Podcasts by Regulation Tomorrow Podcast
If you want to stay up to date on the latest developments in the world of financial services risk and regulation, the Regulation Tomorrow podcast is for you. Each month, Norton Rose Fulbright's team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the evolving and increasingly complex global financial services regulatory environment.
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Regulation Tomorrow Plus: DE&I series “Data protection” from 2023-11-30T11:41:56
In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation paper on diversity and inclusion
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Decisions Decoded: Lessons from enforcement in relation to cyber incidents from 2023-11-23T11:07:08
Last month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the U...
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Regulation Tomorrow Plus: EMEA regulatory insights series – Australia from 2023-11-22T11:24:27
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this third episode James Morris from...
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Decisions Decoded: Key takeaways from the latest AML enforcement decision from 2023-11-09T14:17:05
This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pl...
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Regulation Tomorrow Plus: HMT final proposals for UK cryptoasset regulation from 2023-11-08T12:28:53
On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, comprising two responses to consultations and a p...
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Regulation Tomorrow Plus: Consumer Duty and ESG from 2023-10-27T10:14:03
In our latest Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss the Consumer Duty and ESG.
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Regulation Tomorrow Plus: EMEA regulatory insights series – UAE from 2023-10-25T09:33:46
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this second episode Matthew Shanahan...
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Regulation Tomorrow Plus: DE&I series ‘D&I and individual accountability’ from 2023-10-24T15:58:17
In the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and inclusion and individual accountability.
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Regulation Tomorrow Plus: DE&I series ‘What should firms be doing now?’ from 2023-10-20T16:31:03
In the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing in light of the FCA and PRA consultation papers on diversity and inclusion.
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Financial services regulation and ESG: Regulation Around the World from 2023-10-17T08:15:59
In our latest edition of Regulation Around the World, our financial services lawyers and risk consulting team from the United Kingdom, Singapore, the Netherlands and the UAE discuss the latest fina...
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Regulation Tomorrow Plus – DE&I series ‘The regulators recent consultations: the key requirements’ from 2023-10-10T12:12:38
In the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah McAslan-Schaaf provide an overview of the recent FCA and PRA consultation papers on diversity and inclusion.
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Regulation Tomorrow: Split the difference - Post Brexit landscape and equivalence from 2023-10-05T14:38:07
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Me...
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Regulation Tomorrow: The Consumer Duty and our new Pathfinder tool from 2023-09-28T12:12:30
In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pa...
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Regulation Tomorrow Plus: FCA policy statement on the new financial promotions gateway (PS23/13) from 2023-09-25T10:27:05
On 12 September 2023, the FCA published policy statement PS23/13 on the new regulatory gateway for firms that approve financial promotions. In this latest Regulation Tomorrow Plus podcast, Hannah M...
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Regulation Tomorrow Plus: EMEA regulatory insights series - Netherlands from 2023-09-20T09:31:35
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this first episode Floortje Nagelker...
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Regulation Tomorrow Plus: Access to cash from 2023-09-19T11:21:04
The Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of “seeking to ensure reasonable provision of cash access services in the ...
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Regulation Tomorrow Plus: Firms’ obligations to record and retain communications under UK REMIT from 2023-09-19T11:20
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to the...
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Regulation Tomorrow Plus: FCA portfolio letter to principal trading firms from 2023-08-31T10:54:58
On 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy for supervising these firms. In this latest Regulati...
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Regulation Tomorrow Plus: Culture – recent developments and practical steps from 2023-08-31T09:35:02
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent re...
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Split the difference: Consolidated Tape from 2023-08-23T10:48:07
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Me...
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Split the Difference: Regulatory approach to branches from 2023-07-28T15:59:01
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Floortje Nagel...
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Regulation Tomorrow Plus – Mansion House speech: Key takeaways from 2023-07-17T15:45:48
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, w...
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PRA consultation on solvent exit planning for non-systemic banks and building societies (CP10/23) from 2023-07-14T09:20:50
On 28 June 2023, the Prudential Regulation Authority (PRA) published Consultation Paper 10/23 setting out proposals for non-systemic banks and building societies in the UK to prepare, as part of th...
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Recovery and resolution: Regulation Around the World from 2023-07-07T10:24:32
In our latest edition of Regulation Around the World, our financial services lawyers and government relations team from the United States, Brussels and the United Kingdom discuss the latest regulat...
