Effective Compliance for Innovators - a podcast by NBPCA

How can start-ups create effective compliance programs with limited resources? 

This is a question many founders struggle with, and the key to is success is recognizing when they need help.  

In this episode Jamie Uppenberg, the founder of Uppenberg Associates, discusses how fintechs can build an effective compliance program that grows with the company. 

We talk about how compliance is more than just a good set of documents, how fintechs and banks should communicate, and what banks should look for in their partners. 

The IPA thanks our member sponsor, Netspend, for helping to make this show possible.  

This podcast was recorded on February 23, 2023. Things may have changed by the time you hear it.