Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI Alignment - a podcast by ALM

from 2020-06-26T20:59:54

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In episode No. 18 of ThinkAdvisor's Human Capital podcast, we talk with the former assistant secretary of the Labor Department’s EBSA during the Obama administration.

Listen in as Borzi also talks about the current political turmoil surrounding SEC Chairman Jay Clayton, as well as the trouble spots the SEC faces in enforcing Reg BI, which takes effect on June 30. A vocal critic of Reg BI, Borzi says implementation of the rule will be critical as it “leaves a lot of ambiguity.”

Further episodes of Human Capital with Melanie Waddell

Further podcasts by ALM

Website of ALM