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Regulation Tomorrow Plus – FCA Policy Statement on cryptoasset financial promotions from 2023-06-16T09:19:01
On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK...
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Split The Difference: Markets in EU and UK – equity secondary markets from 2023-06-08T13:00:07
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelker...
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Regulation Tomorrow Plus: ESG insight series from 2023-06-01T10:05:58
In the second of our financial services ESG insight series, Haney Saadah covers three recent Regulation Tomorrow blogs that caught his eye: the Bank of England report on climate-related risks and ...
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MoU establishing a framework for EU/UK financial services regulatory cooperation from 2023-05-25T15:14:39
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperat...
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Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement from 2023-05-22T15:57:31
In our latest RT Plus Podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Counsel Joe Smallshaw and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcem...
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Regulation Tomorrow: Asset Management series - The role of depositaries from 2023-05-15T14:12:20
In the third in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss the role of depositaries in t...
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Regulation Tomorrow: Asset Management series - The role of host AFMs and appointed representatives from 2023-05-09T10:43:39
In the second in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss potential reforms to the way...
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Split the difference podcast: Markets in EU and UK – Recent and upcoming changes to EMIR from 2023-04-24T09:09:42
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Floortje Nagelkerke, Hannah Meakin, Anna Carrier,...
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Regulation Tomorrow: Asset Management series - Macro-themes from FCA discussion paper DP23/2 from 2023-04-18T09:33:14
In the first in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss some of the macro-th...
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Regulation Tomorrow: Edinburgh Reforms – The Government’s plan to revoke the PRIIPs Regulation from 2023-04-13T12:54:41
In this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revoke the PRIIPs Regulation and UK retain disclosure ...
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New Regulation Tomorrow podcast – Edinburgh Reforms Series: SMCR from 2023-04-04T10:38:44
In our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, which is to conduct a review of the UK’s Senior ...
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Regulation Tomorrow Plus: ESG insight series – what are we seeing in the market? from 2023-03-23T13:41:45
In the first of our financial services ESG insight series, Haney Saadah discusses what he is seeing in the market and some of the key ESG pressure points from a regulatory perspective.
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Beneficial ownership registers: Regulation Around the World from 2023-03-14T17:23:19
In our latest edition of Regulation Around the World, our financial services lawyers from the United States, Australia and the Netherlands discuss the latest regulatory developments concerning bene...
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Split the difference: Markets in EU and UK – Cryptoassets from 2023-03-08T11:56:33
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Albert Weatherill, Floortje Nagelk...
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Regulation Tomorrow plus podcast – HM Treasury final consultation on the regulation of BNPL products from 2023-02-21T09:48:38
In this podcast, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s final consultation on the proposed legislative changes to bring currently unregulated buy-now-pay-later products into scop...
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Regulation Tomorrow: Split the difference: Markets in EU and UK – The trading venue perimeter from 2023-02-09T11:46:41
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier d...
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RT Plus – HM Treasury consults on the UK’s financial services regime for cryptoassets from 2023-02-08T17:39:42
On 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. It also issued a policy statement on its approach to the regulation of cryptoass...
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Regulation Tomorrow - The Consumer Duty series: FCA review of firms’ implementation plans from 2023-02-03T14:03:47
In this episode, Matthew Gregory and Simon Lovegrove discuss the FCA’s findings following its review of larger fixed firms’ Consumer Duty implementation plans. In particular, they consider the goo...
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The Edinburgh Reforms: What do they mean for markets? from 2023-01-26T16:28:55
In our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.
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Split the difference: Markets in EU and UK – what we should be expecting and hoping to see in 2023 from 2023-01-17T13:27:32
In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah Meakin, Anna Carrier and Floortje Nagelkerke p...
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Regulation Tomorrow Plus – Cost of living: Economic crime&takeaways for financial services firms from 2022-12-22T17:01:53
In this episode of RT Plus, Haney Saadah, Head of Risk Consulting for EMEA, and Risk Advisory Executive Fiona Burke discuss some practical considerations for UK financial services firms in light of...
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Regulation Tomorrow Plus – FCA Consults On New Core Investment Advice Regime from 2022-12-16T16:00:06
In this episode of RT Plus, Matthew Gregory and Simon Lovegrove cover some of the key points in the FCA’s recent consultation for a new core investment advice regime.
