SIE Podcast Learn about Family Offices - a podcast by Franz

Learn about Family Offices



Family Offices

In this episode we learn about Family Offices. I interview Richard Wilson at https://familyoffices.com



We explore:



What are Family Offices



What Investments do family offices make



How are Family Offices Structured



What Events does https://familyoffices.com have



How would make contact with these Offices



There is also a youtube channel for Family Office club here is the link https://www.youtube.com/user/familyofficesgroup/videos

 



The full course details:

36 hours 53 Min of audio instruction to help you prepare for the Securities Industry Essentials Exam



58 Audio Lessons for Securities Industry Essentials Exam



13 Bonus Lessons about the finance industry



Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam



 

New Series 7 Exam and SIE Exam details.

FINRA has announced major changes to the Series 7 Exam effective October 1, 2018. With the introduction of the Securities Industries Essentials Exam (SIE Exam) the new series 7 has been pared down to 125 questions from its original 250 questions.



https://www.finra.org/industry/series7



However there is now a prerequisite before taking the new Series 7 Exam all candidates now must have passed the SIE exam (securities industry essentials exam). In addition thing a series 7 candidate must also have an industry sponsor in order to take the examination.

https://www.finra.org/industry/essentials-exam



“Securities Industry Essentials (SIE) Exam

Available Beginning October 1, 2018

The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Key Features of the Essentials Exam

________________________________________

• The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

• Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

• Essentials exam results are valid for four years.

The Essentials Exam at a Glance

________________________________________

Number of Items 75

Format Multiple Choice

Duration 105 minutes

Passing Score 70%

Cost $60”

Outline of SIE Exam:

https://www.finra.org/sites/default/files/SIE%20Outline-01.12.18.pdf

New Series 7 Exam

“On or After October 1, 2018

The New Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline is comprised of the four main job functions of a general securities representative. The table below lists the allocation of exam questions for eac...

Further episodes of SIE Exam: Securities Industry Essentials Exam Lessons and Information

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Website of Franz