
DECEMBER 10, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· China threatens Canada over Huawei arrest. (Wall Street Journal)· Huawei accused of fraud in indictment. (New Y...
ListenDaily Compliance News: December 7, 2018-Better Late Than Never from 2018-12-07T06:00
DECEMBER 7, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· US has Canada arrest Huawei CFO. Markets roiled. (New York Times)· Some 5 years after scandal broke, Wells Fargo...
ListenDaily Compliance News: December 6, 2018, How Bad is Bad-Very Bad from 2018-12-06T06:00
What are some of the top compliance and corruption stories of December 6, 2018? Sit back with a cup of coffee and join Tom Fox, the Compliance Evangelist and listen in on the Daily Compliance News....
ListenDaily Compliance News: December 5, 2018-Does the NFL Even Care? from 2018-12-05T06:00
DECEMBER 5, 2018 BY TOM FOX In today’s edition of Daily Compliance News:Is ‘forced hugging’ sexual harassment? (Washington Post)Is the NFL simply incompetent or does it intentionally ignore eviden...
ListenDaily Compliance News: December 4, 2018-More Bad on 1MDB from 2018-12-04T06:00
DECEMBER 4, 2018 BY TOM FOX In today’s edition of Daily Compliance News:· Goldman Sachs says it will use monitoring for high-risk transactions. (Financial Times)· Did Marriott meet the S...
ListenDaily Compliance News: December 3, 2018-Autonomy CEO Indicted from 2018-12-03T06:00
In today’s edition of Daily Compliance News:Former Autonomy CEO indicted in US over HP deal. (The Guardian)Marriott hit with huge data breach.(Wall Street Journal)Former Nissan CEO jail time extend...
ListenDaily Compliance News: November 7 from 2018-11-07T05:00
What were some of the day's top compliance and corruption stories? Find out on the Daily Compliance News. Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenDaily Compliance News, November 5, 2018 from 2018-11-05T05:00
The top compliance and ethics stories for November 5, 2018. Learn more about your ad choices. Visit megaphone.fm/adchoices
ListenDaily Compliance News: November 2, 2018 from 2018-11-02T04:00
In today’s edition of Daily Compliance News: Maryland football coach DJ Durkin fired one day after Systems Board of Regents reinstated him. (New York Times)Big news in the 1MDB scandal. Tim Leissne...
ListenDaily Compliance News: November 2, 2018 from 2018-11-02T04:00
In today’s edition of Daily Compliance News: Maryland football coach DJ Durkin fired one day after Systems Board of Regents reinstated him. (New York Times)Big news in the 1MDB scandal. Tim Leissne...
ListenDaily Compliance News: November 2, 2018 from 2018-11-02T04:00
In today’s edition of Daily Compliance News: Maryland football coach DJ Durkin fired one day after Systems Board of Regents reinstated him. (New York Times)Big news in the 1MDB scandal. Tim Leissne...
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