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Regulation Tomorrow Plus - UK 2022 wrap up from 2022-12-16T14:37:20
In this episode, our London Financial Services&Regulation partners reflect on some of the key UK regulatory themes from the past year and what we expect to come down the track in 2023.
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Regulation Around The World - Buy Now Pay Later from 2022-12-13T12:04:56
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, and Australia cover the latest regulatory developments concerning buy n...
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Regulation Tomorrow - Global Financial Services Conduct Stream - Cross Border Funds Distribution from 2022-12-12T17:10:17
In the second in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, Hong Kong, Luxembourg, Germany, United Kingdom and the United State...
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RT Plus – Edinburgh Reforms: Initial takeaways from 2022-12-09T14:40:47
On 9 December 2022, HM Treasury announced a series of proposals to amend the existing financial services regulatory framework in the UK, referred to as the “Edinburgh Reforms”. In this episode, Jon...
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Regulation Tomorrow Plus - FS&M Bill sound bytes from 2022-11-23T13:25:30
In this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst provides a general update on the Bill following its passage through the Committee Stage.
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Regulation Tomorrow Plus – The importance of terminology and the “S” and “G” parts of ESG from 2022-11-23T13:20:57
In this episode of RT Plus on ESG, Haney Saadah touches on the FCA’s recent consultation paper on sustainability disclosure requirements. He also looks the importance of terminology and why the “S”...
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RT Plus: The Consumer Duty Series: Post-Implementation Plan approval: Key issues for firms from 2022-11-03T12:50
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need...
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Regulation Around The World - Operational Resilience from 2022-10-06T14:57:06
In our latest edition of Regulation Around the World, members from our global financial services team consider the latest regulatory developments concerning operational resilience in the UK, EU and...
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Global regulation and conduct series- Rising costs of living, vulnerable customers and consumer duty from 2022-09-21T12:27:23
In the first in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, United Kingdom and the United States cover the rising cost of living...
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RT Plus - Politics Of The Bill from 2022-09-02T15:32:28
In this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst and Glenn Hall cover the politics behind the Bill
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RT Plus - The Consumer Duty Series: Implementation planning from 2022-08-26T11:53:07
In this episode, Jonathan Herbst, Matthew Gregory and Iain Hawthorn focus on the fast-approaching 31st October deadline for firms’ management bodies to have approved the implementation plan for the...
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RT Plus – 2022 UK Financial Services and Markets Bill – EU retained law from 2022-08-25T12:48:02
In the latest episode of our Regulation Tomorrow Plus series covering the Financial Services and Markets Bill, Simon Lovegrove and Emily Stone take a closer look at the provisions on EU retained law.
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RT Plus – ESG: Key regulatory risks in the UK and US and practical steps to manage them from 2022-08-22T09:39:24
In our next episode of RT Plus, Katie Stephen, Co-Head of our Contentious Financial Services Group in London, and Celia Cohen, Co-Head of Financial Institutions in the United States, discuss the ke...
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RT Plus – 2022 UK Financial Services and Markets Bill – The provisions on financial promotion from 2022-08-16T08:46:34
In our latest episode of RT Plus, Hannah Meakin and Matthew Gregory take a closer look at the provisions on financial promotion in the UK Government’s Financial Services and Markets Bill.
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RT Plus – Beyond Sanctions – Key updates from 2022-08-09T08:27:16
In our sixth episode of our Beyond Sanctions series, David Harris, Co-Head of our Contentious Financial Services Group in London, discusses some recent developments in the sanctions landscape for r...
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RT Plus – 2022 UK Financial Services and Markets Bill – Key highlights from 2022-08-08T13:12:35
In our latest episode of RT Plus, Jonathan Herbst and Hannah Meakin provide a high-level overview of the UK Government’s Financial Services and Markets Bill which was introduced on the 20 July 2022.
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RT Plus – 2022 UK Financial Services and Markets Bill – A focus on critical third parties from 2022-08-03T09:52:10
In our latest episode of RT Plus, we explore the UK Government’s recently announced Financial Services and Markets Bill which was introduced on the 20 July 2022. Jonathan Herbst, Hannah Meakin and ...
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RT Plus - The Consumer Duty Series: Key takeaways from the FCA’s policy statement from 2022-08-01T10:19:55
In the latest episode of our Consumer Duty series, Joe Bamford and Iain Hawthorn unpack the key takeaways from the FCA’s policy statement and finalised non-handbook guidance published on 27 July 20...
