SIE Exam Lesson 39 - a podcast by Franz

SIE Exam Lesson 39 Analysis Income Statement pt 3
This is SIE Exam Lesson 39 which is going to be covering the third lesson on income statements in this lesson we continue our discussion of the fundamental approach to investment analysis. We're going to cover this subject in great detail first starting with balance sheets and going on to income statements and then finally the cash flow statement. This SIE Exam Securities Industry Essentials SIE Exam Sample Lesson 39 is another portion (about 1/4 to 1/2 of the full lesson of the full lesson) that we will share with you for the full new 36 hour and 35 min audio course"Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam"The full course details:
Total Course 36 hour36 hours 53 Min of audio instruction to help you prepare for the Securities Industry Essentials Exam

58 Audio Lessons for Securities Industry Essentials Exam13 Bonus Lessons about the finance industry

Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam 
New Series 7 Exam and SIE Exam details.Here is a link to the table of Contents
Here is what my customers say about my audio lessonsTestimonials

FINRA has announced major changes to the Series 7 Exam effective October 1, 2018. With the introduction of the Securities Industries Essentials Exam (SIEExam) the new series 7 has been pared down to 125 questions from its original 250 questions.

https://www.finra.org/industry/series7However now all candidates now must now pass both the SIE exam (securities industry essentials exam) as well as the New Top-Odd Series 7 Exam. In a series

7 candidate must also have an industry sponsor in order to take the examination tot to take the SIE Exam the candidate simply needs to be 18 years old andno broker affiliation is needed..
https://www.finra.org/industry/essentials-exam“Securities Industry Essentials (SIE) Exam
Available Beginning October 1, 2018The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry

professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental toworking in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their

functions; and prohibited practices.Key Features of the Essentials Exam
________________________________________• The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry

knowledge to potential employers.• Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.
• Essentials exam results are valid for four years.The Essentials Exam at a Glance
________________________________________Number of Items 75
Format Multiple ChoiceDuration 105 minutes
Passing Score 70%Cost $60”
New Series 7 Exam“On or After October 1, 2018
The New Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. Theoutline is comprised of the four main job functions of a general securities representative. The table below lists the allocation of exam questions for each

main job function.Major Job Functions Percentage of Test Questions Number of Test Questions
(F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers 7% 9(F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives 9% 11
(F3) Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records 73% 91(F4) Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Proc...

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