A Deep Dive Into Reg BI - a podcast by Ivan Barretto, Megan Campbell, and Collin OBryant

Intro Topic I – Overview Of The New Regulation Best Interest Topic II – Best Interest Obligation and Key Areas of Obligation Topic III – Books and Records Requirements Topic IV – Next Steps To Remain in Compliance Outro

Guest Speaker Information: Mary Ellen Storey, Vice President Cerulean Securities Compliance Mary Ellen’s Linkedin: https://loom.ly/UBKmzDE

Company Website: https://loom.ly/BoOjuZg Phone: (816) 858-7880 Company LinkedIn: https://loom.ly/sOV7X14 Company Twitter: https://loom.ly/utsslWk

Other informative links:

Form CRS Relationship Summary; Amendments to Form ADV https://loom.ly/0epzpSY

Regulation Best Interest: The Broker-Dealer Standard of Conduct https://loom.ly/ykOUOS0

Further episodes of The RIA Compliance Collective

Further podcasts by Ivan Barretto, Megan Campbell, and Collin O'Bryant

Website of Ivan Barretto, Megan Campbell, and Collin O'Bryant