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RT Plus - The Consumer Duty Series: Monitoring and governance requirements from 2022-07-26T11:50:35
In our third episode of our series focusing on the FCA’s new Consumer Duty, Joe Bamford and Iain Hawthorn discuss the importance of monitoring and testing and some practical considerations for firm...
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RT Plus - The Consumer Duty Series: The consumer understanding outcome from 2022-07-21T12:06:56
In our second episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Iain Hawthorn who explore the consumer understanding outcome, what it hopes to achieve and som...
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Regulation Tomorrow Plus – HM Treasury’s proposals for buy now pay later from 2022-06-30T12:42:09
HM Treasury has published its response to last November’s consultation on bringing buy now pay later businesses within scope of regulation from the Financial Conduct Authority. In this Regulation T...
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Regulation Around the World – Anti-money laundering from 2022-06-22T10:42:20
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Europe and Singapore cover the latest regulatory developments concernin...
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RT Plus - Beyond Sanctions – Enforcement from 2022-05-30T09:21:39
In the latest episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss some recent developments regarding sanc...
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RT - Australia financial services monthly wrap up - April from 2022-05-20T15:22:14
The first instalment in our new series, Australia financial services monthly wrap up, is available now to stream and download. In this episode Jon Ireland, Ray Giblett and Timothy Chan discuss some...
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Regulation Around The World - Beyond Sanctions from 2022-05-17T11:02:18
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Luxembourg and Singapore cover some of the latest regulatory developmen...
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RT Plus - The Consumer Duty series: Impact on the distribution chain from 2022-05-12T11:57:32
In the first episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Haney Saadah and Joe Bamford who consider some of the practical issues which firms across the d...
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RT Plus – HMT response on the UK regulatory approach to cryptoassets, stablecoins and DLT from 2022-04-13T10:39:27
In this episode of RT Plus, Albert Weatherill and Hannah Meakin discuss HM Treasury’s recent response to its earlier consultation and call for evidence on the UK regulatory approach to cryptoassets...
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RT Plus – Beyond Sanctions – Cyber resilience from 2022-04-12T13:22:49
In this next instalment of our Beyond Sanctions series, Haney Saadah and Steve Hadwin discuss the FCA’s recent announcement concerning cyber security in light of the events in Ukraine and what boar...
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RT Plus - Evolution and Divergence: Markets in the EU and UK (Trading venues) from 2022-03-28T12:00:39
This episode of RT Plus is the latest in our Evolution and Divergence series looking at the emerging differences between the EU and UK in the markets space. In this episode, financial services part...
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RT Plus – Beyond Sanctions – Sanctions and governance insights from 2022-03-23T10:52:34
In this episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss their sanctions and governance insights from ...
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Regulation Around the World - Horizon scanning from 2022-03-16T15:41:40
In this month's podcast we take a look at what is coming ahead in a horizon scanning episode. We hear from Steven Howard in the US, who discusses the new regulation around private investment funds;...
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RT Plus – Beyond Sanctions - Market manipulation from 2022-03-16T10:14:37
In this next instalment of our Beyond Sanctions series, Katie Stephen and Joe Smallshaw discuss examples of market manipulation, red flags for firms and practical steps firms can be taking now to h...
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RT Plus - Beyond Sanctions - Market conduct and the Economic Crime Bill from 2022-03-08T15:43:22
In the first instalment of our Beyond Sanctions series, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments in Ukraine and the UK’s Economic Crime Bill.
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RT Plus - CP22/2 Strengthening financial promotion rules for high risk investments from 2022-02-24T14:05:32
In this episode of RT Plus, Jonathan Herbst and Hannah Meakin discuss the FCA's consultation paper, CP22/2, Strengthening our financial promotion rules for high risk investments, including cryptoas...
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RT Plus - Crypto Advertising from 2022-02-21T11:31:02
In this episode of RT Plus, Hannah Meakin and Albert Weatherill from the financial services team meet with Verity Quartermain, a specialist in technology disputes, to discuss the advertising of cry...
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Regulation Around the World - Crypto-asset regulation from 2022-02-15T12:05:07
In the first of our Global podcasts - Regulation Around the World - we will take a look at how crypto assets are regulated in various jurisdictions around the globe. We hear from Etelka Bogardi in ...
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RT Plus - In conversation with PSR Head of Legal, Carole Begent from 2022-02-07T12:20:10
In this special episode of RT Plus we are delighted to be joined by the Payment Systems Regulator's Head of Legal, Carole Begent. We discuss the recent PSR investigation into cartels, the card acqu...
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RT Plus - PS 21/16 on issuing statutory notices: a new approach to decision makers from 2022-01-13T16:00:31
In this episode of RT Plus, Katie Stephen, Co-Head of the Contentious Financial Services Group in London, is joined by Rebecca Dulieu, Senior Associate, to discuss the FCA's recent Policy Statement...
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RT Plus - UK IFPR Series: ICARA from 2021-12-23T12:27:13
Compliance Manager, Victoria Pridmore, returns to explain what the ICARA process is and what firms should be doing to meet the requirements. She discusses the ICARA process itself, the ICARA docume...
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RT Plus - FCA authorisations in focus from 2021-12-22T10:13:53
In this special episode of RT Plus, Head of Risk Consulting for EMEA, Lisa Lee Lewis, is joined by Compliance Manager, Victoria Pridmore, to discuss the FCA's authorisation process. They look at di...
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RT Plus - UK IFPR Series: Committees from 2021-12-16T16:08:24
In this bite sized RT Plus we continue to look at the UK IFPR. In this episode, compliance specialist, Victoria Pridmore, examines the regime's requirements around committees - including when they ...
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RT Plus - UK IFPR Series: Committees from 2021-12-16T16:08:24
In this bite sized RT Plus we continue to look at the UK IFPR. In this episode, compliance specialist, Victoria Pridmore, examines the regime's requirements around committees - including when they ...
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RT Plus - The Future Regulatory Framework from 2021-12-14T14:08:28
In this special episode of RT Plus, Jonathan Herbst and Matthew Gregory are joined by UK Finance's Director of Strategy and Policy, Matthew Conway, and together they will be discussing the Treasury...
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RT Plus - UK IFPR Series: Group consolidation from 2021-12-08T15:50:57
In the latest episode in this UK IFPR Series Jonathan Herbst and Jochen Vester discuss the group consolidations requirements under the UK IFPR. They look at the factors which trigger the requiremen...
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RT Plus - Evolution and Divergence: Markets in the EU and UK (Bonds and Derivatives) from 2021-11-24T14:23:40
In the latest in our series looking at potential divergence between the EU and UK regimes in the wholesale markets space, Jonathan Herbst and Anna Carrier look at prospective changes to the bonds r...
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RT Plus - Recent U.S. Enforcement Developments from 2021-11-17T10:52:54
In this episode of RT Plus, Celia Cohen and Samuel Ramer, both partners in NRF's US practice, discuss recent U.S. enforcement developments. Drawing on a wealth of prosecutorial and in-house invest...
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RT Plus - UK IFPR Series: Commodities firms from 2021-11-10T10:24:56
In this episode of RT Plus, and the latest in our series on the UK IFPR, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of the IFPR regime to commodities firms, the releva...
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RT Plus - HMT consultation paper on regulation of Buy Now Pay Later products from 2021-10-25T12:58:48
In this latest episode we speak to Matthew Gregory and Joe Bamford about the Treasury’s consultation paper on the regulation of Buy Now Pay Later (BNPL) products. The consultation, published on Th...
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Episode 11 from 2021-10-18T13:57:03
In this episode we hear from Celia Cohen in New York who discusses privilege, particularly in the context of internal investigations; Joe Smallshaw and Catherine Pluck discuss the Frensham case and...
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RT Plus - Evolution and Divergence: Markets in the EU and UK (Equities) from 2021-10-14T13:17:01
In the second episode of this mini series, Jonathan Herbst and Anna Carrier discuss the Treasury’s proposals in respect of the equities regime, and the Commission’s proposals and intentions on the ...
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RT Plus - UK IFPR Series: The ICARA process and the new MiFIDPRU Remuneration Code from 2021-09-20T14:21:40
In this latest podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, we look at governanc...
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Episode 10 from 2021-08-26T09:30
In this episode we hear from Norton Rose Fulbright’s US Head of Fintech, Stephen Aschettino, who gives an overview of the payments landscape in the US and some of the prevailing trends in the area....
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RT Plus - Evolution and Divergence: Markets in the EU and UK (Commodities) from 2021-08-25T10:58:15
The first episode in a new RT Plus mini-series, Evolution and Divergence: Markets in the EU and UK, is available now to stream and download. This podcast is the first in a series of five podcasts c...
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RT Plus - The PRA’s approach to branch and subsidiary supervision - PS19/21 from 2021-08-24T09:14:54
In this episode Jonathan Herbst and Matthew Gregory discuss policy statement PS19/21 which sets out the PRA's approach to branch and subsidiary supervision.
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RT Plus – UK IFPR series: Own funds requirements, fixed overheads requirements, K-AUM and K-COH from 2021-08-23T10:00:37
In the latest episode of our mini-series on the UK Investment Firm Prudential Regime (or UK IFPR) we look at own funds requirements, fixed overheads requirements, and the K-factors for Assets Under...
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RT Plus - UK IFPR series: An introduction to UK IFPR and its application to different types of firm from 2021-08-16T16:57:59
The first podcast in our new mini-series focusing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, provides an introduction t...
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RT Plus - The Treasury's Wholesale Markets Review: A first look from 2021-07-19T11:03:58
In this episode of RT Plus Jonathan Herbst and Hannah Meakin take a first look at the recent Wholesale Markets Review as published by the Treasury. This podcast takes an initial look at the key iss...
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RT Plus - FCA takes action against Binance from 2021-06-30T16:02:08
In this episode of RT Plus we speak to Albert Weatherill about the action taken by the FCA against the crypto trading firm, Binance. Albert looks at the FCA's actions this week and examines what th...
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RT Plus - Avoiding common pitfalls around market disclosure from 2021-06-28T15:54:58
In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries from the regulator regarding market disclosures, inc...
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RT Plus - Avoiding common pitfalls around market disclosure from 2021-06-28T15:54:58
In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries from the regulator regarding market disclosures, inc...
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RT Plus - FCA DP21/1: Strengthening our financial promotion rules from 2021-06-03T16:07:50
In this latest RT Plus podcast Simon Lovegrove, Peter Snowdon and Matthew Gregory discuss the FCA’s recent discussion paper setting out proposals to change the financial promotion rules for high-ri...
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RT Plus - Randell's recent speech on outcomes based regulation from 2021-05-27T10:18:49
In this episode of RT Plus we hear from Peter Snowdon, Imogen Garner, John Coley and Matthew Gregory as they discuss the recent speech given by FCA Chairman, Charles Randell, on outcomes based regu...
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RT Plus - CP 21/13: The new Consumer Duty from 2021-05-25T09:52:37
In this episode of RT Plus, Peter Snowdon and Matthew Gregory speak to Simon Lovegrove about the recent FCA consultation paper, CP21/13, on proposals for a new Consumer Duty in financial services.
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RT Plus - CP21/9: Changes to UK MIFID's conduct and organisational requirements from 2021-05-11T10:15:58
In this episode of RT Plus, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA's recent consultation paper, CP21/9, which is proposing changes to UK MIFID's conduct a...
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RT Plus - Spotlight on Product Governance from 2021-04-23T13:14:19
In this episode of RT Plus, we shine a spotlight on product governance. The FCA recently published a review into product governance under MiFiD 2, giving some wide ranging recommendations to author...
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RT Plus - Spotlight on Product Governance from 2021-04-23T13:14:19
In this episode of RT Plus, we shine a spotlight on product governance. The FCA recently published a review into product governance under MiFiD 2, giving some wide ranging recommendations to author...
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RT Plus - The FCA's whistleblowing publications from 2021-03-26T13:11:30
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week's whistleblowing publications by the FCA and what this might mean for financial services firm. This...
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RT Plus - The FCA's whistleblowing publications from 2021-03-26T13:11:30
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week's whistleblowing publications by the FCA and what this might mean for financial services firm.
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RT Plus - The NRF Conduct Healthcheck from 2021-03-09T16:12:40
Welcome to our first episode of Regulation Tomorrow Plus - the spin off podcast from the Regulation Tomorrow Podcast. Regulation Tomorrow Plus is shorter, sharper and more reactive - released as a...
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RT Plus - The NRF Conduct Healthcheck from 2021-03-09T16:12:40
Welcome to our first episode of Regulation Tomorrow Plus - the spin off podcast from the Regulation Tomorrow Podcast.
Regulation Tomorrow Plus is shorter, sharper and more reactive - relea...